Purchases and Sales Made in Q4 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.04K+ 1.56% |
$92.4K - $94.3K
|
133K
$6.06M
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
2.02K+ 25.16% |
$91.7K - $93.6K
|
10.1K
$460K
|
|
|
Feb 07, 2024
Q4 2023
|
Private Portfolio Partners LLC
|
BUY
|
- |
2.02K+ 4.84% |
$91.6K - $93.5K
|
43.8K
$2M
|
|
|
Jan 29, 2024
Q4 2023
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
1.87K+ 5.9% |
$85K - $86.7K
|
33.6K
$1.54M
|
|
|
Feb 05, 2024
Q4 2023
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
1.67K+ 3.02% |
$75.8K - $77.3K
|
57K
$2.61M
|
|
|
Nov 14, 2024
Q4 2023
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
1.43K+ 11.73% |
$64.9K - $66.3K
|
13.6K
$623K
|
|
|
Feb 09, 2024
Q4 2023
|
Sachetta, LLC
Lynnfield, MA |
BUY
|
- |
1.33KNew |
$60.3K - $61.6K
|
1.33K
$60.8K
|
|
|
Jan 25, 2024
Q4 2023
|
Wespac Advisors, LLC
|
BUY
|
- |
1.2K+ 3.88% |
$54.2K - $55.3K
|
32K
$1.46M
|
|
|
Jan 29, 2024
Q4 2023
|
Dhk Financial Advisors, Inc.
Portsmouth, NH |
BUY
|
- |
985+ 1.96% |
$44.7K - $45.6K
|
51.2K
$2.34M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
902+ 0.91% |
$40.9K - $41.7K
|
100K
$4.58M
|
|
|
Jan 10, 2024
Q4 2023
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
892+ 13.86% |
$40.5K - $41.3K
|
7.33K
$335K
|
|
|
Jan 18, 2024
Q4 2023
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
868+ 1.31% |
$39.4K - $40.2K
|
67.3K
$3.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
787+ 11.3% |
$35.7K - $36.4K
|
7.75K
$354K
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
BUY
|
- |
779New |
$35.3K - $36.1K
|
779
$35.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
710New |
$32.2K - $32.9K
|
710
$32.4K
|
|
|
Jan 18, 2024
Q4 2023
|
Delta Financial Group, Inc.
Basking Ridge, NJ |
BUY
|
- |
612+ 8.74% |
$27.8K - $28.3K
|
7.61K
$348K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
608+ 0.09% |
$27.6K - $28.1K
|
668K
$30.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
607+ 0.79% |
$27.5K - $28.1K
|
77.7K
$3.55M
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
BUY
|
- |
504+ 189.47% |
$22.9K - $23.3K
|
770
$35.2K
|
|
|
Feb 12, 2024
Q4 2023
|
Mattern Wealth Management LLC
|
BUY
|
- |
502+ 1.87% |
$22.8K - $23.2K
|
27.4K
$1.25M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
445+ 1.25% |
$20.2K - $20.6K
|
35.9K
$1.64M
|
|
|
Jan 16, 2024
Q4 2023
|
Cambridge Advisors Inc.
|
BUY
|
- |
418+ 3.15% |
$19K - $19.3K
|
13.7K
$625K
|
|
|
Mar 04, 2024
Q4 2023
|
Vima LLC
Troy, MI |
BUY
|
- |
414+ 20700.0% |
$18.8K - $19.2K
|
416
$19K
|
|
|
Sep 11, 2024
Q4 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
371+ 6.05% |
$16.8K - $17.2K
|
6.5K
$297K
|
|
|
Feb 14, 2024
Q4 2023
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
264New |
$12K - $12.2K
|
264
$12.1K
|
|
|
Feb 05, 2024
Q4 2023
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
246+ 2.03% |
$11.2K - $11.4K
|
12.3K
$564K
|
|
|
Jan 25, 2024
Q4 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
239+ 1.88% |
$10.8K - $11.1K
|
13K
$593K
|
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
235New |
$10.7K - $10.9K
|
235
$10.7K
|
|
|
Feb 01, 2024
Q4 2023
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
229+ 3.6% |
$10.4K - $10.6K
|
6.6K
$301K
|
|
|
Jan 16, 2024
Q4 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
214+ 1.81% |
$9.7K - $9.9K
|
12K
$550K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
213+ 2.48% |
$9.66K - $9.86K
|
8.81K
$403K
|
|
|
Feb 14, 2024
Q4 2023
|
Retirement Group, LLC
|
BUY
|
- |
198+ 0.92% |
$8.98K - $9.16K
|
21.7K
$990K
|
|
|
Feb 12, 2024
Q4 2023
|
Richardson Capital Management LLC
Menomonee Falls, WI |
BUY
|
- |
174New |
$7.89K - $8.05K
|
174
$7.95K
|
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
171+ 52.13% |
$7.75K - $7.91K
|
499
$22.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
153+ 2.39% |
$6.94K - $7.08K
|
6.57K
$300K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
136+ 1.66% |
$6.17K - $6.29K
|
8.35K
$381K
|
|
|
Feb 14, 2024
Q4 2023
|
Colonial Trust Advisors
Spartanburg, SC |
BUY
|
- |
111New |
$5.03K - $5.14K
|
111
$5.07K
|
|
|
Jan 19, 2024
Q4 2023
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
105+ 0.2% |
$4.76K - $4.86K
|
53K
$2.42M
|
|
|
Jan 24, 2024
Q4 2023
|
Grimes & Company, Inc.
|
BUY
|
- |
103+ 1.55% |
$4.67K - $4.77K
|
6.75K
$309K
|
|
|
Feb 05, 2024
Q4 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
102+ 0.87% |
$4.63K - $4.72K
|
11.8K
$538K
|
|
|
Feb 07, 2024
Q4 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
83+ 1.39% |
$3.76K - $3.84K
|
6.07K
$277K
|
|
|
Feb 02, 2024
Q4 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
79+ 0.47% |
$3.58K - $3.66K
|
16.8K
$767K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
73+ 0.5% |
$3.31K - $3.38K
|
14.7K
$671K
|
|
|
Jan 10, 2024
Q4 2023
|
Kmg Fiduciary Partners, LLC
|
BUY
|
- |
64+ 0.35% |
$2.9K - $2.96K
|
18.4K
$839K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
54+ 1.1% |
$2.45K - $2.5K
|
4.94K
$226K
|
|
|
Aug 08, 2024
Q4 2023
|
Abound Wealth Management
Franklin, TN |
BUY
|
- |
52New |
$2.36K - $2.41K
|
52
$2.38K
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
50+ 0.81% |
$2.27K - $2.31K
|
6.21K
$284K
|
|
|
Jan 18, 2024
Q4 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
29+ 0.46% |
$1.32K - $1.34K
|
6.4K
$292K
|
|
|
Feb 05, 2024
Q4 2023
|
Brighton Jones LLC
|
BUY
|
- |
29+ 0.59% |
$1.32K - $1.34K
|
4.97K
$227K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
17+ 850.0% |
$771 - $787
|
19
$868
|