Purchases and Sales Made in Q3 2023 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2023. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
SELL
|
- |
-5.16K- 61.09% |
$100K - $138K
|
3.29K
$117K
|
|
|
Nov 14, 2023
Q3 2023
|
Altman Advisors, Inc.
Chicago, IL |
SELL
|
- |
-5.58K- 7.53% |
$108K - $149K
|
68.5K
$2.44M
|
|
|
Nov 14, 2023
Q3 2023
|
Patient Capital Management, LLC
Baltimore, MD |
SELL
|
- |
-5.65K- 0.23% |
$110K - $151K
|
2.48M
$88.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-5.78K- 12.32% |
$112K - $154K
|
41.2K
$1.47M
|
|
|
Nov 13, 2023
Q3 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-6.26K- 24.72% |
$121K - $167K
|
19.1K
$679K
|
|
|
Nov 08, 2023
Q3 2023
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
SELL
|
- |
-6.49K- 28.59% |
$126K - $173K
|
16.2K
$578K
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-8.71K- 38.02% |
$169K - $233K
|
14.2K
$505K
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-9.46K- 22.67% |
$183K - $253K
|
32.3K
$1.15M
|
|
|
Nov 07, 2023
Q3 2023
|
Dorsey Wright & Associates
|
SELL
|
- |
-9.61K- 6.09% |
$186K - $257K
|
148K
$5.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Senator Investment Group LP
New York, NY |
SELL
|
- |
-10K- 1.16% |
$194K - $267K
|
850K
$30.3M
|
|
|
Nov 06, 2023
Q3 2023
|
Lgt Fund Management CO Ltd.
|
SELL
|
- |
-10K- 43.1% |
$194K - $267K
|
13.2K
$470K
|
|
|
Nov 14, 2023
Q3 2023
|
Credit Capital Investments LLC
Short Hills, NJ |
SELL
|
- |
-10K- 13.33% |
$194K - $267K
|
65K
$2.31M
|
|
|
Nov 14, 2023
Q3 2023
|
Power Corp Of Canada
Montreal, Quebec, Z4 |
SELL
|
- |
-10.2K- 6.7% |
$199K - $274K
|
143K
$5.08M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-10.4K- 24.82% |
$202K - $278K
|
31.5K
$1.12M
|
|
|
Nov 06, 2023
Q3 2023
|
Achmea Investment Management B.V.
|
SELL
|
- |
-11K- 3.44% |
$214K - $295K
|
310K
$11M
|
|
|
Nov 14, 2023
Q3 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-11.1K- 5.53% |
$214K - $295K
|
189K
$6.72M
|
|
|
Apr 29, 2024
Q3 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-11.1K- 5.53% |
$214K - $295K
|
189K
$6.72M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-12.4K- 5.6% |
$240K - $331K
|
209K
$7.43M
|
|
|
Nov 06, 2023
Q3 2023
|
Schechter Investment Advisors, LLC
Birmingham, MI |
SELL
|
- |
-12.6K- 21.69% |
$244K - $336K
|
45.5K
$1.62M
|
|
|
Nov 13, 2023
Q3 2023
|
K2 Principal Fund, L.P.
Toronto, A6 |
SELL
|
- |
-13K- 37.14% |
$252K - $347K
|
22K
$783K
|
|
|
Nov 14, 2023
Q3 2023
|
Continental Advisors LLC
Chicago, IL |
SELL
|
- |
-13.1K- 61.65% |
$254K - $350K
|
8.16K
$291K
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-13.4K- 3.49% |
$259K - $357K
|
370K
$13.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-13.6K- 57.02% |
$264K - $363K
|
10.2K
$365K
|
|
|
Nov 07, 2023
Q3 2023
|
Metis Global Partners, LLC
|
SELL
|
- |
-14.5K- 11.67% |
$281K - $387K
|
110K
$3.91M
|
|
|
Oct 10, 2023
Q3 2023
|
Contravisory Investment Management, Inc.
|
SELL
|
- |
-14.7K- 4.13% |
$286K - $394K
|
342K
$12.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-14.9K- 11.28% |
$289K - $398K
|
117K
$4.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-15.2K- 97.72% |
$294K - $406K
|
355
$12.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-15.6K- 7.23% |
$303K - $417K
|
201K
$7.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Ossiam
Paris, I0 |
SELL
|
- |
-17.8K- 8.62% |
$345K - $475K
|
188K
$6.71M
|
|
|
Nov 08, 2023
Q3 2023
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-18.2K- 57.25% |
$353K - $487K
|
13.6K
$485K
|
|
|
Nov 14, 2023
Q3 2023
|
Credit Agricole S A
|
SELL
|
- |
-18.8K- 5.86% |
$364K - $501K
|
301K
$10.7M
|
|
|
Nov 02, 2023
Q3 2023
|
Kcs Wealth Advisory
|
SELL
|
- |
-19K- 15.59% |
$369K - $508K
|
103K
$3.67M
|
|
|
Nov 07, 2023
Q3 2023
|
Boston Partners
Boston, MA |
SELL
|
- |
-19.3K- 20.92% |
$373K - $514K
|
72.8K
$2.59M
|
|
|
Nov 14, 2023
Q3 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-19.4K- 5.09% |
$377K - $519K
|
363K
$12.9M
|
|
|
Nov 06, 2023
Q3 2023
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-19.7K- 6.68% |
$382K - $526K
|
275K
$9.8M
|
|
|
Nov 03, 2023
Q3 2023
|
Pictet North America Advisors Sa
|
SELL
|
- |
-21K- 2.87% |
$408K - $562K
|
712K
$25.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Genus Capital Management Inc.
Vancouver, A1 |
SELL
|
- |
-21.3K- 47.35% |
$412K - $568K
|
23.6K
$842K
|
|
|
Nov 09, 2023
Q3 2023
|
Richard Pzena
Pzena Investment Management LLC
|
SELL
|
- |
-23.3K- 0.38% |
$453K - $624K
|
6.12M
$218M
|
|
|
Oct 31, 2023
Q3 2023
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-26.1K- 2.36% |
$506K - $696K
|
1.08M
$38.4M
|
|
|
Nov 06, 2023
Q3 2023
|
Victory Capital Management Inc
|
SELL
|
- |
-26.2K- 43.15% |
$508K - $700K
|
34.5K
$1.23M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-27K- 20.94% |
$523K - $721K
|
102K
$3.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-28.1K- 1.25% |
$544K - $749K
|
2.21M
$78.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-31.7K- 9.89% |
$614K - $846K
|
289K
$10.3M
|
|
|
Oct 19, 2023
Q3 2023
|
Hiddenite Capital Partners LP
White Plains, NY |
SELL
|
- |
-32K- 14.22% |
$620K - $855K
|
193K
$6.87M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-33.9K- 19.92% |
$657K - $905K
|
136K
$4.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-35K- 3.93% |
$679K - $935K
|
856K
$30.5M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-35.1K- 75.93% |
$680K - $937K
|
11.1K
$396K
|
|
|
Nov 09, 2023
Q3 2023
|
Jupiter Asset Management LTD
|
SELL
|
- |
-37.3K- 3.97% |
$722K - $995K
|
901K
$32.1M
|
|
|
Jul 09, 2024
Q3 2023
|
Pitcairn CO
Jenkintown, PA |
SELL
|
- |
-40.3K- 81.64% |
$781K - $1.08M
|
9.06K
$322K
|
|
|
Nov 13, 2023
Q3 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-47K- 6.76% |
$912K - $1.26M
|
649K
$23.1M
|