Latest Institutional Sells of Pioneer Floating Rate Fund, Inc. (PHD)
This list provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 08, 2019
Q4 2018
|
West Oak Capital, LLC
|
SELL
|
- |
-17KClosed |
$164K - $187K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-14.4KClosed |
$139K - $159K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Westside Investment Management, Inc.
|
SELL
|
- |
-1KClosed |
$9.68K - $11K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-924Closed |
$8.94K - $10.2K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Optimum Investment Advisors
|
SELL
|
- |
-400Closed |
$3.87K - $4.41K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-100Closed |
$968 - $1.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-122KClosed |
$1.34M - $1.37M
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-49.1KClosed |
$537K - $548K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-11.3KClosed |
$123K - $126K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-6.4KClosed |
$70K - $71.5K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-750Closed |
$8.2K - $8.38K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-652Closed |
$7.13K - $7.28K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-6.42KClosed |
$71.7K - $75.7K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 30, 2018
Q1 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-484KClosed |
$5.5M - $5.7M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-12.2KClosed |
$139K - $144K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-11.4KClosed |
$129K - $134K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 12, 2018
Q4 2017
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-21.9KClosed |
$249K - $266K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-19.4KClosed |
$221K - $236K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-14.9KClosed |
$170K - $182K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-8.08KClosed |
$92.1K - $98.5K
|
0
$0
|
|