Purchases and Sales Made in Q3 2023 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2023. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
2.79K+ 203.8% |
$54K - $74.4K
|
4.15K
$141K
|
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
BUY
|
- |
2.66K+ 9.29% |
$51.7K - $71.2K
|
31.3K
$1.07M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.56K+ 13.46% |
$49.7K - $68.4K
|
21.6K
$735K
|
|
|
Nov 14, 2023
Q3 2023
|
Highland Capital Management, LLC
|
BUY
|
- |
2.5K+ 2.4% |
$48.5K - $66.8K
|
107K
$3.64M
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
2.46K+ 2.66% |
$47.7K - $65.7K
|
95K
$3.23M
|
|
|
Oct 11, 2023
Q3 2023
|
Zhang Financial LLC
|
BUY
|
- |
2.39K+ 11.06% |
$46.4K - $63.9K
|
24K
$817K
|
|
|
Nov 13, 2023
Q3 2023
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
2.33K+ 1.2% |
$45.2K - $62.3K
|
197K
$6.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
2.25K+ 5.46% |
$43.7K - $60.2K
|
43.6K
$1.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.14K+ 9.88% |
$41.6K - $57.3K
|
23.8K
$812K
|
|
|
Oct 27, 2023
Q3 2023
|
Td Asset Management Inc
|
BUY
|
- |
2.13K+ 0.3% |
$41.2K - $56.8K
|
718K
$24.4M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.06K+ 7.41% |
$39.8K - $54.9K
|
29.8K
$1.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2KNew |
$38.8K - $53.4K
|
2K
$68.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2K+ 78.79% |
$38.7K - $53.4K
|
4.53K
$154K
|
|
|
Oct 19, 2023
Q3 2023
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
2K+ 9.89% |
$38.7K - $53.3K
|
22.2K
$755K
|
|
|
Oct 18, 2023
Q3 2023
|
Washington Trust CO
|
BUY
|
- |
1.95KNew |
$37.8K - $52.1K
|
1.95K
$66.4K
|
|
|
Oct 31, 2023
Q3 2023
|
Mitchell & Pahl Private Wealth, LLC
|
BUY
|
- |
1.86K+ 3.52% |
$36.1K - $49.7K
|
54.8K
$1.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
1.82K+ 6.53% |
$35.3K - $48.6K
|
29.7K
$1.01M
|
|
|
Nov 09, 2023
Q3 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
1.57K+ 9.29% |
$30.4K - $41.9K
|
18.4K
$627K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.4K+ 15.18% |
$27.1K - $37.4K
|
10.6K
$362K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.4K+ 15.18% |
$27.1K - $37.4K
|
10.6K
$362K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
1.39K+ 100.72% |
$27K - $37.1K
|
2.77K
$94.3K
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
1.34K+ 13.04% |
$26K - $35.8K
|
11.6K
$396K
|
|
|
Oct 31, 2023
Q3 2023
|
180 Wealth Advisors, LLC
|
BUY
|
- |
1.32K+ 12.11% |
$25.5K - $35.2K
|
12.2K
$415K
|
|
|
Nov 14, 2023
Q3 2023
|
British Columbia Investment Management Corp
Victoria, A1 |
BUY
|
- |
1.28K+ 3.97% |
$24.8K - $34.1K
|
33.4K
$1.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Ascent Group, LLC
|
BUY
|
- |
1.28K+ 11.62% |
$24.7K - $34.1K
|
12.3K
$417K
|
|
|
Oct 12, 2023
Q3 2023
|
Nat West Group PLC
|
BUY
|
- |
1.21K+ 2.37% |
$23.5K - $32.4K
|
52.4K
$1.78M
|
|
|
Oct 25, 2023
Q3 2023
|
Forsta Ap Fonden
Stockholm, V7 |
BUY
|
- |
1.19K+ 0.16% |
$23K - $31.7K
|
728K
$24.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Baker Ellis Asset Management LLC
|
BUY
|
- |
1.1K+ 2.63% |
$21.3K - $29.4K
|
43K
$1.46M
|
|
|
Nov 09, 2023
Q3 2023
|
Adams Wealth Management
|
BUY
|
- |
1.04K+ 1.83% |
$20.1K - $27.7K
|
57.8K
$1.97M
|
|
|
Nov 06, 2023
Q3 2023
|
Harvest Fund Management Co., LTD
Beijing, F4 |
BUY
|
- |
1.01K+ 118.48% |
$19.6K - $27.1K
|
1.87K
$63.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Community Bank, N.A.
|
BUY
|
- |
1KNew |
$19.4K - $26.7K
|
1K
$34K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
920+ 2.98% |
$17.8K - $24.6K
|
31.8K
$1.08M
|
|
|
Oct 11, 2023
Q3 2023
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
912+ 4.0% |
$17.7K - $24.4K
|
23.7K
$807K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
BUY
|
- |
906+ 8.89% |
$17.6K - $24.2K
|
11.1K
$378K
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
880+ 571.43% |
$17.1K - $23.5K
|
1.03K
$35.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
833+ 6.93% |
$16.2K - $22.2K
|
12.9K
$437K
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
821New |
$15.9K - $21.9K
|
821
$27.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
802+ 0.74% |
$15.6K - $21.4K
|
109K
$3.72M
|
|
|
Oct 19, 2023
Q3 2023
|
Sol Capital Management CO
|
BUY
|
- |
750+ 1.89% |
$14.5K - $20K
|
40.3K
$1.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
712+ 42.11% |
$13.8K - $19K
|
2.4K
$81.8K
|
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
BUY
|
- |
589+ 26.07% |
$11.4K - $15.7K
|
2.85K
$96.9K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
559+ 1.51% |
$10.8K - $14.9K
|
37.6K
$1.28M
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
557+ 7.54% |
$10.8K - $14.9K
|
7.95K
$270K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
541+ 932.76% |
$10.5K - $14.5K
|
599
$20.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
512+ 61.84% |
$9.93K - $13.7K
|
1.34K
$45.6K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
338+ 1.71% |
$6.55K - $9.03K
|
20.1K
$684K
|
|
|
Oct 19, 2023
Q3 2023
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
328+ 1.98% |
$6.36K - $8.76K
|
16.9K
$574K
|
|
|
Nov 06, 2023
Q3 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
BUY
|
- |
313+ 0.75% |
$6.07K - $8.36K
|
42.3K
$1.44M
|
|
|
Nov 14, 2023
Q3 2023
|
Bridgeway Capital Management, LLC
Houston, TX |
BUY
|
- |
300+ 0.29% |
$5.82K - $8.01K
|
105K
$3.56M
|
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
299+ 66.3% |
$5.8K - $7.99K
|
750
$25.5K
|