Latest Institutional Transactions on Sorrento Therapeutics, Inc. (SRNE)
This table provides information on the latest institutional transactions involving Sorrento Therapeutics, Inc. (SRNE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 18, 2020
Q1 2020
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-17.7KClosed |
$27.8K - $84.3K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Omers Administration Corp
Toronto, A6 |
SELL
|
- |
-28.1KClosed |
$44.1K - $134K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Anson Funds Management LP
Dallas, TX |
SELL
|
PUT |
-68.6KClosed |
$108K - $327K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
S&T Bank
Indiana, PA |
BUY
|
- |
10.7K+ 37.92% |
$16.8K - $50.9K
|
38.9K
$12.8K
|
|
|
May 14, 2020
Q1 2020
|
Rubric Capital Management LP
New York, NY |
SELL
|
- |
-448KClosed |
$703K - $2.13M
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Advisors Management Group Inc
|
SELL
|
- |
-198KClosed |
$311K - $943K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Private Capital Group, LLC
|
SELL
|
- |
-47Closed |
$73.8 - $224
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-3KClosed |
$4.71K - $14.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2020
Q4 2019
|
Weil Company, Inc.
|
SELL
|
- |
-400Closed |
$580 - $1.67K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Deerfield Management Company, L.P. (Series C)
New York, NY |
SELL
|
- |
-2.09MClosed |
$4.29M - $5.63M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Wildcat Capital Management, LLC
|
SELL
|
- |
-416KClosed |
$852K - $1.12M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Cvi Holdings, LLC
Wilmington, DE |
SELL
|
- |
-1.4MClosed |
$2.87M - $3.77M
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-10.4KClosed |
$21.3K - $28K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
CALL |
-30KClosed |
$80.1K - $131K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Myda Advisors LLC
Inwood, NY |
SELL
|
CALL |
-4.2KClosed |
$11.2K - $18.4K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Myda Advisors LLC
Inwood, NY |
SELL
|
- |
-10KClosed |
$26.7K - $43.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-26.4KClosed |
$49.1K - $157K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-807KClosed |
$1.5M - $4.79M
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-11.5KClosed |
$23.1K - $48.8K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Candriam S.C.A.
|
SELL
|
- |
-310KClosed |
$623K - $1.31M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-31.5KClosed |
$63.3K - $134K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-320KClosed |
$644K - $1.36M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-557KClosed |
$1.12M - $2.36M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Fortis Advisors, LLC
King Of Prussia, PA |
SELL
|
- |
-21.6KClosed |
$43.4K - $91.5K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Tcw Group Inc
|
SELL
|
- |
-67.1KClosed |
$135K - $285K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-500Closed |
$1K - $2.12K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-60Closed |
$121 - $254
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Optimum Investment Advisors
|
SELL
|
- |
-1KClosed |
$2.01K - $4.24K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-200Closed |
$402 - $848
|
0
$0
|
|
| Q3 2018 | |||||||
|
Jul 13, 2023
Q3 2018
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
30.2KNew |
$127K - $227K
|
30.2K
$9.97K
|
|
|
Nov 14, 2018
Q3 2018
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-49.1KClosed |
$207K - $368K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-200Closed |
$844 - $1.5K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-500Closed |
$2.11K - $3.75K
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-29.9KClosed |
$126K - $224K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-15.5KClosed |
$65.3K - $116K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-48.4KClosed |
$230K - $387K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-283KClosed |
$1.34M - $2.26M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-68.6KClosed |
$326K - $549K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1.21KClosed |
$5.72K - $9.64K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 10, 2018
Q1 2018
|
Monashee Investment Management LLC
Boston, MA |
SELL
|
- |
-31.3KClosed |
$141K - $311K
|
0
$0
|
|
|
May 09, 2018
Q1 2018
|
Gagnon Securities LLC
|
SELL
|
- |
-29.6KClosed |
$133K - $294K
|
0
$0
|
|
|
May 09, 2018
Q1 2018
|
Ifp Advisors, Inc
|
BUY
|
CALL |
2.8K+ 280.0% |
$12.6K - $27.9K
|
3.8K
$1.25K
|
|
| Q4 2017 | |||||||
|
Jan 11, 2018
Q4 2017
|
Gofen & Glossberg LLC
|
SELL
|
- |
-10KClosed |
$17.5K - $38K
|
0
$0
|
|