Purchases and Sales Made in Q1 2021 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q1 2021. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 27, 2021
Q1 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
377K+ 489.79% |
$3.83M - $4.32M
|
454K
$4.38M
|
|
Apr 16, 2021
Q1 2021
|
Lake Street Financial LLC
|
BUY
|
- |
200K+ 447.99% |
$2.04M - $2.3M
|
245K
$2.37M
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
70K+ 223.1% |
$711K - $802K
|
101K
$979K
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
65.2K+ 17.15% |
$663K - $748K
|
446K
$4.3M
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
42.1K+ 11.3% |
$428K - $483K
|
415K
$4.01M
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
33.9K+ 322.73% |
$345K - $389K
|
44.4K
$429K
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
27.1K+ 140.51% |
$276K - $311K
|
46.5K
$449K
|
|
May 12, 2021
Q1 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
21.1KNew |
$214K - $242K
|
21.1K
$204K
|
|
Apr 19, 2021
Q1 2021
|
Congress Park Capital LLC
|
BUY
|
- |
16.5KNew |
$168K - $189K
|
16.5K
$159K
|
|
May 11, 2021
Q1 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
14.2K+ 127.25% |
$144K - $163K
|
25.4K
$245K
|
|
Jun 08, 2021
Q1 2021
|
Prentice Wealth Management LLC
|
BUY
|
- |
13.8KNew |
$140K - $158K
|
13.8K
$133K
|
|
May 13, 2021
Q1 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
12.4KNew |
$126K - $142K
|
12.4K
$120K
|
|
May 03, 2021
Q1 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
10.6K+ 8.06% |
$108K - $121K
|
142K
$1.37M
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
7.02KNew |
$71.3K - $80.4K
|
7.02K
$67.8K
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4.06K+ 16.37% |
$41.2K - $46.5K
|
28.8K
$279K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
3.15K+ 24.65% |
$32K - $36.1K
|
15.9K
$154K
|
|
May 14, 2021
Q1 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
1.47KNew |
$14.9K - $16.8K
|
1.47K
$14.2K
|
|
May 14, 2021
Q1 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
- |
1.4KNew |
$14.2K - $16K
|
1.4K
$13.5K
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1K+ 8.33% |
$10.2K - $11.5K
|
13K
$126K
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
440+ 34.48% |
$4.47K - $5.04K
|
1.72K
$16.6K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-3Closed |
$30.5 - $34.4
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-10- 0.05% |
$102 - $115
|
20.2K
$195K
|
|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-18Closed |
$183 - $206
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-37Closed |
$376 - $424
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-607Closed |
$6.17K - $6.96K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.6K- 14.12% |
$26.4K - $29.8K
|
15.8K
$153K
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-6.55K- 79.79% |
$66.5K - $75K
|
1.66K
$16K
|
|
May 14, 2021
Q1 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-12.4KClosed |
$126K - $142K
|
0
$0
|
|
Jun 17, 2021
Q1 2021
|
Prentice Wealth Management LLC
|
SELL
|
- |
-12.6K- 91.27% |
$128K - $144K
|
1.2K
$11.6K
|
|
Apr 27, 2021
Q1 2021
|
Westbourne Investment Advisors, Inc.
|
SELL
|
- |
-14.9KClosed |
$151K - $171K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-15.9KClosed |
$162K - $182K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-16.4KClosed |
$167K - $188K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-18.7K- 49.2% |
$190K - $215K
|
19.3K
$187K
|
|
May 17, 2021
Q1 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-25.5KClosed |
$259K - $293K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-34.1KClosed |
$346K - $390K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-49.2K- 59.42% |
$500K - $564K
|
33.6K
$325K
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-65.5KClosed |
$666K - $751K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-68.4KClosed |
$695K - $784K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-105KClosed |
$1.07M - $1.21M
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-126KClosed |
$1.28M - $1.44M
|
0
$0
|
|
Apr 23, 2021
Q1 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-132KClosed |
$1.34M - $1.51M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-769KClosed |
$7.81M - $8.81M
|
0
$0
|