Purchases and Sales Made in Q3 2021 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q3 2021. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
158KNew |
$1.98M - $2.12M
|
158K
$1.75M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
59.2K+ 32.93% |
$741K - $794K
|
239K
$2.65M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
54.6K+ 41.8% |
$683K - $732K
|
185K
$2.05M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
38.2K+ 16.37% |
$478K - $512K
|
272K
$3.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
27.5KNew |
$344K - $369K
|
27.5K
$304K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
21.2KNew |
$265K - $284K
|
21.2K
$235K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
13.6K+ 16.18% |
$170K - $182K
|
97.6K
$1.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
BUY
|
- |
11.2KNew |
$140K - $150K
|
11.2K
$124K
|
|
|
Oct 22, 2021
Q3 2021
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
10.1KNew |
$126K - $135K
|
10.1K
$111K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
10K+ 72.73% |
$125K - $134K
|
23.8K
$264K
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
6.06K+ 6.58% |
$75.8K - $81.3K
|
98.2K
$1.09M
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
5.61K+ 0.24% |
$70.2K - $75.3K
|
2.31M
$25.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
4.8K+ 30.04% |
$60K - $64.3K
|
20.8K
$230K
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
4.1KNew |
$51.3K - $55K
|
4.1K
$45.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.74K+ 20.39% |
$46.8K - $50.1K
|
22.1K
$244K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.52K+ 7.12% |
$44K - $47.2K
|
52.9K
$586K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
2.62KNew |
$32.7K - $35.1K
|
2.62K
$28.9K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.5KNew |
$31.3K - $33.5K
|
2.5K
$27.7K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
2.33KNew |
$29.1K - $31.2K
|
2.33K
$25.7K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
2K+ 4.93% |
$25K - $26.8K
|
42.6K
$472K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.82KNew |
$22.8K - $24.4K
|
1.82K
$20.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.7K+ 5.13% |
$21.3K - $22.9K
|
34.9K
$386K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.62K+ 3.69% |
$20.3K - $21.8K
|
45.6K
$505K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.51K+ 13.59% |
$18.9K - $20.3K
|
12.6K
$140K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.41K+ 12.67% |
$17.6K - $18.9K
|
12.5K
$139K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.39K+ 11.03% |
$17.4K - $18.6K
|
14K
$155K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.16KNew |
$14.5K - $15.5K
|
1.16K
$12.8K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
875New |
$10.9K - $11.7K
|
875
$9.69K
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
866+ 0.33% |
$10.8K - $11.6K
|
267K
$2.96M
|
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
844+ 1.31% |
$10.6K - $11.3K
|
65.4K
$724K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
629+ 16.81% |
$7.87K - $8.43K
|
4.37K
$48.4K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
492+ 2.54% |
$6.15K - $6.6K
|
19.9K
$220K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
407New |
$5.09K - $5.46K
|
407
$4.51K
|
|
|
Nov 12, 2021
Q3 2021
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
300+ 1.92% |
$3.75K - $4.02K
|
15.9K
$176K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
250+ 71.43% |
$3.13K - $3.35K
|
600
$6.64K
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
BUY
|
- |
200New |
$2.5K - $2.68K
|
200
$2.21K
|
|
|
Oct 13, 2021
Q3 2021
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
72+ 0.31% |
$901 - $966
|
23.6K
$262K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
25New |
$313 - $335
|
25
$277
|
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
8+ 0.06% |
$100 - $107
|
12.7K
$141K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-8- 0.06% |
$100 - $107
|
12.7K
$141K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-15- 0.37% |
$188 - $201
|
4K
$44.3K
|
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
SELL
|
- |
-163Closed |
$2.04K - $2.19K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-200- 24.91% |
$2.5K - $2.68K
|
603
$6.68K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-434Closed |
$5.43K - $5.82K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-700Closed |
$8.76K - $9.39K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-857- 3.46% |
$10.7K - $11.5K
|
23.9K
$264K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-939- 1.83% |
$11.7K - $12.6K
|
50.5K
$559K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.09K- 1.35% |
$13.6K - $14.6K
|
79.5K
$881K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.5K- 3.81% |
$18.8K - $20.1K
|
37.9K
$419K
|