Purchases and Sales Made in Q1 2022 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q1 2022. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2022
Q1 2022
|
Lake Street Financial LLC
|
BUY
|
- |
334KNew |
$3.39M - $4M
|
334K
$3.25M
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
261K+ 227.86% |
$2.64M - $3.12M
|
375K
$3.64M
|
|
|
May 09, 2022
Q1 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
60.8K+ 120.94% |
$617K - $727K
|
111K
$1.08M
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
60.3K+ 110.68% |
$612K - $722K
|
115K
$1.12M
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
45.6K+ 417.98% |
$463K - $546K
|
56.5K
$550K
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
43.1KNew |
$437K - $516K
|
43.1K
$419K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.3K+ 7.07% |
$155K - $183K
|
232K
$2.25M
|
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.9KNew |
$141K - $167K
|
13.9K
$135K
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.6KNew |
$138K - $163K
|
13.6K
$132K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12K+ 14.54% |
$122K - $144K
|
94.5K
$919K
|
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
10.3K+ 29.73% |
$105K - $124K
|
45K
$438K
|
|
|
May 09, 2022
Q1 2022
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
9.89K+ 28.03% |
$100K - $118K
|
45.2K
$439K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.71K+ 4.87% |
$88.4K - $104K
|
188K
$1.82M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.85K+ 22.07% |
$49.2K - $58K
|
26.8K
$261K
|
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2.7KNew |
$27.4K - $32.3K
|
2.7K
$26.2K
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.53K+ 20.38% |
$25.7K - $30.3K
|
14.9K
$145K
|
|
|
May 13, 2022
Q1 2022
|
Worth Asset Management, LLC
|
BUY
|
- |
2.3KNew |
$23.3K - $27.5K
|
2.3K
$22.3K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.17KNew |
$11.8K - $13.9K
|
1.17K
$11.3K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
449New |
$4.56K - $5.37K
|
449
$4.36K
|
|
|
May 10, 2022
Q1 2022
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
19New |
$193 - $227
|
19
$185
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
SELL
|
- |
-5Closed |
$50.8 - $59.9
|
0
$0
|
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-134- 0.53% |
$1.36K - $1.6K
|
25.3K
$246K
|
|
|
Apr 13, 2022
Q1 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.02K- 1.51% |
$20.5K - $24.2K
|
131K
$1.28M
|
|
|
Aug 11, 2022
Q1 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-2.92K- 20.01% |
$29.6K - $34.9K
|
11.7K
$113K
|
|
|
May 16, 2022
Q1 2022
|
Invesco Senior Secured Management Inc
New York, NY |
SELL
|
- |
-6.99KClosed |
$70.9K - $83.6K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-10KClosed |
$102K - $120K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-13.6K- 22.78% |
$138K - $163K
|
46.2K
$449K
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-15.2KClosed |
$154K - $182K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Congress Park Capital LLC
|
SELL
|
- |
-16.5KClosed |
$167K - $198K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-20.1KClosed |
$204K - $241K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-20.7K- 6.42% |
$210K - $248K
|
302K
$2.93M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-21.6K- 10.32% |
$219K - $259K
|
188K
$1.82M
|
|
|
May 02, 2022
Q1 2022
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-43.9K- 31.08% |
$446K - $526K
|
97.3K
$946K
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-47.1K- 9.18% |
$478K - $563K
|
465K
$4.52M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-85.7K- 80.26% |
$870K - $1.03M
|
21.1K
$205K
|
|
|
Apr 29, 2022
Q1 2022
|
Lake Street Financial LLC
|
SELL
|
- |
-326KClosed |
$3.31M - $3.9M
|
0
$0
|