Purchases and Sales Made in Q3 2023 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2023. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-355- 22.83% |
$6.88K - $9.48K
|
1.2K
$42.7K
|
|
|
Nov 17, 2023
Q3 2023
|
Old National Bancorp
|
SELL
|
- |
-479- 4.42% |
$9.29K - $12.8K
|
10.4K
$369K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-502- 1.08% |
$9.73K - $13.4K
|
46.2K
$1.64M
|
|
|
Nov 07, 2023
Q3 2023
|
Cookson Peirce & CO Inc
|
SELL
|
- |
-511- 1.93% |
$9.91K - $13.6K
|
25.9K
$923K
|
|
|
Oct 26, 2023
Q3 2023
|
Value Partners Investments Inc.
|
SELL
|
- |
-553- 0.18% |
$10.7K - $14.8K
|
303K
$10.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-555- 0.24% |
$10.8K - $14.8K
|
234K
$8.32M
|
|
|
Nov 09, 2023
Q3 2023
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-590- 1.22% |
$11.4K - $15.8K
|
47.6K
$1.7M
|
|
|
Oct 24, 2023
Q3 2023
|
Massachusetts Wealth Management
North Andover, MA |
SELL
|
- |
-722- 1.29% |
$14K - $19.3K
|
55.4K
$1.97M
|
|
|
Oct 23, 2023
Q3 2023
|
Maryland State Retirement & Pension System
|
SELL
|
- |
-777- 0.23% |
$15.1K - $20.8K
|
338K
$12.1M
|
|
|
Oct 13, 2023
Q3 2023
|
Ativo Capital Management LLC
Chicago, IL |
SELL
|
- |
-809- 1.2% |
$15.7K - $21.6K
|
66.4K
$2.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-875- 1.25% |
$17K - $23.4K
|
69K
$2.46M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-908- 4.34% |
$17.6K - $24.3K
|
20K
$713K
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-958- 0.05% |
$18.6K - $25.6K
|
1.91M
$67.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-977- 2.93% |
$18.9K - $26.1K
|
32.4K
$1.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Ethic Inc.
New York, NY |
SELL
|
- |
-979- 5.77% |
$19K - $26.1K
|
16K
$569K
|
|
|
Oct 24, 2023
Q3 2023
|
Bailard, Inc.
|
SELL
|
- |
-1.03K- 2.82% |
$20K - $27.5K
|
35.5K
$1.27M
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-1.09K- 9.97% |
$21.1K - $29.1K
|
9.85K
$351K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.11K- 27.3% |
$21.6K - $29.7K
|
2.96K
$106K
|
|
|
Nov 13, 2023
Q3 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-1.16K- 0.99% |
$22.4K - $30.9K
|
115K
$4.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-1.16K- 6.63% |
$22.5K - $31K
|
16.3K
$581K
|
|
|
Nov 15, 2023
Q3 2023
|
Townsquare Capital LLC
|
SELL
|
- |
-1.17K- 3.65% |
$22.7K - $31.2K
|
30.9K
$1.1M
|
|
|
Oct 31, 2023
Q3 2023
|
Vise Technologies, Inc.
New York, NY |
SELL
|
- |
-1.18K- 2.99% |
$22.8K - $31.4K
|
38.1K
$1.36M
|
|
|
Nov 03, 2023
Q3 2023
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.27K- 3.18% |
$24.6K - $33.9K
|
38.6K
$1.38M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.53K- 23.79% |
$29.7K - $40.9K
|
4.91K
$175K
|
|
|
Oct 24, 2023
Q3 2023
|
Beach Investment Counsel Inc/Pa
West Conshohocken, PA |
SELL
|
- |
-1.63K- 1.91% |
$31.7K - $43.6K
|
84K
$2.99M
|
|
|
Nov 01, 2023
Q3 2023
|
Performa LTD (Us), LLC
|
SELL
|
- |
-1.66K- 95.69% |
$32.3K - $44.4K
|
75
$2.67K
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-1.83K- 23.77% |
$35.5K - $49K
|
5.88K
$209K
|
|
|
Oct 23, 2023
Q3 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-1.85K- 6.11% |
$35.8K - $49.3K
|
28.4K
$1.01M
|
|
|
Feb 21, 2024
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-1.91K- 5.2% |
$37.1K - $51.1K
|
34.8K
$1.24M
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-2.02K- 12.19% |
$39.1K - $53.8K
|
14.5K
$517K
|
|
|
Nov 14, 2024
Q3 2023
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-2.29K- 12.83% |
$44.3K - $61.1K
|
15.5K
$553K
|
|
|
Oct 24, 2023
Q3 2023
|
Independent Advisor Alliance
|
SELL
|
- |
-2.44K- 2.53% |
$47.4K - $65.3K
|
94.1K
$3.35M
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-2.55K- 20.74% |
$49.5K - $68.2K
|
9.76K
$348K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.73K- 12.09% |
$53K - $72.9K
|
19.9K
$707K
|
|
|
Nov 08, 2023
Q3 2023
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-2.73K- 11.52% |
$53K - $73K
|
21K
$748K
|
|
|
Nov 09, 2023
Q3 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-2.83K- 1.07% |
$54.9K - $75.6K
|
262K
$9.34M
|
|
|
Oct 26, 2023
Q3 2023
|
Henry James International Management Inc.
|
SELL
|
- |
-2.85K- 0.62% |
$55.2K - $76K
|
453K
$16.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-2.89K- 15.52% |
$56.1K - $77.2K
|
15.7K
$561K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-3.15K- 23.36% |
$61K - $84K
|
10.3K
$368K
|
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-3.15K- 23.36% |
$61K - $84K
|
10.3K
$368K
|
|
|
Aug 06, 2024
Q3 2023
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-3.28K- 3.25% |
$63.5K - $87.5K
|
97.7K
$3.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-3.67K- 2.62% |
$71.1K - $98K
|
136K
$4.86M
|
|
|
Nov 15, 2023
Q3 2023
|
Studio Investment Management LLC
Chicago, IL |
SELL
|
- |
-3.83K- 18.88% |
$74.2K - $102K
|
16.4K
$586K
|
|
|
Nov 13, 2023
Q3 2023
|
Alaethes Wealth LLC
Glenbrook, NV |
SELL
|
- |
-4.03K- 5.05% |
$78K - $108K
|
75.7K
$2.7M
|
|
|
Oct 30, 2023
Q3 2023
|
Yousif Capital Management, LLC
|
SELL
|
- |
-4.11K- 6.68% |
$79.7K - $110K
|
57.4K
$2.04M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.22K- 15.42% |
$81.9K - $113K
|
23.2K
$825K
|
|
|
Oct 19, 2023
Q3 2023
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-4.37K- 12.22% |
$84.6K - $117K
|
31.3K
$1.12M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Capital Management LLC
|
SELL
|
- |
-4.41K- 0.6% |
$85.4K - $118K
|
726K
$25.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-4.73K- 32.36% |
$91.6K - $126K
|
9.88K
$352K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-5.04K- 10.4% |
$97.8K - $135K
|
43.4K
$1.55M
|