Purchases and Sales Made in Q3 2023 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2023. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2023
Q3 2023
|
Pds Planning, Inc
|
BUY
|
- |
264+ 1.74% |
$5.12K - $7.05K
|
15.4K
$549K
|
|
|
Oct 03, 2023
Q3 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
240+ 9.68% |
$4.65K - $6.41K
|
2.72K
$96.9K
|
|
|
Oct 26, 2023
Q3 2023
|
Sage Rhino Capital LLC
|
BUY
|
- |
228+ 1.39% |
$4.42K - $6.09K
|
16.7K
$594K
|
|
|
Oct 27, 2023
Q3 2023
|
First National Bank Of Hutchinson
|
BUY
|
- |
219+ 1.14% |
$4.25K - $5.85K
|
19.4K
$691K
|
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
BUY
|
- |
214New |
$4.15K - $5.72K
|
214
$7.62K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
210+ 35.18% |
$4.07K - $5.61K
|
807
$28.7K
|
|
|
Nov 09, 2023
Q3 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
180New |
$3.49K - $4.81K
|
180
$6.41K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
153+ 1.11% |
$2.97K - $4.09K
|
13.9K
$494K
|
|
|
Nov 13, 2023
Q3 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
142New |
$2.75K - $3.79K
|
142
$5.06K
|
|
|
Aug 16, 2024
Q3 2023
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
138+ 6.96% |
$2.68K - $3.69K
|
2.12K
$75.5K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
120New |
$2.33K - $3.21K
|
120
$4.27K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
BUY
|
- |
115+ 68.86% |
$2.23K - $3.07K
|
282
$10K
|
|
|
Nov 02, 2023
Q3 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
114+ 21.07% |
$2.21K - $3.04K
|
655
$23.3K
|
|
|
Nov 09, 2023
Q3 2023
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
76+ 0.16% |
$1.47K - $2.03K
|
48.3K
$1.72M
|
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
75+ 0.5% |
$1.45K - $2K
|
15.1K
$536K
|
|
|
Nov 08, 2023
Q3 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
71+ 50.0% |
$1.38K - $1.9K
|
213
$7.58K
|
|
|
Nov 01, 2023
Q3 2023
|
Bourgeon Capital Management LLC
|
BUY
|
- |
59New |
$1.14K - $1.58K
|
59
$2.1K
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
45+ 48.39% |
$873 - $1.2K
|
138
$4.91K
|
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
37+ 1.43% |
$717 - $988
|
2.63K
$93.8K
|
|
|
Aug 01, 2024
Q3 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
36+ 8.45% |
$698 - $962
|
462
$16.5K
|
|
|
Oct 31, 2023
Q3 2023
|
Paradigm Asset Management CO LLC
|
BUY
|
- |
26+ 7.03% |
$504 - $694
|
396
$14.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
8New |
$155 - $214
|
8
$285
|
|
|
Oct 11, 2023
Q3 2023
|
Cullinan Associates Inc
|
BUY
|
- |
1+ 0.0% |
$19.4 - $26.7
|
26.5K
$944K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-1- -0.0% |
$19.4 - $26.7
|
42.9K
$1.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
SELL
|
- |
-1- 16.67% |
$19.4 - $26.7
|
5
$178
|
|
|
Oct 10, 2023
Q3 2023
|
Activest Wealth Management
|
SELL
|
- |
-10- 8.26% |
$194 - $267
|
111
$3.95K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-14- 0.23% |
$271 - $374
|
6.04K
$215K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-34- 1.99% |
$659 - $908
|
1.68K
$59.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Colonial Trust Advisors
Spartanburg, SC |
SELL
|
- |
-40- 64.52% |
$776 - $1.07K
|
22
$783
|
|
|
Oct 23, 2023
Q3 2023
|
Copeland Capital Management, LLC
|
SELL
|
- |
-43- 20.09% |
$834 - $1.15K
|
171
$6.09K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-52- 0.09% |
$1.01K - $1.39K
|
57.9K
$2.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-71Closed |
$1.38K - $1.9K
|
0
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Financial Counselors Inc
|
SELL
|
- |
-93- 0.59% |
$1.8K - $2.48K
|
15.8K
$561K
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-100- 10.44% |
$1.94K - $2.67K
|
858
$30.6K
|
|
|
Nov 09, 2023
Q3 2023
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-109- 20.84% |
$2.11K - $2.91K
|
414
$14.7K
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-123- 0.27% |
$2.38K - $3.29K
|
45.3K
$1.61M
|
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-125- 14.03% |
$2.42K - $3.34K
|
766
$27.3K
|
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-131- 60.65% |
$2.54K - $3.5K
|
85
$3.03K
|
|
|
Nov 08, 2023
Q3 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-132- 97.78% |
$2.56K - $3.53K
|
3
$107
|
|
|
Nov 13, 2023
Q3 2023
|
Shilanski & Associates, Inc.
|
SELL
|
- |
-134- 1.13% |
$2.6K - $3.58K
|
11.8K
$418K
|
|
|
Oct 17, 2023
Q3 2023
|
Btc Capital Management, Inc.
|
SELL
|
- |
-135- 0.31% |
$2.62K - $3.61K
|
42.9K
$1.53M
|
|
|
Nov 14, 2023
Q3 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-151- 0.44% |
$2.93K - $4.03K
|
33.8K
$1.21M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-166- 0.7% |
$3.22K - $4.43K
|
23.7K
$843K
|
|
|
Nov 15, 2023
Q3 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-180- 0.62% |
$3.49K - $4.81K
|
28.7K
$1.02M
|
|
|
Nov 03, 2023
Q3 2023
|
Mitchell Capital Management CO
|
SELL
|
- |
-199- 0.19% |
$3.86K - $5.32K
|
106K
$3.78M
|
|
|
Oct 10, 2023
Q3 2023
|
First Hawaiian Bank
|
SELL
|
- |
-234- 0.35% |
$4.54K - $6.25K
|
66.3K
$2.36M
|
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-234- 6.91% |
$4.54K - $6.25K
|
3.15K
$112K
|
|
|
Oct 23, 2023
Q3 2023
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-237- 0.38% |
$4.6K - $6.33K
|
61.6K
$2.19M
|
|
|
Nov 06, 2023
Q3 2023
|
Wrapmanager Inc
|
SELL
|
- |
-251- 2.08% |
$4.87K - $6.7K
|
11.8K
$421K
|