Purchases and Sales Made in Q3 2022 in Flaherty & Crumrine Preferred & Income Fund Inc (PFD)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Fund Inc (PFD) during Q3 2022. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
49.2K+ 413.31% |
$516K - $654K
|
61.1K
$684K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
41K+ 66.3% |
$430K - $544K
|
103K
$1.15M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
29.1K+ 31.46% |
$305K - $387K
|
122K
$1.36M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
14.1K+ 16.09% |
$148K - $188K
|
102K
$1.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.4KNew |
$119K - $151K
|
11.4K
$127K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
11.3K+ 43.2% |
$118K - $150K
|
37.4K
$418K
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
10.1KNew |
$106K - $134K
|
10.1K
$113K
|
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
9.36K+ 10.64% |
$98.1K - $124K
|
97.3K
$1.09M
|
|
|
Oct 31, 2022
Q3 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
8.9KNew |
$93.3K - $118K
|
8.9K
$99.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.43K+ 16.17% |
$88.4K - $112K
|
60.6K
$678K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.05K+ 3.59% |
$84.4K - $107K
|
232K
$2.6M
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
5.34K+ 16.01% |
$56K - $70.9K
|
38.7K
$433K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5.25KNew |
$55K - $69.7K
|
5.25K
$58.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.99KNew |
$41.8K - $53K
|
3.99K
$44.6K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
3.21K+ 16.64% |
$33.6K - $42.6K
|
22.5K
$251K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.33K+ 16.35% |
$24.4K - $30.9K
|
16.6K
$186K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.51K+ 4.14% |
$15.8K - $20.1K
|
38.1K
$426K
|
|
|
Oct 18, 2022
Q3 2022
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
1.13K+ 1.86% |
$11.8K - $15K
|
61.7K
$690K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
829+ 4.06% |
$8.69K - $11K
|
21.3K
$238K
|
|
|
Nov 09, 2022
Q3 2022
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
722+ 1.8% |
$7.57K - $9.59K
|
40.9K
$458K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
20+ 1.83% |
$210 - $266
|
1.11K
$12.4K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
14+ 0.1% |
$147 - $186
|
13.8K
$154K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-228- 1.57% |
$2.39K - $3.03K
|
14.3K
$159K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-325- 47.45% |
$3.41K - $4.32K
|
360
$4.03K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-856- 22.2% |
$8.97K - $11.4K
|
3K
$33.6K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.97K- 9.88% |
$20.6K - $26.1K
|
18K
$201K
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.88K- 22.36% |
$30.2K - $38.2K
|
10K
$112K
|