Purchases and Sales Made in Q1 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 11, 2021
Q1 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-2.87K- 12.53% |
$15.8K - $22.9K
|
20K
$106K
|
|
May 12, 2021
Q1 2021
|
True Private Wealth Advisors
|
SELL
|
- |
-2.92KClosed |
$16.1K - $23.3K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-2.93K- 87.97% |
$16.1K - $23.3K
|
400
$2.11K
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.09K- 15.57% |
$17K - $24.6K
|
16.7K
$88.4K
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.54K- 10.08% |
$19.5K - $28.3K
|
31.6K
$167K
|
|
Apr 16, 2021
Q1 2021
|
Tennessee Valley Asset Management Partners
|
SELL
|
- |
-3.74K- 12.17% |
$20.6K - $29.8K
|
27K
$143K
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-4.61K- 6.73% |
$25.4K - $36.8K
|
63.9K
$338K
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.69K- 6.71% |
$25.9K - $37.4K
|
65.2K
$344K
|
|
May 13, 2021
Q1 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-4.7K- 99.98% |
$25.9K - $37.5K
|
1
$5.28
|
|
May 13, 2021
Q1 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-4.74K- 11.34% |
$26.1K - $37.9K
|
37.1K
$196K
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.65K- 0.65% |
$31.1K - $45.1K
|
866K
$4.57M
|
|
May 17, 2021
Q1 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-5.72K- 0.21% |
$31.5K - $45.7K
|
2.68M
$14.2M
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.04K- 5.41% |
$44.3K - $64.2K
|
141K
$742K
|
|
Apr 30, 2021
Q1 2021
|
Garner Asset Management Corp
|
SELL
|
- |
-8.93K- 4.64% |
$49.2K - $71.2K
|
184K
$969K
|
|
May 13, 2021
Q1 2021
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-10KClosed |
$55.1K - $79.8K
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Legacy Wealth Planning, LLC
|
SELL
|
- |
-10.2KClosed |
$56.2K - $81.4K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-10.4KClosed |
$57.2K - $82.8K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-11.1KClosed |
$61K - $88.3K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-11.6K- 15.24% |
$64.1K - $92.8K
|
64.6K
$341K
|
|
May 14, 2021
Q1 2021
|
Delta Investment Management, LLC
|
SELL
|
- |
-11.8KClosed |
$65K - $94.1K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-13.4KClosed |
$73.9K - $107K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-13.5KClosed |
$74.4K - $108K
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Bt Wealth Management LLC
|
SELL
|
- |
-13.8KClosed |
$76K - $110K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-15.5K- 18.02% |
$85.5K - $124K
|
70.6K
$373K
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-18.6K- 14.69% |
$103K - $149K
|
108K
$572K
|
|
May 17, 2021
Q1 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-19.8KClosed |
$109K - $158K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-20.3KClosed |
$112K - $162K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-21K- 36.98% |
$116K - $168K
|
35.8K
$189K
|
|
May 06, 2021
Q1 2021
|
Rda Financial Network
|
SELL
|
- |
-21.3KClosed |
$117K - $170K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-23K- 32.14% |
$127K - $183K
|
48.5K
$256K
|
|
Apr 21, 2021
Q1 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-23.7K- 4.2% |
$131K - $189K
|
541K
$2.86M
|
|
May 17, 2021
Q1 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-24.8K- 23.07% |
$137K - $198K
|
82.8K
$437K
|
|
May 14, 2021
Q1 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-28.3KClosed |
$156K - $226K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-30.6KClosed |
$169K - $244K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-31.5K- 34.19% |
$173K - $251K
|
60.6K
$320K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-32.1K- 8.67% |
$177K - $256K
|
338K
$1.78M
|
|
May 10, 2021
Q1 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-33KClosed |
$182K - $263K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-34.2KClosed |
$189K - $273K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-38.1KClosed |
$210K - $304K
|
0
$0
|
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-41.7KClosed |
$230K - $333K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-42K- 31.81% |
$231K - $335K
|
90.1K
$476K
|
|
May 17, 2021
Q1 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-42.4KClosed |
$233K - $338K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-45.4K- 94.84% |
$250K - $362K
|
2.47K
$13K
|
|
May 14, 2021
Q1 2021
|
Cipher Capital LP
New York, NY |
SELL
|
- |
-45.9KClosed |
$253K - $366K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-48.8K- 93.64% |
$269K - $390K
|
3.32K
$17.5K
|
|
Apr 26, 2021
Q1 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-51.2KClosed |
$282K - $409K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-56.5K- 23.9% |
$311K - $451K
|
180K
$950K
|
|
Apr 21, 2021
Q1 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-62.5K- 47.77% |
$344K - $499K
|
68.3K
$361K
|
|
Apr 26, 2021
Q1 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-64.9KClosed |
$358K - $518K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-71.9KClosed |
$396K - $574K
|
0
$0
|