Purchases and Sales Made in Q3 2021 in Lmp Capital & Income Fund Inc. (SCD)
This table provides information about the institutional ownership of Lmp Capital & Income Fund Inc. (SCD) during Q3 2021. The information is specifically focused on institutions that hold shares of LMP CAPITAL & INCOME FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
447KNew |
$6.13M - $6.6M
|
447K
$7.63M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
186K+ 341.87% |
$2.54M - $2.74M
|
240K
$4.09M
|
|
|
Feb 11, 2022
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
93KNew |
$1.27M - $1.37M
|
93K
$1.59M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
56.8K+ 10.91% |
$778K - $838K
|
577K
$9.85M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
37.6K+ 4.68% |
$515K - $555K
|
841K
$14.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
12.1K+ 45.89% |
$166K - $179K
|
38.5K
$657K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
10.5K+ 350.0% |
$144K - $155K
|
13.5K
$230K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.55KNew |
$103K - $112K
|
7.55K
$129K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.54K+ 14.28% |
$103K - $111K
|
60.4K
$1.03M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.84K+ 9.25% |
$38.9K - $41.9K
|
33.5K
$572K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
2.77K+ 10.11% |
$37.9K - $40.9K
|
30.1K
$514K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.61K+ 63.56% |
$35.7K - $38.5K
|
6.71K
$115K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.23K+ 7.66% |
$30.6K - $33K
|
31.4K
$535K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.51K+ 6.73% |
$20.6K - $22.2K
|
23.9K
$408K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
500+ 3.42% |
$6.85K - $7.39K
|
15.1K
$258K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
407+ 1.21% |
$5.58K - $6.01K
|
34K
$580K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
107+ 1.83% |
$1.47K - $1.58K
|
5.96K
$102K
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
106+ 1.81% |
$1.45K - $1.57K
|
5.98K
$102K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-9- 0.05% |
$123 - $133
|
17.9K
$305K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-626- 0.95% |
$8.58K - $9.25K
|
65.2K
$1.11M
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1KClosed |
$13.7K - $14.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.5K- 0.44% |
$20.5K - $22.1K
|
335K
$5.72M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.61KClosed |
$35.8K - $38.6K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-4.5K- 5.62% |
$61.7K - $66.5K
|
75.6K
$1.29M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.24K- 0.69% |
$85.4K - $92.1K
|
897K
$15.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-9.17K- 3.34% |
$126K - $135K
|
265K
$4.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-15.6K- 50.83% |
$214K - $231K
|
15.1K
$258K
|
|
|
Nov 15, 2021
Q3 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-23.3KClosed |
$319K - $344K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-29.8KClosed |
$408K - $440K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-246KClosed |
$3.37M - $3.63M
|
0
$0
|