Purchases and Sales Made in Q2 2023 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q2 2023. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 18, 2023
Q2 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
268K+ 17.54% |
$2.14M - $2.24M
|
1.8M
$13.5M
|
|
|
Aug 11, 2023
Q2 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
31.9KNew |
$254K - $267K
|
31.9K
$240K
|
|
|
Aug 11, 2023
Q2 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
22.9KNew |
$183K - $192K
|
22.9K
$172K
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
17.4KNew |
$139K - $146K
|
17.4K
$131K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
15.4K+ 29.25% |
$123K - $129K
|
68.1K
$512K
|
|
|
Aug 14, 2023
Q2 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
9.45K+ 3.28% |
$75.3K - $79.1K
|
297K
$2.23M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.99K+ 1.4% |
$31.8K - $33.4K
|
289K
$2.17M
|
|
|
Aug 11, 2023
Q2 2023
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
3.89K+ 1.51% |
$31K - $32.5K
|
262K
$1.97M
|
|
|
Aug 14, 2023
Q2 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
2.88K+ 0.86% |
$23K - $24.1K
|
338K
$2.54M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.21K+ 1.75% |
$17.6K - $18.5K
|
128K
$965K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.19K+ 84.66% |
$17.4K - $18.3K
|
4.77K
$35.8K
|
|
|
Aug 08, 2023
Q2 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
746+ 1.2% |
$5.95K - $6.24K
|
63.1K
$475K
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
386+ 1.43% |
$3.08K - $3.23K
|
27.4K
$206K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
153+ 1.2% |
$1.22K - $1.28K
|
12.9K
$97.2K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
5+ 0.01% |
$39.9 - $41.8
|
97.6K
$734K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 20, 2023
Q2 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-154- 0.17% |
$1.23K - $1.29K
|
90K
$677K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2K- 9.02% |
$15.9K - $16.7K
|
20.2K
$152K
|
|
|
Aug 08, 2023
Q2 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.25K- 2.35% |
$17.9K - $18.8K
|
93.4K
$703K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.8K- 48.96% |
$38.2K - $40.2K
|
5K
$37.6K
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-25.3K- 96.89% |
$202K - $212K
|
812
$6.11K
|
|
|
Aug 11, 2023
Q2 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-358K- 80.41% |
$2.86M - $3M
|
87.3K
$657K
|