Purchases and Sales Made in Q3 2021 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2021. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
58.4K+ 3.67% |
$849K - $1M
|
1.65M
$54.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
57.1K+ 1.87% |
$830K - $977K
|
3.11M
$102M
|
|
|
Nov 12, 2021
Q3 2021
|
State Of Wisconsin Investment Board
Madison, WI |
BUY
|
- |
56K+ 5.75% |
$814K - $958K
|
1.03M
$33.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
41.9KNew |
$610K - $718K
|
41.9K
$1.37M
|
|
|
Oct 29, 2021
Q3 2021
|
Arga Investment Management, LP
|
BUY
|
- |
40.5K+ 0.68% |
$589K - $694K
|
5.99M
$196M
|
|
|
Oct 20, 2021
Q3 2021
|
Kcs Wealth Advisory
|
BUY
|
- |
38.5K+ 166.87% |
$560K - $659K
|
61.6K
$2.02M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
37.6K+ 261.8% |
$547K - $644K
|
52K
$1.7M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
35.5K+ 3.01% |
$517K - $608K
|
1.22M
$39.8M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
34K+ 2.28% |
$494K - $582K
|
1.52M
$49.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Brandes Investment Partners, LP
La Jolla, CA |
BUY
|
- |
33.6K+ 1.43% |
$488K - $575K
|
2.38M
$77.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
32K+ 644.87% |
$465K - $547K
|
36.9K
$1.21M
|
|
|
Nov 05, 2021
Q3 2021
|
Todd Asset Management LLC
|
BUY
|
- |
27.4K+ 1.28% |
$399K - $469K
|
2.17M
$71.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Fosun International LTD
|
BUY
|
- |
25.4K+ 7.45% |
$369K - $435K
|
366K
$12M
|
|
|
Nov 10, 2021
Q3 2021
|
American Trust Investment Advisors, LLC
|
BUY
|
- |
24.7KNew |
$359K - $423K
|
24.7K
$809K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
24.1KNew |
$351K - $413K
|
24.1K
$789K
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
24KNew |
$349K - $411K
|
24K
$785K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
21.2K+ 1017.99% |
$309K - $363K
|
23.3K
$763K
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
20.9K+ 44.49% |
$304K - $358K
|
68K
$2.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
20.2KNew |
$294K - $347K
|
20.2K
$663K
|
|
|
Nov 15, 2021
Q3 2021
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
19.8KNew |
$288K - $339K
|
19.8K
$649K
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
18.3K+ 1.56% |
$265K - $312K
|
1.19M
$39M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
17.2K+ 19.64% |
$250K - $294K
|
105K
$3.42M
|
|
|
Oct 25, 2021
Q3 2021
|
Highland Capital Management, LLC
|
BUY
|
- |
16.7K+ 14.37% |
$243K - $286K
|
133K
$4.35M
|
|
|
Jan 23, 2024
Q3 2021
|
Sabadell Asset Management, S.A S.G.I.I.C
Sant Cugat Del Valles, U3 |
BUY
|
- |
16.5K+ 14.1% |
$240K - $283K
|
134K
$4.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
15.6K+ 23.39% |
$227K - $267K
|
82.4K
$2.7M
|
|
|
Nov 09, 2021
Q3 2021
|
Q Pula Trading Management LP
New York, NY |
BUY
|
- |
15KNew |
$218K - $256K
|
15K
$490K
|
|
|
Oct 26, 2021
Q3 2021
|
Calamos Advisors LLC
|
BUY
|
- |
15K+ 1.29% |
$218K - $256K
|
1.17M
$38.5M
|
|
|
Dec 08, 2021
Q3 2021
|
Jb Capital LLC
|
BUY
|
- |
14.8KNew |
$215K - $253K
|
14.8K
$484K
|
|
|
Aug 06, 2024
Q3 2021
|
Hantz Financial Services, Inc.
|
BUY
|
- |
14.7K+ 16.13% |
$214K - $251K
|
106K
$3.46M
|
|
|
Nov 17, 2021
Q3 2021
|
Swisspartners Advisors LTD
Zurich, V8 |
BUY
|
- |
14KNew |
$204K - $240K
|
14K
$458K
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
11.8KNew |
$171K - $202K
|
11.8K
$386K
|
|
|
Nov 08, 2021
Q3 2021
|
Banco Santander, S.A.
|
BUY
|
- |
10.6K+ 25.51% |
$155K - $182K
|
52.4K
$1.72M
|
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
10.5KNew |
$153K - $180K
|
10.5K
$345K
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
BUY
|
- |
10.3K+ 5.58% |
$150K - $176K
|
195K
$6.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
10.3KNew |
$149K - $176K
|
10.3K
$336K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
9.91K+ 53.4% |
$144K - $170K
|
28.5K
$932K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
9.29K+ 28.66% |
$135K - $159K
|
41.7K
$1.37M
|
|
|
Nov 15, 2021
Q3 2021
|
Polar Capital Holdings PLC
London, X0 |
BUY
|
- |
8.29K+ 1.05% |
$120K - $142K
|
796K
$26.1M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.7K+ 11.02% |
$97.4K - $115K
|
67.5K
$2.21M
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
6.6K+ 15.18% |
$96K - $113K
|
50.1K
$1.64M
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
5.89K+ 25.11% |
$85.6K - $101K
|
29.3K
$960K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.61K+ 3.42% |
$81.6K - $96.1K
|
170K
$5.57M
|
|
|
Nov 09, 2021
Q3 2021
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
5.61K+ 23.73% |
$81.5K - $96K
|
29.2K
$957K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
5.31K+ 10.44% |
$77.2K - $90.9K
|
56.1K
$1.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.26K+ 7.82% |
$76.5K - $90K
|
72.5K
$2.37M
|
|
|
Oct 08, 2021
Q3 2021
|
Veriti Management LLC
|
BUY
|
- |
5.23K+ 11.59% |
$76K - $89.5K
|
50.3K
$1.65M
|
|
|
Nov 05, 2021
Q3 2021
|
Boston Partners
Boston, MA |
BUY
|
- |
4.81K+ 3.52% |
$69.9K - $82.3K
|
141K
$4.63M
|
|
|
Nov 16, 2021
Q3 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
BUY
|
- |
4.54K+ 21.65% |
$66.1K - $77.8K
|
25.5K
$836K
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
4.31K+ 3.67% |
$62.6K - $73.7K
|
122K
$3.98M
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
4.22K+ 27.84% |
$61.4K - $72.3K
|
19.4K
$635K
|