Purchases and Sales Made in Q3 2023 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q3 2023. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Scoggin Management LP
New York, NY |
BUY
|
- |
268KNew |
$3.65M - $4.1M
|
268K
$3.88M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
134K+ 282.4% |
$1.83M - $2.05M
|
182K
$2.63M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
115K+ 43.59% |
$1.57M - $1.76M
|
380K
$5.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
114K+ 36.74% |
$1.54M - $1.73M
|
423K
$6.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
98.3K+ 491300.0% |
$1.34M - $1.5M
|
98.3K
$1.42M
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
BUY
|
- |
66.7KNew |
$907K - $1.02M
|
66.7K
$963K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
38.4KNew |
$522K - $586K
|
38.4K
$554K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
37.4K+ 19.01% |
$509K - $572K
|
234K
$3.38M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
24.3K+ 129.75% |
$331K - $371K
|
43.1K
$622K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
21K+ 64.03% |
$286K - $321K
|
53.8K
$777K
|
|
|
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
19.5KNew |
$265K - $298K
|
19.5K
$281K
|
|
|
Oct 27, 2023
Q3 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
19KNew |
$258K - $290K
|
19K
$274K
|
|
|
Nov 09, 2023
Q3 2023
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
18.7K+ 14.99% |
$254K - $285K
|
143K
$2.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
16.8K+ 119.96% |
$229K - $257K
|
30.9K
$446K
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
16.4K+ 11.46% |
$222K - $250K
|
159K
$2.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
15.9KNew |
$217K - $243K
|
15.9K
$230K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
14.7K+ 35.17% |
$200K - $224K
|
56.5K
$816K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
12.6KNew |
$171K - $192K
|
12.6K
$181K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
12.1K+ 41.0% |
$164K - $184K
|
41.5K
$599K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.8KNew |
$160K - $180K
|
11.8K
$170K
|
|
|
Nov 14, 2023
Q3 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
11.1KNew |
$151K - $169K
|
11.1K
$160K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.4K+ 48.67% |
$142K - $159K
|
31.9K
$460K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
9.2K+ 27.67% |
$125K - $140K
|
42.4K
$613K
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
8.42KNew |
$114K - $128K
|
8.42K
$122K
|
|
|
Nov 13, 2023
Q3 2023
|
Cliffwater LLC
Marina Del Rey, CA |
BUY
|
- |
4.99K+ 3.95% |
$67.8K - $76.2K
|
131K
$1.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.81K+ 183.07% |
$65.5K - $73.5K
|
7.44K
$107K
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
4.71K+ 7.06% |
$64K - $71.9K
|
71.4K
$1.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.63K+ 30.27% |
$63K - $70.7K
|
19.9K
$288K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
4.42K+ 25.59% |
$60.1K - $67.5K
|
21.7K
$313K
|
|
|
Nov 14, 2023
Q3 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
4.2K+ 300.0% |
$57.1K - $64.1K
|
5.6K
$80.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.22K+ 11.47% |
$16.6K - $18.6K
|
11.8K
$171K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
1.15K+ 1.63% |
$15.6K - $17.5K
|
71.6K
$1.03M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
659+ 7.13% |
$8.96K - $10.1K
|
9.9K
$143K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
179+ 0.43% |
$2.43K - $2.73K
|
41.6K
$601K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-527- 0.23% |
$7.17K - $8.05K
|
225K
$3.25M
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-1.78K- 8.77% |
$24.2K - $27.2K
|
18.5K
$267K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-1.78K- 8.77% |
$24.2K - $27.2K
|
18.5K
$267K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.87K- 4.26% |
$25.4K - $28.5K
|
42K
$606K
|
|
|
Nov 02, 2023
Q3 2023
|
Gables Capital Management Inc.
|
SELL
|
- |
-4.95K- 4.8% |
$67.3K - $75.6K
|
98.2K
$1.42M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-10.1K- 11.13% |
$137K - $154K
|
80.3K
$1.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-10.4K- 61.22% |
$142K - $159K
|
6.6K
$95.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13.5K- 17.69% |
$184K - $207K
|
63K
$909K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-14.8K- 70.5% |
$202K - $227K
|
6.21K
$89.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-71.5K- 63.59% |
$973K - $1.09M
|
41K
$591K
|