Latest Institutional Transactions on Sorrento Therapeutics, Inc. (SRNE)
This table provides information on the latest institutional transactions involving Sorrento Therapeutics, Inc. (SRNE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 26, 2022
Q1 2022
|
Shore Point Advisors, LLC
|
SELL
|
- |
-60Closed |
$120 - $294
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-750- 10.14% |
$1.5K - $3.68K
|
6.65K
$2.19K
|
|
|
Apr 25, 2022
Q1 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-23.6KClosed |
$47.2K - $116K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-15.1KClosed |
$30.2K - $74K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
CALL |
-13.5KClosed |
$27K - $66.2K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1KClosed |
$2K - $4.9K
|
0
$0
|
|
|
Apr 06, 2022
Q1 2022
|
Telemus Capital, LLC
|
BUY
|
- |
13.4KNew |
$26.7K - $65.5K
|
13.4K
$4.41K
|
|
| Q4 2021 | |||||||
|
May 17, 2022
Q4 2021
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
196New |
$911 - $1.42K
|
196
$64.7
|
|
|
Feb 14, 2022
Q4 2021
|
Thrive Wealth Management, LLC
|
BUY
|
- |
11.1KNew |
$51.8K - $80.6K
|
11.1K
$3.68K
|
|
|
Feb 14, 2022
Q4 2021
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-100KClosed |
$465K - $723K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-12KClosed |
$55.7K - $86.6K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-6.66KClosed |
$31K - $48.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cormorant Asset Management, LP
Boston, MA |
SELL
|
- |
-400KClosed |
$1.86M - $2.89M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-1.21K- 9.89% |
$5.61K - $8.72K
|
11K
$3.63K
|
|
|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
PUT |
-100Closed |
$465 - $723
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-42Closed |
$195 - $304
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-10.1KClosed |
$47K - $73.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-100Closed |
$465 - $723
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-100Closed |
$465 - $723
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-12.7KClosed |
$59.1K - $91.8K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-6.12KClosed |
$28.4K - $44.2K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-101Closed |
$470 - $730
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-12.8KClosed |
$59.4K - $92.3K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-18.2KClosed |
$84.6K - $132K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-26.5KClosed |
$123K - $192K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-25.8KClosed |
$120K - $187K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
306New |
$1.42K - $2.21K
|
306
$101
|
|
|
Feb 08, 2022
Q4 2021
|
Imc Chicago, LLC
|
SELL
|
PUT |
-73KClosed |
$339K - $528K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
CALL |
3.9KNew |
$18.1K - $28.2K
|
3.9K
$1.29K
|
|
|
Feb 08, 2022
Q4 2021
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
3K+ 21.43% |
$14K - $21.7K
|
17K
$5.61K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-283KClosed |
$1.32M - $2.05M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Front Street Capital Management, Inc.
|
BUY
|
- |
24KNew |
$112K - $174K
|
24K
$7.92K
|
|
|
Feb 07, 2022
Q4 2021
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-22K- 55.7% |
$102K - $159K
|
17.5K
$5.78K
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-24.9KClosed |
$116K - $180K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-50Closed |
$233 - $362
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-50Closed |
$233 - $362
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-150Closed |
$698 - $1.08K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-319KClosed |
$1.48M - $2.31M
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Tl Private Wealth
|
SELL
|
- |
-16KClosed |
$74.4K - $116K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
3.25KNew |
$15.1K - $23.5K
|
3.25K
$1.07K
|
|
|
Jan 24, 2022
Q4 2021
|
Secure Asset Management, LLC
|
SELL
|
- |
-13.5KClosed |
$62.6K - $97.3K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Strs Ohio
|
SELL
|
- |
-13.5K- 40.18% |
$62.8K - $97.6K
|
20.1K
$6.63K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
1.25KNew |
$5.81K - $9.04K
|
1.25K
$413
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1KNew |
$4.65K - $7.23K
|
1K
$330
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-14.6KClosed |
$67.9K - $106K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO
|
BUY
|
- |
2.53KNew |
$11.8K - $18.3K
|
2.53K
$835
|
|
| Q3 2021 | |||||||
|
Nov 16, 2021
Q3 2021
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-6.67KClosed |
$49.4K - $73.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
- |
-11.5KClosed |
$85.1K - $126K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-49.5KClosed |
$367K - $545K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-18KClosed |
$133K - $198K
|
0
$0
|
|