Purchases and Sales Made in Q3 2021 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q3 2021. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
64.3K+ 103.85% |
$587K - $646K
|
126K
$1.03M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
21.2KNew |
$194K - $213K
|
21.2K
$174K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
21.1K+ 77.57% |
$193K - $212K
|
48.3K
$396K
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
16.6K+ 13.08% |
$152K - $167K
|
144K
$1.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.52K+ 8.17% |
$59.5K - $65.5K
|
86.4K
$707K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.61K+ 0.37% |
$42.1K - $46.3K
|
1.24M
$10.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.63K+ 5.22% |
$33.2K - $36.5K
|
73.2K
$600K
|
|
|
Nov 15, 2021
Q3 2021
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
3.42K+ 1.5% |
$31.2K - $34.3K
|
231K
$1.89M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3K+ 183.94% |
$27.4K - $30.1K
|
4.63K
$37.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.58KNew |
$23.6K - $25.9K
|
2.58K
$21.1K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
783+ 0.51% |
$7.15K - $7.86K
|
156K
$1.28M
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
668+ 6.23% |
$6.1K - $6.71K
|
11.4K
$93.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
36+ 0.24% |
$329 - $361
|
15.1K
$123K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.25K- 4.24% |
$11.4K - $12.5K
|
28.2K
$231K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-1.7K- 1.88% |
$15.5K - $17.1K
|
88.8K
$727K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-1.82K- 0.23% |
$16.6K - $18.3K
|
803K
$6.58M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.94KClosed |
$17.7K - $19.5K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-3.32K- 3.02% |
$30.3K - $33.4K
|
107K
$874K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.4KClosed |
$149K - $164K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-18.2K- 5.16% |
$166K - $183K
|
335K
$2.75M
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-19.8K- 6.35% |
$181K - $199K
|
292K
$2.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-102K- 22.47% |
$934K - $1.03M
|
353K
$2.89M
|