Purchases and Sales Made in Q4 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.38M+ 8535.47% |
$62.8M - $64M
|
1.4M
$64.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.17M+ 52.66% |
$52.9M - $53.9M
|
3.38M
$156M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
675K+ 41.36% |
$30.6M - $31.2M
|
2.31M
$107M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
441K+ 3740.35% |
$20M - $20.4M
|
453K
$20.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
326K+ 187.06% |
$14.8M - $15.1M
|
500K
$23.1M
|
|
|
Feb 07, 2024
Q4 2023
|
Hikari Tsushin, Inc.
Tokyo, M0 |
BUY
|
- |
207KNew |
$9.4M - $9.59M
|
207K
$9.59M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
199K+ 27.56% |
$9.03M - $9.21M
|
921K
$42.6M
|
|
|
Jan 22, 2024
Q4 2023
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
192KNew |
$8.7M - $8.88M
|
192K
$8.88M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
154K+ 44.67% |
$6.99M - $7.13M
|
499K
$23.1M
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
148K+ 15.51% |
$6.72M - $6.86M
|
1.1M
$51.1M
|
|
|
Jan 24, 2024
Q4 2023
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
128KNew |
$5.79M - $5.91M
|
128K
$5.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
118K+ 1367.35% |
$5.33M - $5.44M
|
126K
$5.84M
|
|
|
Feb 07, 2024
Q4 2023
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
114K+ 11.6% |
$5.16M - $5.27M
|
1.1M
$50.7M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
74.9K+ 35.24% |
$3.4M - $3.47M
|
288K
$13.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
70KNew |
$3.17M - $3.24M
|
70K
$3.24M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
67.1K+ 107.61% |
$3.04M - $3.1M
|
129K
$5.98M
|
|
|
Jan 29, 2024
Q4 2023
|
Philip James Wealth Mangement, LLC
Milton, GA |
BUY
|
- |
62.8KNew |
$2.85M - $2.91M
|
62.8K
$2.91M
|
|
|
Jan 17, 2024
Q4 2023
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
53KNew |
$2.4M - $2.45M
|
53K
$2.45M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
51.6KNew |
$2.34M - $2.39M
|
51.6K
$2.39M
|
|
|
Feb 12, 2024
Q4 2023
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
51.4KNew |
$2.33M - $2.38M
|
51.4K
$2.38M
|
|
|
Jan 19, 2024
Q4 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
48.5K+ 361.19% |
$2.2M - $2.24M
|
61.9K
$2.87M
|
|
|
Jan 18, 2024
Q4 2023
|
Saxon Interests, Inc.
|
BUY
|
- |
47.9KNew |
$2.17M - $2.22M
|
47.9K
$2.22M
|
|
|
Feb 15, 2024
Q4 2023
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
47.3K+ 13.31% |
$2.15M - $2.19M
|
403K
$18.6M
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
45.1KNew |
$2.04M - $2.09M
|
45.1K
$2.08M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
40.6K+ 20.8% |
$1.84M - $1.88M
|
236K
$10.9M
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
35.2KNew |
$1.6M - $1.63M
|
35.2K
$1.63M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
34.2K+ 3971.35% |
$1.55M - $1.58M
|
35.1K
$1.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
33.8KNew |
$1.53M - $1.57M
|
33.8K
$1.57M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
29.6K+ 2.2% |
$1.34M - $1.37M
|
1.37M
$63.6M
|
|
|
Feb 05, 2024
Q4 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
29K+ 363.07% |
$1.32M - $1.34M
|
37K
$1.71M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
28.5K+ 45.84% |
$1.29M - $1.32M
|
90.6K
$4.19M
|
|
|
Feb 14, 2024
Q4 2023
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
26.8K+ 105.29% |
$1.22M - $1.24M
|
52.3K
$2.42M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
26.7K+ 54.7% |
$1.21M - $1.24M
|
75.5K
$3.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21.6K+ 388.41% |
$979K - $999K
|
27.1K
$1.26M
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
20.8K+ 34.72% |
$944K - $964K
|
80.8K
$3.74M
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
20.6K+ 33.19% |
$934K - $953K
|
82.6K
$3.82M
|
|
|
Feb 01, 2024
Q4 2023
|
Telemus Capital, LLC
|
BUY
|
- |
18.3K+ 4.23% |
$828K - $845K
|
450K
$20.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.1K+ 199.22% |
$821K - $838K
|
27.2K
$1.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
17.8KNew |
$807K - $823K
|
17.8K
$823K
|
|
|
Feb 12, 2024
Q4 2023
|
Adams Wealth Management
|
BUY
|
- |
17.2K+ 26.42% |
$782K - $798K
|
82.5K
$3.82M
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
16.8K+ 152.44% |
$763K - $779K
|
27.9K
$1.29M
|
|
|
Feb 08, 2024
Q4 2023
|
Meridian Wealth Management, LLC
|
BUY
|
- |
16.8KNew |
$761K - $777K
|
16.8K
$776K
|
|
|
Jan 12, 2024
Q4 2023
|
Presidio Capital Management, LLC
|
BUY
|
- |
14.4K+ 10.19% |
$653K - $667K
|
156K
$7.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
13KNew |
$591K - $603K
|
13K
$603K
|
|
|
Feb 14, 2024
Q4 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
12.5KNew |
$567K - $579K
|
12.5K
$578K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
BUY
|
- |
12.3K+ 26.47% |
$558K - $569K
|
58.8K
$2.72M
|
|
|
Feb 06, 2024
Q4 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
12.2K+ 8.67% |
$553K - $565K
|
153K
$7.08M
|
|
|
Jan 26, 2024
Q4 2023
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
11.5K+ 6.89% |
$521K - $532K
|
178K
$8.26M
|
|
|
Aug 14, 2024
Q4 2023
|
Capital Investment Counsel, LLC
Denver, CO |
BUY
|
- |
11.4KNew |
$517K - $528K
|
11.4K
$528K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
11.3KNew |
$514K - $524K
|
11.3K
$524K
|