Purchases and Sales Made in Q1 2025 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q1 2025. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
809K+ 112.49% |
$6.13M - $7.46M
|
1.53M
$9.63M
|
|
|
May 15, 2025
Q1 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
87.4K+ 30.1% |
$661K - $806K
|
378K
$2.38M
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
44.8KNew |
$339K - $413K
|
44.8K
$282K
|
|
|
May 05, 2025
Q1 2025
|
Tabor Asset Management, LP
New York, NY |
BUY
|
- |
30.1KNew |
$228K - $278K
|
30.1K
$190K
|
|
|
May 14, 2025
Q1 2025
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
30.1KNew |
$228K - $278K
|
30.1K
$190K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.8K+ 9.92% |
$112K - $137K
|
164K
$1.03M
|
|
|
Apr 22, 2025
Q1 2025
|
Uncommon Cents Investing LLC
|
BUY
|
- |
8.03K+ 8.72% |
$60.8K - $74K
|
100K
$631K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
6.69K+ 7.32% |
$50.6K - $61.6K
|
98K
$617K
|
|
|
May 14, 2025
Q1 2025
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
4.8KNew |
$36.3K - $44.3K
|
4.8K
$30.2K
|
|
|
May 13, 2025
Q1 2025
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
4.6K+ 1.59% |
$34.8K - $42.4K
|
293K
$1.85M
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.77K+ 57.52% |
$21K - $25.6K
|
7.59K
$47.8K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
24+ 0.38% |
$182 - $221
|
6.27K
$39.5K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-45- 25.0% |
$341 - $415
|
135
$851
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-148- 0.12% |
$1.12K - $1.36K
|
125K
$786K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-278- 52.75% |
$2.1K - $2.56K
|
249
$1.57K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.13K- 11.07% |
$8.58K - $10.4K
|
9.1K
$57.4K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-7.48K- 22.45% |
$56.7K - $69K
|
25.9K
$163K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-14.2K- 24.19% |
$108K - $131K
|
44.6K
$281K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-22.7K- 67.63% |
$172K - $209K
|
10.9K
$68.5K
|
|
|
May 14, 2025
Q1 2025
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-27.7K- 10.05% |
$209K - $255K
|
247K
$1.56M
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-36.5K- 1.86% |
$276K - $337K
|
1.93M
$12.2M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-37.6K- 38.34% |
$285K - $347K
|
60.5K
$381K
|
|
|
May 15, 2025
Q1 2025
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-83.6K- 25.67% |
$633K - $771K
|
242K
$1.53M
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-166K- 65.91% |
$1.26M - $1.53M
|
86.1K
$542K
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-420K- 91.3% |
$3.18M - $3.87M
|
40K
$252K
|