Latest Institutional Transactions on Sorrento Therapeutics, Inc. (SRNE)
This table provides information on the latest institutional transactions involving Sorrento Therapeutics, Inc. (SRNE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
890New |
$659 - $1.63K
|
890
$294
|
|
|
Feb 13, 2023
Q4 2022
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
BUY
|
- |
29.1KNew |
$21.6K - $53.3K
|
29.1K
$9.61K
|
|
|
Feb 13, 2023
Q4 2022
|
Barclays PLC
London, X0 |
BUY
|
- |
337K+ 16.89% |
$249K - $617K
|
2.33M
$770K
|
|
|
Feb 10, 2023
Q4 2022
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
50.6K+ 638.57% |
$37.4K - $92.6K
|
58.5K
$19.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
7.54K+ 40.37% |
$5.58K - $13.8K
|
26.2K
$8.65K
|
|
|
Feb 10, 2023
Q4 2022
|
American International Group, Inc.
New York, NY |
BUY
|
- |
37.7K+ 20.88% |
$27.9K - $69K
|
218K
$72K
|
|
|
Feb 10, 2023
Q4 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
410+ 1.25% |
$303 - $750
|
33.2K
$11K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.98K- 96.12% |
$1.47K - $3.62K
|
80
$26.4
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-14.6K- 12.15% |
$10.8K - $26.7K
|
105K
$34.8K
|
|
|
Feb 10, 2023
Q4 2022
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
27.4K+ 12.7% |
$20.3K - $50.2K
|
243K
$80.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
7.02M+ 31.17% |
$5.19M - $12.8M
|
29.5M
$9.75M
|
|
|
Feb 10, 2023
Q4 2022
|
Amalgamated Bank
New York, NY |
BUY
|
- |
11.3K+ 22.54% |
$8.35K - $20.7K
|
61.4K
$20.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.17M+ 64.17% |
$864K - $2.14M
|
2.99M
$986K
|
|
|
Feb 10, 2023
Q4 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
4.89K+ 216.27% |
$3.62K - $8.95K
|
7.15K
$2.36K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.32K- 2.51% |
$978 - $2.42K
|
51.4K
$16.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Teacher Retirement System Of Texas
Austin, TX |
BUY
|
- |
9.01K+ 7.09% |
$6.67K - $16.5K
|
136K
$45K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.8KNew |
$2.07K - $5.13K
|
2.8K
$924
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
44.8K+ 380.85% |
$33.1K - $81.9K
|
56.5K
$18.6K
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
SELL
|
- |
-774K- 28.7% |
$573K - $1.42M
|
1.92M
$634K
|
|
|
Feb 09, 2023
Q4 2022
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
1K+ 3.78% |
$740 - $1.83K
|
27.5K
$9.07K
|
|
|
Feb 09, 2023
Q4 2022
|
Everhart Financial Group, Inc.
|
SELL
|
- |
-1K- 8.53% |
$740 - $1.83K
|
10.7K
$3.54K
|
|
|
Feb 09, 2023
Q4 2022
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
22.7K+ 27.13% |
$16.8K - $41.5K
|
106K
$35K
|
|
|
Feb 09, 2023
Q4 2022
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
147K+ 9.72% |
$109K - $269K
|
1.66M
$547K
|
|
|
Feb 09, 2023
Q4 2022
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
100New |
$74 - $183
|
100
$33
|
|
|
Feb 09, 2023
Q4 2022
|
Victory Capital Management Inc
|
SELL
|
- |
-231K- 82.03% |
$171K - $422K
|
50.6K
$16.7K
|
|
|
Feb 09, 2023
Q4 2022
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-55.8K- 67.93% |
$41.3K - $102K
|
26.4K
$8.7K
|
|
|
Feb 08, 2023
Q4 2022
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
164K+ 17.79% |
$121K - $300K
|
1.09M
$359K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.27K+ 1.27% |
$942 - $2.33K
|
101K
$33.4K
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
4.13K+ 56.67% |
$3.06K - $7.56K
|
11.4K
$3.77K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
17.9KNew |
$13.2K - $32.7K
|
17.9K
$5.9K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
2.15M+ 915.96% |
$1.59M - $3.93M
|
2.38M
$787K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-34.3K- 13.33% |
$25.4K - $62.8K
|
223K
$73.6K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.5K- 6.58% |
$7.03K - $17.4K
|
135K
$44.5K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
PUT |
240+ 85.71% |
$178 - $439
|
520
$172
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-10.5K- 22.82% |
$7.77K - $19.2K
|
35.5K
$11.7K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-11.2K- 7.71% |
$8.28K - $20.5K
|
134K
$44.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.24K- 4.59% |
$3.88K - $9.59K
|
109K
$35.9K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-50- 59.52% |
$37 - $91.5
|
34
$11.2
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.9KNew |
$8.79K - $21.7K
|
11.9K
$3.92K
|
|
|
Feb 07, 2023
Q4 2022
|
Keystone Financial Group
|
BUY
|
- |
2.05K+ 9.05% |
$1.52K - $3.75K
|
24.7K
$8.15K
|
|
|
Feb 07, 2023
Q4 2022
|
B. Riley Securities, Inc.
Los Angeles, CA |
BUY
|
- |
5.22MNew |
$3.86M - $9.55M
|
5.22M
$1.72M
|
|
|
Feb 07, 2023
Q4 2022
|
Arizona State Retirement System
|
BUY
|
- |
21.3K+ 20.12% |
$15.7K - $38.9K
|
127K
$41.9K
|
|
|
Feb 07, 2023
Q4 2022
|
Handelsbanken Fonder Ab
|
BUY
|
- |
10.1K+ 14.62% |
$7.47K - $18.5K
|
79.2K
$26.1K
|
|
|
Feb 07, 2023
Q4 2022
|
B. Riley Financial, Inc.
Los Angeles, CA |
BUY
|
- |
5.22MNew |
$3.86M - $9.55M
|
5.22M
$1.72M
|
|
|
Feb 07, 2023
Q4 2022
|
Cutler Group LP
|
SELL
|
- |
-2.1K- 65.63% |
$1.55K - $3.84K
|
1.1K
$363
|
|
|
Feb 06, 2023
Q4 2022
|
New Square Capital LLC
|
BUY
|
- |
100New |
$74 - $183
|
100
$33
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
325New |
$241 - $595
|
325
$107
|
|
|
Feb 03, 2023
Q4 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
2.05K+ 75.93% |
$1.52K - $3.75K
|
4.75K
$1.57K
|
|
|
Feb 03, 2023
Q4 2022
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
5.9KNew |
$4.37K - $10.8K
|
5.9K
$1.95K
|
|
|
Feb 02, 2023
Q4 2022
|
Emfo, LLC
|
SELL
|
- |
-21.3K- 9.24% |
$15.8K - $39K
|
209K
$69.1K
|