Purchases and Sales Made in Q4 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Crabel Capital Management, LLC
Milwaukee, WI |
BUY
|
- |
11.3KNew |
$513K - $523K
|
11.3K
$524K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11.3K+ 6.72% |
$513K - $523K
|
180K
$8.32M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
11.1K+ 3.3% |
$505K - $515K
|
348K
$16.1M
|
|
|
Jan 30, 2024
Q4 2023
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
10.9K+ 20.43% |
$493K - $503K
|
64.1K
$2.97M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
10.5K+ 20.12% |
$475K - $485K
|
62.5K
$2.9M
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
10.5K+ 8.85% |
$474K - $484K
|
129K
$5.96M
|
|
|
Feb 12, 2024
Q4 2023
|
Harvest Investment Services, LLC
|
BUY
|
- |
10K+ 37.07% |
$455K - $465K
|
37.1K
$1.72M
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
10KNew |
$454K - $464K
|
10K
$464K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
9.52K+ 11.75% |
$432K - $441K
|
90.5K
$4.2M
|
|
|
Jan 16, 2024
Q4 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
8.99KNew |
$407K - $416K
|
8.99K
$417K
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
8.83KNew |
$401K - $409K
|
8.83K
$409K
|
|
|
Feb 13, 2024
Q4 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
8.51K+ 55.58% |
$386K - $394K
|
23.8K
$1.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Tfg Advisers LLC
|
BUY
|
- |
8.42KNew |
$382K - $390K
|
8.42K
$390K
|
|
|
Feb 12, 2024
Q4 2023
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
7.7K+ 89.94% |
$349K - $356K
|
16.3K
$753K
|
|
|
Feb 09, 2024
Q4 2023
|
Nbt Bank N A
|
BUY
|
- |
7.64KNew |
$346K - $354K
|
7.64K
$354K
|
|
|
Feb 06, 2024
Q4 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
7.35K+ 14.63% |
$333K - $340K
|
57.5K
$2.67M
|
|
|
Feb 13, 2024
Q4 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
7.26KNew |
$329K - $336K
|
7.26K
$336K
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
6.68K+ 64.61% |
$303K - $309K
|
17K
$789K
|
|
|
Feb 09, 2024
Q4 2023
|
Cottonwood Capital Advisors, LLC
|
BUY
|
- |
6.38K+ 7.98% |
$289K - $295K
|
86.3K
$4M
|
|
|
Jan 23, 2024
Q4 2023
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
5.54K+ 10.08% |
$251K - $256K
|
60.5K
$2.8M
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
5.49K+ 19.82% |
$249K - $254K
|
33.2K
$1.54M
|
|
|
Mar 06, 2024
Q4 2023
|
Willner & Heller, LLC
|
BUY
|
- |
5.26KNew |
$239K - $243K
|
5.26K
$244K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
5.24KNew |
$237K - $242K
|
5.24K
$243K
|
|
|
Feb 14, 2024
Q4 2023
|
Zega Financial, LLC
Palm Beach Gardens, FL |
BUY
|
- |
5.22KNew |
$237K - $241K
|
5.22K
$242K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
5.08K+ 7.62% |
$230K - $235K
|
71.7K
$3.32M
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
5K+ 19.65% |
$227K - $231K
|
30.4K
$1.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Coastwise Capital Group, LLC
La Jolla, CA |
BUY
|
- |
4.92K+ 25.25% |
$223K - $228K
|
24.4K
$1.13M
|
|
|
Mar 04, 2024
Q4 2023
|
Richardson Financial Services Inc.
Medway, MA |
BUY
|
- |
4.87KNew |
$221K - $225K
|
4.87K
$226K
|
|
|
Feb 09, 2024
Q4 2023
|
Lws Wealth Advisors, Inc.
|
BUY
|
- |
4.6KNew |
$209K - $213K
|
4.6K
$213K
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
4.49KNew |
$203K - $208K
|
4.49K
$208K
|
|
|
Feb 13, 2024
Q4 2023
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
4.35KNew |
$197K - $201K
|
4.35K
$202K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.32K+ 9.76% |
$196K - $200K
|
48.6K
$2.25M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.31K+ 4.32% |
$195K - $199K
|
104K
$4.83M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
4.28K+ 8.62% |
$194K - $198K
|
53.9K
$2.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
3.82K+ 9805.13% |
$173K - $177K
|
3.86K
$179K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.6K+ 10.37% |
$163K - $167K
|
38.3K
$1.78M
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
3.48K+ 10.38% |
$158K - $161K
|
37K
$1.72M
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
3.32K+ 11.32% |
$151K - $154K
|
32.6K
$1.51M
|
|
|
Feb 13, 2024
Q4 2023
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
3.23K+ 21.04% |
$146K - $149K
|
18.6K
$861K
|
|
|
Jan 08, 2024
Q4 2023
|
Ewg Elevate Inc.
|
BUY
|
- |
2.92K+ 7.95% |
$133K - $135K
|
39.7K
$1.84M
|
|
|
Jan 24, 2024
Q4 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
2.85K+ 2.05% |
$129K - $132K
|
142K
$6.59M
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
2.77K+ 9.06% |
$126K - $128K
|
33.3K
$1.54M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.7K+ 4.58% |
$122K - $125K
|
61.6K
$2.86M
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.65K+ 4.01% |
$120K - $123K
|
68.9K
$3.19M
|
|
|
Jan 10, 2024
Q4 2023
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
2.65K+ 4.72% |
$120K - $122K
|
58.8K
$2.72M
|
|
|
Feb 07, 2024
Q4 2023
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
2.61K+ 8.66% |
$118K - $121K
|
32.8K
$1.52M
|
|
|
Feb 13, 2024
Q4 2023
|
Lokken Investment Group LLC
|
BUY
|
- |
2.41K+ 1.91% |
$109K - $112K
|
129K
$5.97M
|
|
|
Feb 13, 2024
Q4 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
2.17K+ 2648.78% |
$98.5K - $101K
|
2.25K
$104K
|
|
|
Feb 05, 2024
Q4 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
2.16K+ 0.28% |
$97.9K - $99.9K
|
783K
$36.3M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
2.16K+ 1.42% |
$97.8K - $99.8K
|
154K
$7.13M
|