Purchases and Sales Made in Q3 2021 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2021. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
375+ 1.77% |
$5.45K - $6.42K
|
21.5K
$852K
|
|
|
Nov 10, 2021
Q3 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
365+ 3.32% |
$5.31K - $6.25K
|
11.4K
$449K
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
357+ 239.6% |
$5.19K - $6.11K
|
506
$20K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
353+ 3.23% |
$5.13K - $6.04K
|
11.3K
$447K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
352+ 16.96% |
$5.12K - $6.03K
|
2.43K
$96K
|
|
|
Oct 14, 2021
Q3 2021
|
Ritholtz Wealth Management
|
BUY
|
- |
344+ 3.24% |
$5K - $5.89K
|
11K
$434K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
331New |
$4.81K - $5.67K
|
331
$13.1K
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
325+ 1.54% |
$4.73K - $5.56K
|
21.4K
$847K
|
|
|
Nov 08, 2021
Q3 2021
|
Curated Wealth Partners LLC
|
BUY
|
- |
293+ 2.32% |
$4.26K - $5.02K
|
12.9K
$510K
|
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
286+ 2.72% |
$4.16K - $4.9K
|
10.8K
$427K
|
|
|
Oct 29, 2021
Q3 2021
|
Value Partners Investments Inc.
|
BUY
|
- |
285+ 0.08% |
$4.14K - $4.88K
|
368K
$14.5M
|
|
|
Oct 22, 2021
Q3 2021
|
Pds Planning, Inc
|
BUY
|
- |
255+ 2.53% |
$3.71K - $4.37K
|
10.3K
$409K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
182+ 4.23% |
$2.65K - $3.12K
|
4.48K
$177K
|
|
|
Oct 21, 2021
Q3 2021
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
181+ 19.44% |
$2.63K - $3.1K
|
1.11K
$44K
|
|
|
Jan 18, 2022
Q3 2021
|
Copeland Capital Management, LLC
|
BUY
|
- |
180New |
$2.62K - $3.08K
|
180
$7.12K
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
180+ 88.67% |
$2.62K - $3.08K
|
383
$15.1K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
161New |
$2.34K - $2.76K
|
161
$6.37K
|
|
|
Nov 12, 2021
Q3 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
118New |
$1.72K - $2.02K
|
118
$4.67K
|
|
|
Nov 17, 2021
Q3 2021
|
Winning Points Advisors, LLC
Boca Raton, FL |
BUY
|
- |
113+ 0.42% |
$1.64K - $1.93K
|
27.2K
$1.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
103New |
$1.5K - $1.76K
|
103
$4.07K
|
|
|
May 09, 2023
Q3 2021
|
Mc Carthy Grittinger Financial Group, LLC
Milwaukee, WI |
BUY
|
- |
94New |
$1.37K - $1.61K
|
94
$3.72K
|
|
|
Nov 12, 2021
Q3 2021
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
69+ 0.15% |
$1K - $1.18K
|
47.5K
$1.88M
|
|
|
Oct 26, 2021
Q3 2021
|
Country Trust Bank
|
BUY
|
- |
62New |
$901 - $1.06K
|
62
$2.45K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
BUY
|
- |
45+ 0.39% |
$654 - $770
|
11.5K
$455K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
37+ 3.91% |
$538 - $633
|
983
$38.9K
|
|
|
Oct 07, 2021
Q3 2021
|
Moody National Bank Trust Division
|
BUY
|
- |
30+ 0.1% |
$436 - $514
|
31.3K
$1.24M
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
BUY
|
- |
26+ 1.41% |
$378 - $445
|
1.87K
$74.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
5New |
$72.7 - $85.6
|
5
$198
|
|
|
Nov 15, 2021
Q3 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
4+ 0.03% |
$58.2 - $68.5
|
12.4K
$491K
|
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
1New |
$14.5 - $17.1
|
1
$39.6
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2025
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-2- 0.07% |
$29.1 - $34.2
|
2.99K
$118K
|
|
|
Nov 01, 2021
Q3 2021
|
High Mark Wealth Management LLC
|
SELL
|
- |
-23- 9.02% |
$334 - $394
|
232
$9.18K
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-23- 0.16% |
$334 - $394
|
14.7K
$580K
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-40- 20.94% |
$582 - $685
|
151
$5.97K
|
|
|
Nov 09, 2021
Q3 2021
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-41- 0.37% |
$596 - $702
|
10.9K
$432K
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-50Closed |
$727 - $856
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-66- 65.35% |
$960 - $1.13K
|
35
$1.38K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-70- 0.14% |
$1.02K - $1.2K
|
50.6K
$2M
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-111Closed |
$1.61K - $1.9K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-117Closed |
$1.7K - $2K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-166- 0.24% |
$2.41K - $2.84K
|
69.9K
$2.76M
|
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-175Closed |
$2.54K - $3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-176- 0.7% |
$2.56K - $3.01K
|
25.1K
$994K
|
|
|
Oct 20, 2021
Q3 2021
|
Copeland Capital Management, LLC
|
SELL
|
- |
-180Closed |
$2.62K - $3.08K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-182- 1.77% |
$2.65K - $3.12K
|
10.1K
$399K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-190- 1.51% |
$2.76K - $3.25K
|
12.4K
$491K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-196Closed |
$2.85K - $3.36K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-285- 18.02% |
$4.14K - $4.88K
|
1.3K
$51.3K
|