Purchases and Sales Made in Q3 2021 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2021. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Achmea Investment Management B.V.
|
BUY
|
- |
4.2K+ 1.76% |
$61K - $71.9K
|
243K
$7.96M
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
4.08K+ 0.7% |
$59.3K - $69.8K
|
589K
$19.3M
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.99K+ 14.8% |
$58K - $68.3K
|
31K
$1.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
3.96K+ 3.88% |
$57.6K - $67.8K
|
106K
$3.47M
|
|
|
Nov 10, 2021
Q3 2021
|
Forsta Ap Fonden
Stockholm, V7 |
BUY
|
- |
3.94K+ 0.52% |
$57.3K - $67.5K
|
769K
$25.2M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.81KNew |
$55.4K - $65.2K
|
3.81K
$125K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.36K+ 29.51% |
$48.8K - $57.5K
|
14.7K
$483K
|
|
|
Nov 12, 2021
Q3 2021
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
3.32K+ 21.27% |
$48.2K - $56.8K
|
18.9K
$619K
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
2.59K+ 10.3% |
$37.6K - $44.3K
|
27.7K
$907K
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
2.51K+ 17.6% |
$36.6K - $43K
|
16.8K
$550K
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.42K+ 14.98% |
$35.2K - $41.4K
|
18.6K
$608K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
2.31K+ 34.52% |
$33.5K - $39.5K
|
8.99K
$294K
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
BUY
|
- |
2.22K+ 17.03% |
$32.2K - $37.9K
|
15.2K
$498K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.15K+ 2.66% |
$31.3K - $36.9K
|
83.2K
$2.72M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.12K+ 11.23% |
$30.9K - $36.3K
|
21K
$688K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.07K+ 1.21% |
$30.1K - $35.4K
|
173K
$5.66M
|
|
|
Nov 04, 2021
Q3 2021
|
Advanced Research Investment Solutions, LLC
|
BUY
|
- |
1.82KNew |
$26.4K - $31.1K
|
1.82K
$59.5K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.64K+ 22.23% |
$23.9K - $28.1K
|
9.03K
$296K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.64K+ 9.76% |
$23.8K - $28K
|
18.4K
$603K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.58K+ 7.42% |
$23K - $27.1K
|
22.9K
$750K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas White International LTD
Chicago, IL |
BUY
|
- |
1.48K+ 1.43% |
$21.5K - $25.3K
|
105K
$3.44M
|
|
|
Oct 25, 2021
Q3 2021
|
Krilogy Financial LLC
|
BUY
|
- |
1.44K+ 1.74% |
$21K - $24.7K
|
84.3K
$2.76M
|
|
|
Nov 09, 2021
Q3 2021
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
1.44K+ 13.71% |
$21K - $24.7K
|
12K
$392K
|
|
|
Nov 12, 2021
Q3 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
- |
1.38K+ 1.19% |
$20K - $23.5K
|
117K
$3.84M
|
|
|
Nov 12, 2021
Q3 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.35K+ 8.64% |
$19.6K - $23K
|
16.9K
$554K
|
|
|
Nov 15, 2021
Q3 2021
|
Leuthold Group, LLC
|
BUY
|
- |
1.24K+ 0.3% |
$18.1K - $21.3K
|
418K
$13.7M
|
|
|
Oct 18, 2021
Q3 2021
|
Clarius Group, LLC
Seattle, WA |
BUY
|
- |
1.13K+ 10.84% |
$16.5K - $19.4K
|
11.6K
$379K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
1.12K+ 73.41% |
$16.3K - $19.2K
|
2.65K
$86.7K
|
|
|
Oct 21, 2021
Q3 2021
|
Bellecapital International Ltd.
|
BUY
|
- |
1.06K+ 7.25% |
$15.4K - $18.1K
|
15.7K
$514K
|
|
|
Oct 08, 2021
Q3 2021
|
Vigilant Capital Management, LLC
|
BUY
|
- |
996New |
$14.5K - $17.1K
|
996
$32.6K
|
|
|
Oct 18, 2021
Q3 2021
|
Sage Rhino Capital LLC
|
BUY
|
- |
975+ 7.0% |
$14.2K - $16.7K
|
14.9K
$488K
|
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
955New |
$13.9K - $16.3K
|
955
$31.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
943New |
$13.7K - $16.1K
|
943
$30.9K
|
|
|
Oct 25, 2021
Q3 2021
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
932+ 3.78% |
$13.6K - $16K
|
25.6K
$837K
|
|
|
Nov 02, 2021
Q3 2021
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
931New |
$13.5K - $15.9K
|
931
$30.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
848+ 0.45% |
$12.3K - $14.5K
|
188K
$6.16M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
808+ 1.37% |
$11.7K - $13.8K
|
59.7K
$1.95M
|
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
791+ 0.12% |
$11.5K - $13.5K
|
677K
$22.2M
|
|
|
Nov 03, 2021
Q3 2021
|
Mitchell & Pahl Private Wealth, LLC
|
BUY
|
- |
672+ 1.45% |
$9.77K - $11.5K
|
47.2K
$1.54M
|
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
653+ 1.29% |
$9.49K - $11.2K
|
51.4K
$1.68M
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
626+ 1.55% |
$9.1K - $10.7K
|
41K
$1.34M
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
583+ 16.6% |
$8.48K - $9.98K
|
4.09K
$134K
|
|
|
Nov 10, 2021
Q3 2021
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
532+ 0.28% |
$7.74K - $9.11K
|
192K
$6.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
522+ 1.32% |
$7.59K - $8.94K
|
40.1K
$1.31M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
477+ 1.45% |
$6.94K - $8.17K
|
33.4K
$1.09M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
466+ 0.86% |
$6.78K - $7.98K
|
54.7K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Capital International LTD
Los Angeles, CA |
BUY
|
- |
465+ 0.1% |
$6.76K - $7.96K
|
464K
$15.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
456+ 9.38% |
$6.63K - $7.81K
|
5.32K
$174K
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
444New |
$6.46K - $7.6K
|
444
$14.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
413+ 3.98% |
$6.01K - $7.07K
|
10.8K
$354K
|