Purchases and Sales Made in Q3 2021 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2021. The information is specifically focused on institutions that hold shares of UBS Group AG.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Amia Capital LLP
|
SELL
|
- |
-15K- 7.5% |
$218K - $257K
|
185K
$7.32M
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-15.3KClosed |
$222K - $262K
|
0
$0
|
|
Oct 08, 2021
Q3 2021
|
Cullinan Associates Inc
|
SELL
|
- |
-15.6K- 41.49% |
$227K - $267K
|
22K
$870K
|
|
Nov 12, 2021
Q3 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-16.4K- 2.45% |
$238K - $280K
|
651K
$25.7M
|
|
Nov 09, 2021
Q3 2021
|
Td Asset Management Inc
|
SELL
|
- |
-17.8K- 1.94% |
$258K - $304K
|
897K
$35.5M
|
|
Nov 15, 2021
Q3 2021
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-18.5K- 2.01% |
$270K - $317K
|
903K
$35.7M
|
|
Nov 15, 2021
Q3 2021
|
Longfellow Investment Management CO LLC
Boston, MA |
SELL
|
- |
-19.1KClosed |
$277K - $327K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Ellevest, Inc.
|
SELL
|
- |
-19.7K- 95.62% |
$287K - $338K
|
902
$35.7K
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-20.1KClosed |
$293K - $344K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-24.6K- 0.47% |
$358K - $422K
|
5.22M
$206M
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-25.8KClosed |
$376K - $442K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-26.9KClosed |
$391K - $460K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-26.9KClosed |
$391K - $461K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-27.2K- 46.55% |
$395K - $465K
|
31.2K
$1.23M
|
|
Nov 15, 2021
Q3 2021
|
Capital International Sarl
Los Angeles, CA |
SELL
|
- |
-29.6K- 6.45% |
$430K - $506K
|
429K
$17M
|
|
Oct 18, 2022
Q3 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-31.5K- 1.96% |
$458K - $539K
|
1.58M
$62.5M
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-37.4K- 14.52% |
$544K - $640K
|
220K
$8.71M
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-38.2K- 10.77% |
$556K - $654K
|
317K
$12.5M
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-42.8KClosed |
$622K - $733K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-43.1KClosed |
$626K - $737K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-45.7K- 7.11% |
$665K - $783K
|
597K
$23.6M
|
|
Nov 05, 2021
Q3 2021
|
Cullen Capital Management, LLC
New York, NY |
SELL
|
- |
-45.9K- 2.65% |
$668K - $786K
|
1.69M
$66.7M
|
|
Nov 15, 2021
Q3 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-48.1KClosed |
$699K - $823K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-49.8K- 21.65% |
$724K - $853K
|
180K
$7.13M
|
|
Nov 16, 2021
Q3 2021
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-54.5K- 1.57% |
$792K - $932K
|
3.4M
$135M
|
|
Nov 15, 2021
Q3 2021
|
Ethic Inc.
New York, NY |
SELL
|
- |
-54.9K- 75.6% |
$798K - $939K
|
17.7K
$700K
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-54.9K- 0.95% |
$798K - $940K
|
5.73M
$227M
|
|
Nov 12, 2021
Q3 2021
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-56.4K- 3.27% |
$820K - $966K
|
1.67M
$65.9M
|
|
Oct 21, 2021
Q3 2021
|
Sciencast Management LP
|
SELL
|
- |
-59.4KClosed |
$863K - $1.02M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-68.4K- 68.52% |
$994K - $1.17M
|
31.4K
$1.24M
|
|
Nov 12, 2021
Q3 2021
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-72.4K- 6.95% |
$1.05M - $1.24M
|
969K
$38.3M
|
|
Oct 19, 2021
Q3 2021
|
Henry James International Management Inc.
|
SELL
|
- |
-81K- 19.18% |
$1.18M - $1.39M
|
341K
$13.5M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-83.8K- 39.96% |
$1.22M - $1.44M
|
126K
$4.98M
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-92.8K- 1.67% |
$1.35M - $1.59M
|
5.46M
$216M
|
|
Nov 15, 2021
Q3 2021
|
Optiver Holding B.V.
Amsterdam, P7 |
SELL
|
- |
-95.7KClosed |
$1.39M - $1.64M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Aviva PLC
|
SELL
|
- |
-96.9K- 3.45% |
$1.41M - $1.66M
|
2.71M
$107M
|
|
Nov 15, 2021
Q3 2021
|
Capital International Investors
Los Angeles, CA |
SELL
|
- |
-105K- 0.23% |
$1.53M - $1.8M
|
46.1M
$1.82B
|
|
Nov 12, 2021
Q3 2021
|
Magnetar Financial LLC
Evanston, IL |
SELL
|
- |
-109KClosed |
$1.58M - $1.86M
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-129KClosed |
$1.87M - $2.2M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-132K- 76.02% |
$1.93M - $2.27M
|
41.8K
$1.65M
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-141K- 7.85% |
$2.04M - $2.41M
|
1.65M
$65.3M
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-142K- 65.45% |
$2.06M - $2.43M
|
74.8K
$2.96M
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-146KClosed |
$2.12M - $2.49M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-169K- 15.57% |
$2.45M - $2.89M
|
916K
$36.2M
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-182K- 85.91% |
$2.65M - $3.12M
|
29.9K
$1.18M
|
|
Oct 19, 2021
Q3 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-184K- 58.48% |
$2.67M - $3.15M
|
131K
$5.16M
|
|
Nov 15, 2021
Q3 2021
|
Capital International, Inc.
Los Angeles, CA |
SELL
|
- |
-207K- 10.17% |
$3.01M - $3.55M
|
1.83M
$72.4M
|
|
Nov 15, 2021
Q3 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-215K- 13.48% |
$3.12M - $3.68M
|
1.38M
$54.5M
|
|
Oct 21, 2021
Q3 2021
|
Virginia Retirement Systems Et Al
Richmond, VA |
SELL
|
- |
-215K- 39.29% |
$3.13M - $3.68M
|
333K
$13.2M
|
|
Nov 12, 2021
Q3 2021
|
Carlson Capital L P
Dallas, TX |
SELL
|
- |
-241K- 24.64% |
$3.51M - $4.13M
|
738K
$29.2M
|