Purchases and Sales Made in Q1 2023 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2023. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 03, 2023
Q1 2023
|
Van Eck Associates Corp
|
BUY
|
- |
356K+ 10.5% |
$2.37M - $2.72M
|
3.74M
$15.7M
|
|
|
May 15, 2023
Q1 2023
|
Xml Financial, LLC
|
BUY
|
- |
352K+ 37.7% |
$2.35M - $2.7M
|
1.29M
$5.39M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
130K+ 15.75% |
$867K - $996K
|
956K
$4M
|
|
|
May 04, 2023
Q1 2023
|
Kbc Group Nv
|
BUY
|
- |
111K+ 4107.15% |
$740K - $849K
|
114K
$476K
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
101K+ 3.84% |
$673K - $773K
|
2.73M
$11.4M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
80.2KNew |
$535K - $614K
|
80.2K
$336K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
69.7K+ 4.4% |
$465K - $534K
|
1.65M
$6.93M
|
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
68.3KNew |
$456K - $523K
|
68.3K
$286K
|
|
|
May 15, 2023
Q1 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
55KNew |
$367K - $421K
|
55K
$230K
|
|
|
May 15, 2023
Q1 2023
|
Acrisure Capital Management, LLC
Austin, TX |
BUY
|
- |
55K+ 189.77% |
$367K - $421K
|
83.9K
$352K
|
|
|
May 22, 2023
Q1 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
51.6KNew |
$344K - $396K
|
51.6K
$216K
|
|
|
May 11, 2023
Q1 2023
|
Pro Share Advisors LLC
|
BUY
|
- |
49.2KNew |
$328K - $377K
|
49.2K
$206K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
49K+ 7.35% |
$327K - $375K
|
715K
$3M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
45.9K+ 8.01% |
$306K - $352K
|
619K
$2.59M
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
40KNew |
$267K - $306K
|
40K
$168K
|
|
|
May 12, 2023
Q1 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
38.2KNew |
$255K - $293K
|
38.2K
$160K
|
|
|
May 12, 2023
Q1 2023
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
36.6KNew |
$244K - $281K
|
36.6K
$153K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
31.3K+ 238.41% |
$209K - $239K
|
44.4K
$186K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
30K+ 58.05% |
$200K - $230K
|
81.7K
$343K
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
29.1K+ 40.39% |
$194K - $223K
|
101K
$423K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
24.2K+ 3.77% |
$161K - $185K
|
665K
$2.79M
|
|
|
May 12, 2023
Q1 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
23.4KNew |
$156K - $179K
|
23.4K
$98K
|
|
|
Apr 27, 2023
Q1 2023
|
Sunesis Advisors, LLC
|
BUY
|
- |
22.2KNew |
$148K - $170K
|
22.2K
$93.2K
|
|
|
May 12, 2023
Q1 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
21.7KNew |
$145K - $167K
|
21.7K
$91.1K
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
21.4KNew |
$143K - $164K
|
21.4K
$89.7K
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
21.3KNew |
$142K - $163K
|
21.3K
$89.4K
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
21.1KNew |
$141K - $162K
|
21.1K
$88.5K
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
18.9KNew |
$126K - $145K
|
18.9K
$79.1K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.6K+ 4.26% |
$117K - $135K
|
430K
$1.8M
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
17K+ 467.64% |
$113K - $130K
|
20.6K
$86.4K
|
|
|
May 15, 2023
Q1 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
16.4KNew |
$109K - $126K
|
16.4K
$68.7K
|
|
|
May 12, 2023
Q1 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
16.4KNew |
$109K - $125K
|
16.4K
$68.5K
|
|
|
May 12, 2023
Q1 2023
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
16.3K+ 10.91% |
$108K - $125K
|
165K
$693K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
15.7K+ 90.91% |
$105K - $120K
|
32.9K
$138K
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
14.8K+ 42.05% |
$98.7K - $113K
|
50K
$210K
|
|
|
May 15, 2023
Q1 2023
|
Caxton Associates LP
New York, NY |
BUY
|
- |
14.7K+ 17.3% |
$97.8K - $112K
|
99.4K
$416K
|
|
|
May 11, 2023
Q1 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
13.9KNew |
$93K - $107K
|
13.9K
$58.4K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
13.8K+ 5.37% |
$92K - $106K
|
270K
$1.13M
|
|
|
Apr 07, 2023
Q1 2023
|
Cypress Wealth Services, LLC
|
BUY
|
- |
13.5KNew |
$89.7K - $103K
|
13.5K
$56.4K
|
|
|
Apr 27, 2023
Q1 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
12.7KNew |
$84.9K - $97.5K
|
12.7K
$53.3K
|
|
|
May 15, 2023
Q1 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
12.7KNew |
$84.7K - $97.3K
|
12.7K
$53.2K
|
|
|
May 15, 2023
Q1 2023
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
12.3KNew |
$82.1K - $94.3K
|
12.3K
$51.6K
|
|
|
May 03, 2023
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
11.8KNew |
$78.7K - $90.4K
|
11.8K
$49.4K
|
|
|
Oct 21, 2024
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
11.8KNew |
$78.7K - $90.4K
|
11.8K
$49.4K
|
|
|
May 08, 2023
Q1 2023
|
Equitable Trust CO
|
BUY
|
- |
11KNew |
$73.4K - $84.3K
|
11K
$46.1K
|
|
|
May 15, 2023
Q1 2023
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
10.2KNew |
$68.2K - $78.3K
|
10.2K
$42.9K
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
10.2KNew |
$68.2K - $78.3K
|
10.2K
$42.8K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
10.2KNew |
$67.9K - $78K
|
10.2K
$42.6K
|
|
|
Apr 19, 2023
Q1 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
9.85KNew |
$65.7K - $75.5K
|
9.85K
$41.3K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.66K+ 1.09% |
$64.5K - $74K
|
898K
$3.76M
|