Latest Institutional Transactions on Sorrento Therapeutics, Inc. (SRNE)
This table provides information on the latest institutional transactions involving Sorrento Therapeutics, Inc. (SRNE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-2.08KClosed |
$13.2K - $20.8K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-7.61KClosed |
$48.3K - $76.1K
|
0
$0
|
|
|
Jul 13, 2021
Q2 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-15Closed |
$95.3 - $150
|
0
$0
|
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-17.9KClosed |
$113K - $179K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Aug 30, 2024
Q1 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
7.8K+ 312.0% |
$54.8K - $129K
|
10.3K
$3.4K
|
|
|
Aug 06, 2024
Q1 2021
|
Hantz Financial Services, Inc.
|
BUY
|
- |
285New |
$2K - $4.71K
|
285
$94.1
|
|
|
May 21, 2021
Q1 2021
|
Childress Capital Advisors, LLC
Houston, TX |
SELL
|
- |
-302Closed |
$2.12K - $4.99K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-14.8KClosed |
$104K - $245K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-250Closed |
$1.76K - $4.13K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
CALL |
-80KClosed |
$562K - $1.32M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-11.8KClosed |
$83.2K - $195K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-1KClosed |
$7.03K - $16.5K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
CALL |
-180KClosed |
$1.27M - $2.98M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
PUT |
22.2KNew |
$156K - $367K
|
22.2K
$7.33K
|
|
|
May 17, 2021
Q1 2021
|
Css LLC
Chicago, IL |
SELL
|
PUT |
-2.3KClosed |
$16.2K - $38K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Coatue Management LLC
New York, NY |
SELL
|
- |
-750KClosed |
$5.27M - $12.4M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-47.5K- 77.91% |
$334K - $783K
|
13.5K
$4.44K
|
|
|
May 14, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
16.5KNew |
$116K - $273K
|
16.5K
$5.45K
|
|
|
May 13, 2021
Q1 2021
|
Public Employees Retirement Association Of Colorado
Denver, CO |
BUY
|
- |
33.4KNew |
$235K - $551K
|
33.4K
$11K
|
|
|
May 11, 2021
Q1 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-200Closed |
$1.41K - $3.3K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Accel Wealth Management
|
SELL
|
- |
-7.38K- 83.1% |
$51.8K - $122K
|
1.5K
$495
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-5KClosed |
$35.2K - $82.6K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-16KClosed |
$112K - $264K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Annapolis Financial Services, LLC
|
SELL
|
- |
-100Closed |
$703 - $1.65K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Goodwin Investment Advisory
Woodstock, GA |
SELL
|
- |
-1.1KClosed |
$7.73K - $18.2K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-200Closed |
$1.41K - $3.3K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Ifs Advisors, LLC
|
SELL
|
- |
-500Closed |
$3.52K - $8.26K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-11KClosed |
$77.3K - $182K
|
0
$0
|
|
|
Apr 16, 2021
Q1 2021
|
Lake Street Financial LLC
|
SELL
|
- |
-13.2KClosed |
$92.8K - $218K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-275- 91.67% |
$1.93K - $4.54K
|
25
$8.25
|
|
|
Apr 05, 2021
Q1 2021
|
Modus Advisors, LLC
|
BUY
|
- |
4.85K+ 32.61% |
$34.1K - $80K
|
19.7K
$6.5K
|
|
| Q4 2020 | |||||||
|
May 24, 2024
Q4 2020
|
Met Life Investment Management, LLC
Whippany, NJ |
BUY
|
- |
8.42K+ 8.96% |
$48.5K - $101K
|
102K
$33.8K
|
|
|
Sep 21, 2023
Q4 2020
|
Jefferies Group LLC
New York, NY |
BUY
|
PUT |
50KNew |
$288K - $598K
|
50K
$16.5K
|
|
|
Mar 10, 2021
Q4 2020
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-300Closed |
$1.73K - $3.59K
|
0
$0
|
|
|
Mar 10, 2021
Q4 2020
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
1.45KNew |
$8.36K - $17.3K
|
1.45K
$479
|
|
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-300Closed |
$1.73K - $3.59K
|
0
$0
|
|
|
Feb 17, 2021
Q4 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-26.8KClosed |
$154K - $320K
|
0
$0
|
|
|
Feb 17, 2021
Q4 2020
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
20KNew |
$115K - $239K
|
20K
$6.6K
|
|
|
Feb 16, 2021
Q4 2020
|
Symmetry Peak Management LLC
Radnor, PA |
SELL
|
CALL |
-27.5KClosed |
$158K - $329K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-27.8KClosed |
$160K - $333K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Resources Management Corp
West Hartford, CT |
BUY
|
- |
1.34KNew |
$7.72K - $16K
|
1.34K
$442
|
|
|
Feb 16, 2021
Q4 2020
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-19.9KClosed |
$115K - $238K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-10.2KClosed |
$58.5K - $121K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-1.2KClosed |
$6.91K - $14.3K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Mirabella Financial Services LLP
London, X0 |
SELL
|
- |
-14.5KClosed |
$83.5K - $173K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-50Closed |
$288 - $598
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-24.3KClosed |
$140K - $290K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Quilter PLC
|
SELL
|
- |
-30.8KClosed |
$177K - $367K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-1.5KClosed |
$8.64K - $17.9K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Turim 21 Investimentos Ltda.
Rio De Janeiro, D5 |
SELL
|
- |
-2.5KClosed |
$14.4K - $29.9K
|
0
$0
|
|