Purchases and Sales Made in Q2 2024 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q2 2024. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
173K+ 136.62% |
$1.94M - $2.13M
|
299K
$3.53M
|
|
|
Aug 06, 2024
Q2 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
166K+ 1178.17% |
$1.87M - $2.05M
|
180K
$2.13M
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
54.8K+ 28.32% |
$617K - $675K
|
248K
$2.93M
|
|
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
53.8K+ 3.37% |
$606K - $663K
|
1.65M
$19.5M
|
|
|
Aug 14, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
53.8K+ 3.37% |
$606K - $663K
|
1.65M
$19.5M
|
|
|
Aug 14, 2024
Q2 2024
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
47.6K+ 70.86% |
$536K - $587K
|
115K
$1.36M
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
34.2K+ 17.03% |
$386K - $422K
|
235K
$2.78M
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
12.9K+ 10.61% |
$145K - $159K
|
134K
$1.58M
|
|
|
Aug 08, 2024
Q2 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
12.1K+ 96.98% |
$136K - $148K
|
24.5K
$289K
|
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.76K+ 7.81% |
$110K - $120K
|
135K
$1.59M
|
|
|
Jul 25, 2024
Q2 2024
|
Calamos Advisors LLC
|
BUY
|
- |
6.55K+ 27.61% |
$73.7K - $80.7K
|
30.3K
$358K
|
|
|
Aug 06, 2024
Q2 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
2KNew |
$22.5K - $24.6K
|
2K
$23.6K
|
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
1.82K+ 5.8% |
$20.5K - $22.5K
|
33.3K
$393K
|
|
|
Aug 15, 2024
Q2 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.73K+ 3.83% |
$19.4K - $21.3K
|
46.8K
$553K
|
|
|
Jul 18, 2024
Q2 2024
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
1.4K+ 1.46% |
$15.8K - $17.3K
|
97.2K
$1.15M
|
|
|
Jul 22, 2024
Q2 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.34K+ 9.19% |
$15.1K - $16.5K
|
15.9K
$188K
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
1.26K+ 6.38% |
$14.1K - $15.5K
|
20.9K
$247K
|
|
|
Jul 29, 2024
Q2 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.23K+ 1.39% |
$13.8K - $15.1K
|
89.7K
$1.06M
|
|
|
Jul 30, 2024
Q2 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1K+ 3.03% |
$11.3K - $12.3K
|
34K
$402K
|
|
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
906+ 2.16% |
$10.2K - $11.2K
|
42.9K
$506K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
668+ 1.49% |
$7.52K - $8.23K
|
45.4K
$536K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
623+ 2.1% |
$7.01K - $7.68K
|
30.3K
$358K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
266+ 0.95% |
$3K - $3.28K
|
28.3K
$334K
|
|
|
Jul 31, 2024
Q2 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
265+ 3.87% |
$2.98K - $3.26K
|
7.12K
$84.1K
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106New |
$1.19K - $1.31K
|
106
$1.25K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
62+ 0.26% |
$698 - $764
|
23.5K
$278K
|
|
|
Jul 17, 2024
Q2 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1+ 2.38% |
$11.3 - $12.3
|
43
$508
|
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-1.05K- 1.93% |
$11.8K - $12.9K
|
53.2K
$628K
|
|
|
Jul 19, 2024
Q2 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.22K- 5.56% |
$13.8K - $15.1K
|
20.8K
$245K
|
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-2.18K- 7.53% |
$24.6K - $26.9K
|
26.8K
$317K
|
|
|
Aug 05, 2024
Q2 2024
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-2.25K- 15.39% |
$25.3K - $27.7K
|
12.4K
$146K
|
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.36K- 1.48% |
$26.6K - $29.1K
|
157K
$1.86M
|
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.57K- 6.45% |
$74K - $81K
|
95.4K
$1.13M
|
|
|
Jul 11, 2024
Q2 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-7.06K- 37.04% |
$79.5K - $87K
|
12K
$142K
|
|
|
Aug 14, 2024
Q2 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-17.6K- 50.84% |
$198K - $217K
|
17K
$201K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-28.3K- 24.79% |
$319K - $349K
|
85.9K
$1.01M
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-52.3K- 19.86% |
$589K - $644K
|
211K
$2.49M
|
|
|
Jul 25, 2024
Q2 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-162K- 70.0% |
$1.83M - $2M
|
69.5K
$821K
|