Purchases and Sales Made in Q3 2023 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2023. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
54.1K+ 8.4% |
$1.05M - $1.44M
|
698K
$23.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
51.5K+ 38.02% |
$998K - $1.38M
|
187K
$6.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
50.8K+ 21.8% |
$985K - $1.36M
|
284K
$9.66M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital International Sarl
Los Angeles, CA |
BUY
|
- |
49.7KNew |
$963K - $1.33M
|
49.7K
$1.69M
|
|
|
Nov 03, 2023
Q3 2023
|
Syon Capital LLC
San Francisco, CA |
BUY
|
- |
45.7KNew |
$886K - $1.22M
|
45.7K
$1.55M
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
41.1K+ 93.96% |
$797K - $1.1M
|
84.9K
$2.89M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
41.1K+ 4.45% |
$796K - $1.1M
|
964K
$32.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
40.6K+ 1703.06% |
$787K - $1.08M
|
43K
$1.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
38.7K+ 1.48% |
$751K - $1.03M
|
2.65M
$90.2M
|
|
|
Oct 13, 2023
Q3 2023
|
Ritholtz Wealth Management
|
BUY
|
- |
38.4K+ 37.35% |
$745K - $1.03M
|
141K
$4.81M
|
|
|
Nov 14, 2023
Q3 2023
|
Quantinno Capital Management LP
New York, NY |
BUY
|
- |
37.7K+ 79.62% |
$731K - $1.01M
|
85.1K
$2.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
37.5KNew |
$728K - $1M
|
37.5K
$1.28M
|
|
|
Oct 19, 2023
Q3 2023
|
Connective Portfolio Management, LLC
|
BUY
|
- |
36KNew |
$699K - $962K
|
36K
$1.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
34.8KNew |
$676K - $931K
|
34.8K
$1.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
30.7K+ 6.4% |
$594K - $819K
|
510K
$17.4M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
30.3K+ 26.05% |
$588K - $810K
|
147K
$5M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
30.2KNew |
$585K - $806K
|
30.2K
$1.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
28.3KNew |
$549K - $757K
|
28.3K
$965K
|
|
|
Nov 13, 2023
Q3 2023
|
Gardner Lewis Asset Management L P
Chadds Ford, PA |
BUY
|
- |
26.9K+ 69.32% |
$521K - $717K
|
65.6K
$2.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Paragon Associates & Paragon Associates Ii Joint Venture
Dallas, TX |
BUY
|
- |
25K+ 50.0% |
$485K - $668K
|
75K
$2.55M
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
24.4K+ 44.74% |
$473K - $652K
|
78.9K
$2.69M
|
|
|
Oct 25, 2023
Q3 2023
|
Solstein Capital, LLC
Menlo Park, CA |
BUY
|
- |
24.4K+ 2084.19% |
$473K - $651K
|
25.6K
$870K
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
24.2K+ 207.75% |
$469K - $646K
|
35.8K
$1.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
21.7KNew |
$420K - $579K
|
21.7K
$738K
|
|
|
Nov 03, 2023
Q3 2023
|
Syntal Capital Partners, LLC
Midland, TX |
BUY
|
- |
20.9KNew |
$405K - $558K
|
20.9K
$711K
|
|
|
Nov 02, 2023
Q3 2023
|
Channing Global Advisors, LLC
|
BUY
|
- |
20.1K+ 3.89% |
$389K - $536K
|
535K
$18.2M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
19.6K+ 13.6% |
$381K - $525K
|
164K
$5.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
15.8K+ 44.51% |
$306K - $422K
|
51.3K
$1.75M
|
|
|
Nov 14, 2023
Q3 2023
|
United Services Automobile Association
San Antonio, TX |
BUY
|
- |
15.6K+ 16.43% |
$302K - $416K
|
110K
$3.75M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
15.2KNew |
$295K - $407K
|
15.2K
$519K
|
|
|
Oct 27, 2023
Q3 2023
|
Klingenstein Fields & CO LP
|
BUY
|
- |
14.9KNew |
$289K - $399K
|
14.9K
$508K
|
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
14.2KNew |
$276K - $381K
|
14.2K
$485K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
14.2KNew |
$275K - $379K
|
14.2K
$483K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13K+ 96.36% |
$251K - $346K
|
26.4K
$899K
|
|
|
Nov 07, 2023
Q3 2023
|
Qsemble Capital Management, LP
New York, NY |
BUY
|
- |
12.2KNew |
$237K - $326K
|
12.2K
$415K
|
|
|
Nov 07, 2023
Q3 2023
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
12.2KNew |
$236K - $326K
|
12.2K
$415K
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
11.7KNew |
$227K - $312K
|
11.7K
$398K
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
11.4K+ 3.95% |
$220K - $303K
|
299K
$10.2M
|
|
|
Oct 11, 2023
Q3 2023
|
Capricorn Fund Managers LTD
London, X0 |
BUY
|
- |
11.3KNew |
$220K - $303K
|
11.3K
$386K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group Ltd.
Dublin, L2 |
BUY
|
- |
11.2KNew |
$218K - $300K
|
11.2K
$382K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
10.7KNew |
$208K - $287K
|
10.7K
$366K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
10.7K+ 8.4% |
$208K - $287K
|
139K
$4.72M
|
|
|
Nov 01, 2023
Q3 2023
|
Jgp Global Gestao De Recursos Ltda.
|
BUY
|
- |
10.7KNew |
$208K - $286K
|
10.7K
$365K
|
|
|
Oct 10, 2023
Q3 2023
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
10.7KNew |
$207K - $285K
|
10.7K
$364K
|
|
|
Nov 08, 2023
Q3 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
10.3K+ 49.76% |
$200K - $275K
|
31K
$1.06M
|
|
|
Oct 13, 2023
Q3 2023
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
10.3KNew |
$199K - $274K
|
10.3K
$349K
|
|
|
Nov 06, 2023
Q3 2023
|
Werba Rubin Papier Wealth Management
San Jose, CA |
BUY
|
- |
10.2KNew |
$198K - $273K
|
10.2K
$348K
|
|
|
Oct 25, 2023
Q3 2023
|
Calamos Wealth Management LLC
|
BUY
|
- |
10.1KNew |
$197K - $271K
|
10.1K
$345K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
9.99KNew |
$194K - $267K
|
9.99K
$340K
|
|
|
Oct 10, 2023
Q3 2023
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
9.87KNew |
$191K - $264K
|
9.87K
$336K
|