Latest Institutional Transactions on Sorrento Therapeutics, Inc. (SRNE)
This table provides information on the latest institutional transactions involving Sorrento Therapeutics, Inc. (SRNE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Jbf Capital, Inc.
Aspen, CO |
SELL
|
- |
-20KClosed |
$115K - $239K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
130New |
$749 - $1.55K
|
130
$42.9
|
|
|
Feb 11, 2021
Q4 2020
|
Valeo Financial Advisors, LLC
|
BUY
|
CALL |
1K+ 50.0% |
$5.76K - $12K
|
3K
$990
|
|
|
Feb 10, 2021
Q4 2020
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-3.7KClosed |
$21.3K - $44.2K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Cowen And Company, LLC
|
SELL
|
- |
-129KClosed |
$744K - $1.54M
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-130Closed |
$749 - $1.55K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Cowen And Company, LLC
|
SELL
|
PUT |
-129KClosed |
$744K - $1.54M
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Horan Securities, Inc.
|
SELL
|
- |
-9Closed |
$51.8 - $108
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-100Closed |
$576 - $1.2K
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
American Research & Management Co.
|
SELL
|
- |
-1.8KClosed |
$10.4K - $21.5K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-500Closed |
$2.88K - $5.98K
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-81.5KClosed |
$469K - $973K
|
0
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Lehman & Derafelo Financial Resources LLC
|
SELL
|
- |
-3.1KClosed |
$17.9K - $37K
|
0
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Ogorek Anthony Joseph
|
BUY
|
- |
3.6KNew |
$20.7K - $43K
|
3.6K
$1.19K
|
|
| Q3 2020 | |||||||
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-1KClosed |
$6.17K - $18.8K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Cormorant Asset Management, LP
Boston, MA |
BUY
|
CALL |
500KNew |
$3.09M - $9.41M
|
500K
$165K
|
|
|
Nov 16, 2020
Q3 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-300- 42.86% |
$1.85K - $5.65K
|
400
$132
|
|
|
Nov 16, 2020
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-25.2KClosed |
$156K - $475K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
4.52KNew |
$27.9K - $85.1K
|
4.52K
$1.49K
|
|
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-13.1KClosed |
$80.8K - $246K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
First Manhattan CO
New York, NY |
SELL
|
- |
-1K- 66.67% |
$6.17K - $18.8K
|
500
$165
|
|
|
Nov 12, 2020
Q3 2020
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-15.6KClosed |
$96.3K - $294K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
David Katz
Matrix Asset Advisors Inc
|
SELL
|
- |
-50KClosed |
$309K - $941K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-300KClosed |
$1.85M - $5.65M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-20KClosed |
$123K - $376K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-13.5KClosed |
$83.3K - $254K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-147Closed |
$907 - $2.77K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Aigen Investment Management, LP
|
SELL
|
- |
-52.4KClosed |
$323K - $987K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Woodley Farra Manion Portfolio Management Inc
|
SELL
|
- |
-1KClosed |
$6.17K - $18.8K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
PUT |
50KNew |
$309K - $941K
|
50K
$16.5K
|
|
|
Nov 05, 2020
Q3 2020
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-2KClosed |
$12.3K - $37.6K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Xr Securities LLC
|
BUY
|
PUT |
16.4KNew |
$101K - $309K
|
16.4K
$5.41K
|
|
|
Oct 26, 2020
Q3 2020
|
High Mark Wealth Management LLC
|
SELL
|
- |
-2KClosed |
$12.3K - $37.6K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-142KClosed |
$876K - $2.67M
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Obermeyer Wood Investment Counsel, Lllp
Aspen, CO |
SELL
|
- |
-10KClosed |
$61.7K - $188K
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-35Closed |
$216 - $659
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Investors Research Corp
|
BUY
|
- |
50New |
$309 - $941
|
50
$16.5
|
|
|
Oct 16, 2020
Q3 2020
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-3.6KClosed |
$22.2K - $67.8K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-15KClosed |
$92.6K - $282K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-300Closed |
$1.85K - $5.65K
|
0
$0
|
|
|
Oct 06, 2020
Q3 2020
|
Birch Capital Management, LLC
|
SELL
|
- |
-5Closed |
$30.9 - $94.1
|
0
$0
|
|
| Q2 2020 | |||||||
|
Nov 09, 2023
Q2 2020
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
580New |
$1K - $3.92K
|
580
$191
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.08K+ 24.71% |
$1.86K - $7.27K
|
5.43K
$1.79K
|
|
|
Aug 14, 2020
Q2 2020
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
4.3KNew |
$7.44K - $29.1K
|
4.3K
$1.42K
|
|
|
Aug 14, 2020
Q2 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-37.3KClosed |
$64.5K - $252K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Poehling Capital Management, Inc.
Madison, WI |
BUY
|
- |
16KNew |
$27.7K - $108K
|
16K
$5.28K
|
|
|
Aug 05, 2020
Q2 2020
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-26KClosed |
$45K - $176K
|
0
$0
|
|
|
Jul 30, 2020
Q2 2020
|
Lehman & Derafelo Financial Resources LLC
|
BUY
|
PUT |
10KNew |
$17.3K - $67.6K
|
10K
$3.3K
|
|
|
Jul 28, 2020
Q2 2020
|
Baystate Wealth Management LLC
|
SELL
|
- |
-200Closed |
$346 - $1.35K
|
0
$0
|
|
|
Jul 21, 2020
Q2 2020
|
Bt Wealth Management LLC
|
SELL
|
- |
-15KClosed |
$26K - $101K
|
0
$0
|
|