Purchases and Sales Made in Q2 2022 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q2 2022. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.5K+ 5.9% |
$963K - $1.25M
|
1.37M
$17M
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.5K+ 5.9% |
$963K - $1.25M
|
1.37M
$17M
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
39.9K+ 238.99% |
$502K - $650K
|
56.6K
$699K
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
31.6KNew |
$398K - $515K
|
31.6K
$391K
|
|
|
Jul 26, 2022
Q2 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
19.7K+ 147.79% |
$248K - $321K
|
33K
$408K
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.7K+ 13.85% |
$172K - $222K
|
112K
$1.39M
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
8.8KNew |
$111K - $143K
|
8.8K
$109K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.48K+ 25.64% |
$107K - $138K
|
41.5K
$513K
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.92K+ 7.4% |
$99.7K - $129K
|
115K
$1.42M
|
|
|
Aug 15, 2022
Q2 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
3.31K+ 5.28% |
$41.7K - $54K
|
66K
$815K
|
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.1K+ 5.7% |
$39K - $50.5K
|
57.5K
$710K
|
|
|
Aug 08, 2022
Q2 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.1K+ 3.45% |
$39K - $50.5K
|
93K
$1.15M
|
|
|
Jul 14, 2022
Q2 2022
|
Ford Financial Group, LLC
|
BUY
|
- |
2.47K+ 17.94% |
$31.1K - $40.3K
|
16.2K
$201K
|
|
|
Aug 08, 2022
Q2 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.15K+ 15.05% |
$27K - $34.9K
|
16.4K
$203K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.2KNew |
$15.1K - $19.5K
|
1.2K
$14.8K
|
|
|
Aug 12, 2022
Q2 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.13K+ 13.57% |
$14.2K - $18.3K
|
9.42K
$116K
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1.1K+ 7.95% |
$13.8K - $17.8K
|
14.9K
$184K
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
769New |
$9.67K - $12.5K
|
769
$9.5K
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
102+ 0.27% |
$1.28K - $1.66K
|
37.2K
$460K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-259- 1.06% |
$3.26K - $4.22K
|
24.1K
$298K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-500- 4.28% |
$6.29K - $8.15K
|
11.2K
$138K
|
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-500- 4.0% |
$6.29K - $8.15K
|
12K
$148K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-584- 1.66% |
$7.35K - $9.51K
|
34.5K
$426K
|
|
|
Aug 01, 2022
Q2 2022
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-1.09KClosed |
$13.7K - $17.8K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-1.24KClosed |
$15.6K - $20.2K
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-1.39K- 8.77% |
$17.4K - $22.6K
|
14.4K
$178K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.73K- 7.31% |
$34.3K - $44.5K
|
34.6K
$428K
|
|
|
Aug 15, 2022
Q2 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-14.3K- 38.37% |
$180K - $233K
|
23K
$284K
|
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-17.2K- 6.64% |
$216K - $280K
|
241K
$2.98M
|
|
|
Jul 20, 2022
Q2 2022
|
Next Capital Management LLC
|
SELL
|
- |
-26.2KClosed |
$329K - $426K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-26.7KClosed |
$336K - $435K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-35.4KClosed |
$445K - $576K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-234KClosed |
$2.94M - $3.81M
|
0
$0
|