Purchases and Sales Made in Q4 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2024
Q4 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
SELL
|
- |
-1.3K- 13.88% |
$58.8K - $60K
|
8.05K
$373K
|
|
|
Feb 12, 2024
Q4 2023
|
Chiron Capital Management, LLC
|
SELL
|
- |
-1.31K- 15.56% |
$59.2K - $60.4K
|
7.08K
$328K
|
|
|
Jan 24, 2024
Q4 2023
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-1.35K- 2.94% |
$61.2K - $62.5K
|
44.5K
$2.06M
|
|
|
Feb 06, 2024
Q4 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.38K- 0.94% |
$62.7K - $64K
|
146K
$6.79M
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.41K- 4.72% |
$64K - $65.3K
|
28.5K
$1.32M
|
|
|
Jan 18, 2024
Q4 2023
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-1.48K- 5.57% |
$67.2K - $68.5K
|
25.1K
$1.16M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.52K- 21.81% |
$69K - $70.4K
|
5.46K
$253K
|
|
|
Jan 22, 2024
Q4 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
SELL
|
- |
-1.56K- 10.21% |
$70.6K - $72K
|
13.7K
$634K
|
|
|
Jan 10, 2024
Q4 2023
|
Tl Private Wealth
|
SELL
|
- |
-1.65K- 0.37% |
$74.9K - $76.5K
|
443K
$20.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.66K- 4.23% |
$75.3K - $76.9K
|
37.6K
$1.74M
|
|
|
Jan 30, 2024
Q4 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-1.66K- 16.55% |
$75.3K - $76.9K
|
8.38K
$388K
|
|
|
Feb 14, 2024
Q4 2023
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-1.76K- 17.38% |
$79.7K - $81.3K
|
8.35K
$387K
|
|
|
Feb 07, 2024
Q4 2023
|
Integrity Financial Corp
|
SELL
|
- |
-1.77K- 2.44% |
$80.4K - $82K
|
70.8K
$3.28M
|
|
|
Feb 13, 2024
Q4 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-1.79K- 10.09% |
$80.9K - $82.6K
|
15.9K
$737K
|
|
|
Feb 08, 2024
Q4 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.81K- 3.23% |
$82K - $83.7K
|
54.2K
$2.51M
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-2K- 2.93% |
$90.7K - $92.6K
|
66.2K
$3.07M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.14K- 4.04% |
$97K - $99K
|
50.8K
$2.36M
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.17K- 15.29% |
$98.2K - $100K
|
12K
$556K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-2.18K- 21.71% |
$98.7K - $101K
|
7.85K
$364K
|
|
|
Jan 23, 2024
Q4 2023
|
Midwest Heritage Bank, Fsb
|
SELL
|
- |
-2.21K- 2.21% |
$100K - $102K
|
97.6K
$4.53M
|
|
|
Feb 14, 2024
Q4 2023
|
Jacobi Capital Management LLC
|
SELL
|
- |
-2.27K- 30.39% |
$103K - $105K
|
5.2K
$241K
|
|
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-2.5K- 7.73% |
$113K - $115K
|
29.8K
$1.38M
|
|
|
Feb 12, 2024
Q4 2023
|
Stone X Group Inc.
|
SELL
|
- |
-2.52K- 11.54% |
$114K - $117K
|
19.3K
$895K
|
|
|
Feb 05, 2024
Q4 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.52K- 5.6% |
$114K - $117K
|
42.5K
$1.97M
|
|
|
Jan 12, 2024
Q4 2023
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-2.65K- 17.5% |
$120K - $123K
|
12.5K
$579K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
SELL
|
- |
-3.12K- 25.93% |
$142K - $145K
|
8.92K
$414K
|
|
|
Jan 10, 2024
Q4 2023
|
Lake Street Financial LLC
|
SELL
|
- |
-3.34K- 2.57% |
$152K - $155K
|
127K
$5.88M
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-3.46K- 21.84% |
$157K - $160K
|
12.4K
$574K
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-3.78K- 39.83% |
$171K - $175K
|
5.7K
$264K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-3.87K- 9.35% |
$176K - $179K
|
37.5K
$1.74M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-3.89K- 75.11% |
$177K - $180K
|
1.29K
$59.8K
|
|
|
Jan 24, 2024
Q4 2023
|
Capital Wealth Management, LLC
W. Warwick, RI |
SELL
|
- |
-3.98K- 8.45% |
$180K - $184K
|
43.1K
$2M
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-4.03K- 1.2% |
$183K - $187K
|
331K
$15.4M
|
|
|
Jan 09, 2024
Q4 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-4.26K- 29.03% |
$193K - $197K
|
10.4K
$483K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-4.41K- 21.83% |
$200K - $204K
|
15.8K
$733K
|
|
|
Jan 31, 2024
Q4 2023
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-4.5K- 37.15% |
$204K - $208K
|
7.62K
$353K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-4.58K- 24.12% |
$208K - $212K
|
14.4K
$668K
|
|
|
Feb 13, 2024
Q4 2023
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-4.76K- 9.91% |
$216K - $220K
|
43.3K
$2.01M
|
|
|
Feb 07, 2024
Q4 2023
|
Advisor Os, LLC
|
SELL
|
- |
-4.95K- 47.16% |
$224K - $229K
|
5.54K
$257K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.14K- 41.77% |
$233K - $238K
|
7.17K
$332K
|
|
|
Jan 23, 2024
Q4 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-5.15K- 26.19% |
$234K - $238K
|
14.5K
$673K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-5.24K- 14.74% |
$238K - $243K
|
30.3K
$1.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.82K- 7.94% |
$264K - $269K
|
67.5K
$3.13M
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-6.83K- 25.89% |
$310K - $316K
|
19.6K
$907K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-7.25K- 19.75% |
$329K - $335K
|
29.4K
$1.37M
|
|
|
Jan 31, 2024
Q4 2023
|
Tanager Wealth Management LLP
|
SELL
|
- |
-7.52K- 58.25% |
$341K - $348K
|
5.39K
$250K
|
|
|
Feb 09, 2024
Q4 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-7.56K- 7.91% |
$343K - $350K
|
88K
$4.08M
|
|
|
Feb 08, 2024
Q4 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-7.62K- 34.55% |
$346K - $353K
|
14.4K
$669K
|
|
|
Jan 23, 2024
Q4 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-7.63K- 6.08% |
$346K - $353K
|
118K
$5.46M
|
|
|
Feb 14, 2024
Q4 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-8.16K- 7.1% |
$370K - $378K
|
107K
$4.95M
|