Purchases and Sales Made in Q4 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
975K+ 14.05% |
$46.3M - $46.8M
|
7.91M
$366M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
896K+ 61.63% |
$42.6M - $43.1M
|
2.35M
$109M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
664KNew |
$31.5M - $31.9M
|
664K
$30.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
516K+ 5962.62% |
$24.5M - $24.8M
|
525K
$24.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
398K+ 25.74% |
$18.9M - $19.1M
|
1.94M
$89.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
361K+ 16.97% |
$17.2M - $17.4M
|
2.49M
$115M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
354K+ 18.59% |
$16.8M - $17M
|
2.26M
$105M
|
|
|
Feb 11, 2022
Q4 2021
|
Donoghue Forlines LLC
|
BUY
|
- |
317K+ 204.78% |
$15.1M - $15.2M
|
472K
$21.9M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
314K+ 17.05% |
$14.9M - $15.1M
|
2.15M
$99.6M
|
|
|
Jan 18, 2022
Q4 2021
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
265KNew |
$12.6M - $12.7M
|
265K
$12.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
245K+ 9466.8% |
$11.6M - $11.8M
|
247K
$11.4M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
228KNew |
$10.8M - $11M
|
228K
$10.6M
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
214KNew |
$10.1M - $10.3M
|
214K
$9.88M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
208K+ 12.86% |
$9.86M - $9.97M
|
1.82M
$84.3M
|
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
203KNew |
$9.63M - $9.74M
|
203K
$9.38M
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
192K+ 205.65% |
$9.1M - $9.2M
|
285K
$13.2M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
177K+ 32.25% |
$8.39M - $8.49M
|
724K
$33.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
146K+ 35.48% |
$6.95M - $7.03M
|
559K
$25.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
135K+ 33.62% |
$6.41M - $6.48M
|
536K
$24.8M
|
|
|
Jan 26, 2022
Q4 2021
|
Tl Private Wealth
|
BUY
|
- |
124K+ 55.1% |
$5.9M - $5.97M
|
350K
$16.2M
|
|
|
Jan 25, 2022
Q4 2021
|
Reuter James Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
114KNew |
$5.42M - $5.48M
|
114K
$5.28M
|
|
|
May 27, 2022
Q4 2021
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
110K+ 184.01% |
$5.24M - $5.3M
|
170K
$7.88M
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
108K+ 189.24% |
$5.14M - $5.21M
|
166K
$7.66M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
105K+ 10.96% |
$5M - $5.06M
|
1.07M
$49.3M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
101K+ 13.35% |
$4.8M - $4.86M
|
859K
$39.7M
|
|
|
Feb 04, 2022
Q4 2021
|
Milestone Advisory Partners
|
BUY
|
- |
85.2K+ 27.01% |
$4.05M - $4.09M
|
401K
$18.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Tanager Wealth Management LLP
|
BUY
|
- |
80.9KNew |
$3.84M - $3.89M
|
80.9K
$3.75M
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
80.3K+ 128.28% |
$3.81M - $3.86M
|
143K
$6.61M
|
|
|
Feb 02, 2022
Q4 2021
|
Ignite Planners, LLC
|
BUY
|
- |
78.3KNew |
$3.72M - $3.76M
|
78.3K
$3.62M
|
|
|
Jan 31, 2022
Q4 2021
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
74.9K+ 17.94% |
$3.56M - $3.6M
|
493K
$22.8M
|
|
|
Feb 16, 2023
Q4 2021
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
72.8KNew |
$3.46M - $3.5M
|
72.8K
$3.37M
|
|
|
Feb 16, 2022
Q4 2021
|
Financial Futures LTD Liability Co.
|
BUY
|
- |
72.5KNew |
$3.45M - $3.49M
|
72.5K
$3.36M
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
66.4KNew |
$3.16M - $3.19M
|
66.4K
$3.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
65.5K+ 63.22% |
$3.11M - $3.15M
|
169K
$7.83M
|
|
|
Feb 11, 2022
Q4 2021
|
Wealthpoint, LLC
|
BUY
|
- |
63.7K+ 1454.98% |
$3.03M - $3.06M
|
68.1K
$3.15M
|
|
|
Jan 28, 2022
Q4 2021
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
63.1KNew |
$3M - $3.03M
|
63.1K
$2.92M
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
62.5K+ 698.95% |
$2.97M - $3M
|
71.4K
$3.3M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
59.3K+ 18.07% |
$2.82M - $2.85M
|
388K
$17.9M
|
|
|
Feb 08, 2022
Q4 2021
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
58.5K+ 50.59% |
$2.78M - $2.81M
|
174K
$8.06M
|
|
|
Feb 15, 2022
Q4 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
57.3K+ 10.81% |
$2.72M - $2.75M
|
588K
$27.2M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
57.1K+ 97.61% |
$2.71M - $2.74M
|
116K
$5.35M
|
|
|
Jan 21, 2022
Q4 2021
|
Ewg Elevate Inc.
|
BUY
|
- |
53.3KNew |
$2.53M - $2.56M
|
53.3K
$2.47M
|
|
|
Mar 01, 2022
Q4 2021
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
52.3KNew |
$2.48M - $2.51M
|
52.3K
$2.42M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
52K+ 18.95% |
$2.47M - $2.5M
|
326K
$15.1M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
51.5K+ 28.91% |
$2.45M - $2.48M
|
230K
$10.6M
|
|
|
Jan 21, 2022
Q4 2021
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
51.4K+ 149.61% |
$2.44M - $2.47M
|
85.7K
$3.97M
|
|
|
Jan 19, 2022
Q4 2021
|
Welch & Forbes LLC
|
BUY
|
- |
46K+ 8.73% |
$2.18M - $2.21M
|
573K
$26.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
45.8KNew |
$2.17M - $2.2M
|
45.8K
$2.12M
|
|
|
Jan 28, 2022
Q4 2021
|
Cottonwood Capital Advisors, LLC
|
BUY
|
- |
42.1KNew |
$2M - $2.02M
|
42.1K
$1.95M
|
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
39.6K+ 48.53% |
$1.88M - $1.9M
|
121K
$5.6M
|