Purchases and Sales Made in Q3 2021 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2021. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-290- 1.59% |
$4.22K - $4.96K
|
18K
$712K
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-310- 1.98% |
$4.51K - $5.31K
|
15.3K
$607K
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-320- 31.75% |
$4.65K - $5.48K
|
688
$27.2K
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-338Closed |
$4.91K - $5.79K
|
0
$0
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-338Closed |
$4.91K - $5.79K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-391- 12.84% |
$5.69K - $6.69K
|
2.66K
$105K
|
|
|
Nov 12, 2021
Q3 2021
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-412- 0.57% |
$5.99K - $7.05K
|
71.7K
$2.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-450Closed |
$6.54K - $7.7K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Sol Capital Management CO
|
SELL
|
- |
-500- 1.11% |
$7.27K - $8.56K
|
44.7K
$1.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Jbf Capital, Inc.
Aspen, CO |
SELL
|
- |
-500- 10.0% |
$7.27K - $8.56K
|
4.5K
$178K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-547Closed |
$7.95K - $9.36K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-616Closed |
$8.96K - $10.5K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-630- 76.74% |
$9.16K - $10.8K
|
191
$7.55K
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-631Closed |
$9.17K - $10.8K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Calamos Wealth Management LLC
|
SELL
|
- |
-668- 0.5% |
$9.71K - $11.4K
|
132K
$5.22M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-723- 5.68% |
$10.5K - $12.4K
|
12K
$475K
|
|
|
Oct 25, 2021
Q3 2021
|
Old National Bancorp
|
SELL
|
- |
-823- 3.31% |
$12K - $14.1K
|
24K
$951K
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-1.25K- 65.16% |
$18.2K - $21.4K
|
669
$26.5K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-1.27K- 4.06% |
$18.4K - $21.7K
|
29.9K
$1.18M
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.3K- 10.02% |
$18.8K - $22.2K
|
11.6K
$460K
|
|
|
Oct 29, 2021
Q3 2021
|
Crewe Advisors LLC
|
SELL
|
- |
-1.35KClosed |
$19.6K - $23.1K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Swisspartners Ltd.
Vaduz, N2 |
SELL
|
- |
-1.5K- 2.34% |
$21.8K - $25.7K
|
62.6K
$2.47M
|
|
|
Nov 04, 2021
Q3 2021
|
Regions Financial Corp
|
SELL
|
- |
-1.73K- 14.29% |
$25.2K - $29.7K
|
10.4K
$411K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.32K- 13.54% |
$33.7K - $39.6K
|
14.8K
$585K
|
|
|
Nov 12, 2021
Q3 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-3.17K- 1.73% |
$46.1K - $54.3K
|
180K
$7.12M
|
|
|
Nov 12, 2021
Q3 2021
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-3.3K- 29.2% |
$48K - $56.5K
|
8K
$316K
|
|
|
Nov 12, 2021
Q3 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-3.49K- 22.79% |
$50.7K - $59.7K
|
11.8K
$468K
|
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-3.53K- 20.03% |
$51.4K - $60.5K
|
14.1K
$558K
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-3.94K- 5.12% |
$57.2K - $67.4K
|
73K
$2.89M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.11K- 25.78% |
$59.8K - $70.4K
|
11.8K
$468K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-4.16K- 10.57% |
$60.4K - $71.1K
|
35.2K
$1.39M
|
|
|
Nov 09, 2021
Q3 2021
|
Marietta Investment Partners LLC
Milwaukee, WI |
SELL
|
- |
-4.25K- 5.18% |
$61.8K - $72.8K
|
77.9K
$3.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-4.31K- 1.93% |
$62.7K - $73.8K
|
219K
$8.68M
|
|
|
Oct 07, 2021
Q3 2021
|
Caprock Group, Inc.
|
SELL
|
- |
-4.8K- 21.85% |
$69.8K - $82.2K
|
17.2K
$679K
|
|
|
Oct 12, 2021
Q3 2021
|
Contravisory Investment Management, Inc.
|
SELL
|
- |
-5.05K- 1.52% |
$73.5K - $86.5K
|
328K
$13M
|
|
|
Oct 26, 2021
Q3 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-5.56K- 17.42% |
$80.9K - $95.2K
|
26.4K
$1.04M
|
|
|
Nov 09, 2021
Q3 2021
|
Jtc Employer Solutions Trustee LTD
|
SELL
|
- |
-6.12KClosed |
$88.9K - $105K
|
0
$0
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-6.2K- 49.93% |
$90.2K - $106K
|
6.22K
$246K
|
|
|
Nov 16, 2021
Q3 2021
|
Gqg Partners LLC
Ft. Lauderdale, FL |
SELL
|
- |
-6.24K- 6.26% |
$90.8K - $107K
|
93.5K
$3.7M
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-7.08K- 27.9% |
$103K - $121K
|
18.3K
$723K
|
|
|
Nov 10, 2021
Q3 2021
|
Jupiter Asset Management LTD
|
SELL
|
- |
-7.76K- 11.65% |
$113K - $133K
|
58.9K
$2.33M
|
|
|
May 17, 2024
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.84K- 3.86% |
$143K - $168K
|
245K
$9.68M
|
|
|
Oct 28, 2021
Q3 2021
|
First City Capital Management, Inc.
|
SELL
|
- |
-10.1KClosed |
$146K - $172K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-10.8KClosed |
$157K - $185K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Janney Capital Management LLC
|
SELL
|
- |
-11.9K- 1.65% |
$173K - $204K
|
712K
$28.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Wilkinson Global Asset Management LLC
|
SELL
|
- |
-12.4KClosed |
$180K - $211K
|
0
$0
|
|
|
Jan 09, 2024
Q3 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
SELL
|
- |
-12.5KClosed |
$182K - $214K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-13.2K- 98.51% |
$192K - $226K
|
199
$7.87K
|
|
|
Nov 15, 2021
Q3 2021
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-13.7KClosed |
$199K - $235K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-14.1K- 50.1% |
$205K - $241K
|
14K
$555K
|