Purchases and Sales Made in Q4 2023 in Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD) during Q4 2023. The information is specifically focused on institutions that hold shares of Pioneer Floating Rate Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
142K+ 138.0% |
$1.2M - $1.33M
|
245K
$2.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
130KNew |
$1.1M - $1.22M
|
130K
$1.22M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
103K+ 177.23% |
$875K - $964K
|
162K
$1.52M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
30.4KNew |
$257K - $284K
|
30.4K
$286K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
28.4K+ 178.28% |
$241K - $265K
|
44.3K
$417K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
19K+ 10.38% |
$161K - $177K
|
202K
$1.89M
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.5KNew |
$131K - $144K
|
15.5K
$145K
|
|
|
Jan 10, 2024
Q4 2023
|
Lake Street Financial LLC
|
BUY
|
- |
15.2K+ 2.88% |
$128K - $142K
|
542K
$5.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
12KNew |
$102K - $112K
|
12K
$113K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
8.44K+ 34.03% |
$71.5K - $78.8K
|
33.2K
$312K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
8.25K+ 9.66% |
$69.9K - $77.1K
|
93.7K
$881K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.3K+ 7.37% |
$53.4K - $58.8K
|
91.8K
$863K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.29KNew |
$36.4K - $40.1K
|
4.29K
$40.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.29KNew |
$36.4K - $40.1K
|
4.29K
$40.4K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.71KNew |
$22.9K - $25.3K
|
2.71K
$25.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.63K+ 1.75% |
$22.3K - $24.6K
|
153K
$1.44M
|
|
|
Jan 23, 2024
Q4 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
1.27K+ 1.08% |
$10.7K - $11.8K
|
119K
$1.12M
|
|
|
Jan 24, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
1.18K+ 1.2% |
$9.97K - $11K
|
99.5K
$936K
|
|
|
Feb 15, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
1.18K+ 1.2% |
$9.97K - $11K
|
99.5K
$936K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1.02KNew |
$8.64K - $9.53K
|
1.02K
$9.59K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
690+ 1.37% |
$5.84K - $6.44K
|
50.9K
$479K
|
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
27+ 0.09% |
$229 - $252
|
31.3K
$295K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-45- 0.25% |
$381 - $420
|
17.7K
$167K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-225- 45.45% |
$1.91K - $2.1K
|
270
$2.54K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-400- 2.93% |
$3.39K - $3.74K
|
13.3K
$125K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.68K- 6.83% |
$14.2K - $15.7K
|
22.9K
$216K
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.71K- 7.26% |
$14.5K - $16K
|
21.8K
$205K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.19K- 2.69% |
$27K - $29.7K
|
115K
$1.08M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.14K- 5.31% |
$35K - $38.6K
|
73.7K
$693K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-11.5K- 8.79% |
$97.6K - $108K
|
120K
$1.12M
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-18K- 26.63% |
$153K - $169K
|
49.7K
$467K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-25.6K- 10.54% |
$217K - $239K
|
217K
$2.04M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-27K- 14.98% |
$228K - $252K
|
153K
$1.44M
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-31.5K- 16.7% |
$267K - $294K
|
157K
$1.48M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-31.6K- 7.85% |
$268K - $295K
|
371K
$3.49M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
SELL
|
- |
-40.9K- 33.54% |
$346K - $382K
|
81K
$761K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-71.5K- 83.3% |
$606K - $668K
|
14.3K
$135K
|