Purchases and Sales Made in Q1 2022 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q1 2022. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2022
Q1 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
13.8K+ 1.18% |
$113K - $139K
|
1.18M
$9.67M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10K+ 13.56% |
$82.6K - $101K
|
84.1K
$689K
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.8K+ 11.55% |
$47.7K - $58.5K
|
56K
$459K
|
|
|
May 12, 2022
Q1 2022
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
4.28K+ 1.82% |
$35.2K - $43.2K
|
239K
$1.96M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.43K+ 15.52% |
$28.2K - $34.6K
|
25.5K
$209K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
2.96K+ 10.5% |
$24.3K - $29.8K
|
31.2K
$255K
|
|
|
May 13, 2022
Q1 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
2.44K+ 0.3% |
$20.1K - $24.6K
|
805K
$6.6M
|
|
|
Apr 21, 2022
Q1 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.59K+ 1.44% |
$13.1K - $16K
|
112K
$915K
|
|
|
Apr 11, 2022
Q1 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.55K+ 12.19% |
$12.7K - $15.6K
|
14.3K
$117K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
475+ 3.14% |
$3.9K - $4.79K
|
15.6K
$128K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
4New |
$32.9 - $40.3
|
4
$32.8
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
National Bank Of Canada
|
SELL
|
- |
-1Closed |
$8.22 - $10.1
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.04K- 0.67% |
$8.55K - $10.5K
|
155K
$1.27M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.55K- 33.45% |
$12.7K - $15.6K
|
3.08K
$25.2K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.82K- 5.38% |
$47.8K - $58.6K
|
102K
$838K
|
|
|
May 16, 2022
Q1 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-9.33K- 2.64% |
$76.7K - $94K
|
344K
$2.82M
|
|
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-10.8KClosed |
$89.1K - $109K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-11.4K- 6.61% |
$93.7K - $115K
|
161K
$1.32M
|
|
|
May 12, 2022
Q1 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-57.7K- 60.09% |
$474K - $582K
|
38.3K
$314K
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-97.1KClosed |
$798K - $979K
|
0
$0
|