Purchases and Sales Made in Q1 2024 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q1 2024. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
78.7K+ 5.19% |
$864K - $952K
|
1.6M
$19.7M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
78.7K+ 5.19% |
$864K - $952K
|
1.6M
$19.7M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
25.7K+ 25.55% |
$282K - $311K
|
126K
$1.56M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
24K+ 13.52% |
$263K - $290K
|
201K
$2.48M
|
|
|
May 08, 2024
Q1 2024
|
Calamos Advisors LLC
|
BUY
|
- |
23.7KNew |
$260K - $287K
|
23.7K
$293K
|
|
|
Apr 22, 2024
Q1 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
14.1KNew |
$155K - $170K
|
14.1K
$174K
|
|
|
May 15, 2024
Q1 2024
|
Mangrove Partners
New York, NY |
BUY
|
- |
10.4K+ 2.05% |
$114K - $125K
|
516K
$6.37M
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.3K+ 9.03% |
$113K - $125K
|
125K
$1.54M
|
|
|
May 10, 2024
Q1 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
6.34K+ 5.52% |
$69.6K - $76.7K
|
121K
$1.5M
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
3.76KNew |
$41.2K - $45.4K
|
3.76K
$46.4K
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.36K+ 1.5% |
$25.9K - $28.5K
|
160K
$1.97M
|
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
2.34K+ 19.18% |
$25.7K - $28.3K
|
14.6K
$180K
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.08K+ 2.08% |
$22.8K - $25.1K
|
102K
$1.26M
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
2.03K+ 6.91% |
$22.3K - $24.6K
|
31.5K
$388K
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.74K+ 4.33% |
$19.1K - $21.1K
|
42K
$518K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.33K+ 0.84% |
$14.5K - $16K
|
160K
$1.97M
|
|
|
May 15, 2024
Q1 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
768+ 2.27% |
$8.42K - $9.29K
|
34.6K
$427K
|
|
|
May 03, 2024
Q1 2024
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
500+ 4.15% |
$5.49K - $6.05K
|
12.6K
$155K
|
|
|
May 01, 2024
Q1 2024
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
402+ 3.31% |
$4.41K - $4.86K
|
12.5K
$155K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
369+ 0.83% |
$4.05K - $4.46K
|
44.7K
$552K
|
|
|
Apr 22, 2024
Q1 2024
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
303+ 0.32% |
$3.32K - $3.66K
|
95.8K
$1.18M
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-92- 0.32% |
$1.01K - $1.11K
|
29K
$358K
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-227- 3.21% |
$2.49K - $2.74K
|
6.86K
$84.7K
|
|
|
Apr 18, 2024
Q1 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-473- 2.11% |
$5.19K - $5.72K
|
22K
$271K
|
|
|
May 13, 2024
Q1 2024
|
Black Diamond Wealth Management Inc.
|
SELL
|
- |
-929- 3.21% |
$10.2K - $11.2K
|
28K
$346K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.06K- 3.44% |
$11.6K - $12.8K
|
29.7K
$366K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.3K- 5.24% |
$14.2K - $15.7K
|
23.4K
$289K
|
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.61K- 11.17% |
$28.6K - $31.5K
|
20.7K
$256K
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.9K- 15.93% |
$42.8K - $47.2K
|
20.6K
$254K
|
|
|
May 15, 2024
Q1 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-4.48K- 7.64% |
$49.2K - $54.2K
|
54.2K
$670K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-4.49KClosed |
$49.2K - $54.2K
|
0
$0
|
|
|
Apr 12, 2024
Q1 2024
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-7.5K- 33.9% |
$82.3K - $90.7K
|
14.6K
$181K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-8K- 2.95% |
$87.7K - $96.7K
|
263K
$3.25M
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-9.65K- 29.1% |
$106K - $117K
|
23.5K
$290K
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-9.9K- 18.01% |
$109K - $120K
|
45.1K
$557K
|
|
|
May 10, 2024
Q1 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-10.8K- 36.08% |
$118K - $130K
|
19.1K
$235K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.2K- 10.39% |
$145K - $160K
|
114K
$1.41M
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-18.2K- 8.61% |
$200K - $220K
|
193K
$2.39M
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-36.5K- 13.59% |
$400K - $441K
|
232K
$2.86M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-53.8K- 3.26% |
$590K - $651K
|
1.6M
$19.7M
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-59K- 67.13% |
$647K - $713K
|
28.9K
$357K
|