Purchases and Sales Made in Q3 2021 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q3 2021. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
44.3K+ 17.8% |
$552K - $603K
|
293K
$4.18M
|
|
|
Oct 20, 2021
Q3 2021
|
Rmb Capital Management, LLC
|
BUY
|
- |
35.7KNew |
$445K - $486K
|
35.7K
$509K
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
25.6KNew |
$319K - $348K
|
25.6K
$365K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
21.4KNew |
$266K - $291K
|
21.4K
$305K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
20.6K+ 18.35% |
$257K - $280K
|
133K
$1.89M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
18.9K+ 41.91% |
$235K - $257K
|
64K
$912K
|
|
|
Nov 12, 2021
Q3 2021
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
12K+ 1.43% |
$149K - $163K
|
849K
$12.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Cliffwater LLC
Marina Del Rey, CA |
BUY
|
- |
11.5K+ 4.91% |
$144K - $157K
|
246K
$3.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
5.24K+ 8.35% |
$65.3K - $71.4K
|
68K
$970K
|
|
|
Nov 09, 2021
Q3 2021
|
Evolution Wealth Advisors, LLC
|
BUY
|
- |
1.9KNew |
$23.7K - $25.9K
|
1.9K
$27.1K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.5KNew |
$18.7K - $20.4K
|
1.5K
$21.4K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.27K+ 6.2% |
$15.8K - $17.3K
|
21.7K
$310K
|
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
1.23K+ 0.35% |
$15.3K - $16.7K
|
348K
$4.97M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.02K+ 2.18% |
$12.7K - $13.9K
|
47.9K
$682K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
900+ 11.65% |
$11.2K - $12.2K
|
8.63K
$123K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
822New |
$10.2K - $11.2K
|
822
$11.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
376+ 6.34% |
$4.68K - $5.12K
|
6.31K
$89.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1New |
$12.5 - $13.6
|
1
$14.3
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-300- 3.61% |
$3.74K - $4.08K
|
8K
$114K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-324Closed |
$4.03K - $4.41K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-819- 6.51% |
$10.2K - $11.1K
|
11.8K
$168K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-873- 1.66% |
$10.9K - $11.9K
|
51.6K
$735K
|
|
|
Nov 12, 2021
Q3 2021
|
Gables Capital Management Inc.
|
SELL
|
- |
-1.55K- 1.36% |
$19.3K - $21.1K
|
113K
$1.61M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.57K- 10.69% |
$19.5K - $21.3K
|
13.1K
$186K
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-2KClosed |
$24.9K - $27.2K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.83K- 1.35% |
$35.3K - $38.6K
|
207K
$2.95M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.95KClosed |
$36.8K - $40.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-3.24K- 5.4% |
$40.3K - $44.1K
|
56.7K
$808K
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-4.83K- 3.86% |
$60.2K - $65.8K
|
120K
$1.72M
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-6.95K- 22.52% |
$86.5K - $94.6K
|
23.9K
$341K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11KClosed |
$137K - $150K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11.8KClosed |
$147K - $161K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-11.9K- 47.06% |
$149K - $162K
|
13.4K
$191K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.1KClosed |
$151K - $165K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-18.5K- 94.43% |
$231K - $252K
|
1.09K
$15.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-19.2K- 63.56% |
$239K - $261K
|
11K
$157K
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-215K- 78.71% |
$2.67M - $2.92M
|
58.1K
$828K
|