Purchases and Sales Made in Q4 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-8.37K- 47.06% |
$380K - $388K
|
9.42K
$433K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-8.66K- 28.46% |
$393K - $401K
|
21.8K
$1M
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-8.79K- 27.02% |
$399K - $407K
|
23.7K
$1.09M
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-9.77K- 54.61% |
$443K - $452K
|
8.12K
$373K
|
|
|
Feb 06, 2024
Q4 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-10.9K- 1.9% |
$496K - $507K
|
564K
$25.9M
|
|
|
Jan 19, 2024
Q4 2023
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-12K- 12.54% |
$543K - $555K
|
83.6K
$3.84M
|
|
|
Feb 07, 2024
Q4 2023
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-12.2K- 64.07% |
$554K - $565K
|
6.85K
$315K
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-13.6K- 21.39% |
$616K - $629K
|
49.9K
$2.29M
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-14.3K- 32.73% |
$646K - $660K
|
29.3K
$1.35M
|
|
|
Jan 19, 2024
Q4 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-15.5K- 44.85% |
$705K - $720K
|
19.1K
$878K
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-16K- 24.58% |
$724K - $739K
|
49K
$2.25M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-16.4K- 9.63% |
$746K - $761K
|
154K
$7.09M
|
|
|
Jan 31, 2024
Q4 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-16.8K- 21.09% |
$762K - $778K
|
62.9K
$2.89M
|
|
|
Feb 06, 2024
Q4 2023
|
Lincoln National Corp
|
SELL
|
- |
-17.5K- 47.03% |
$794K - $811K
|
19.7K
$907K
|
|
|
Jan 11, 2024
Q4 2023
|
Brookstone Capital Management
|
SELL
|
- |
-17.7K- 59.12% |
$803K - $820K
|
12.2K
$563K
|
|
|
Feb 26, 2024
Q4 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-18.4K- 19.31% |
$836K - $854K
|
77.1K
$3.54M
|
|
|
Jan 22, 2024
Q4 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-20.3K- 36.24% |
$922K - $941K
|
35.8K
$1.64M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-25.1K- 18.99% |
$1.14M - $1.16M
|
107K
$4.93M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-25.9K- 24.27% |
$1.18M - $1.2M
|
80.9K
$3.72M
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-26.2K- 52.85% |
$1.19M - $1.21M
|
23.4K
$1.07M
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-26.5K- 37.41% |
$1.2M - $1.23M
|
44.4K
$2.04M
|
|
|
Feb 14, 2024
Q4 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-27.2K- 54.95% |
$1.23M - $1.26M
|
22.3K
$1.02M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-27.8K- 26.4% |
$1.26M - $1.29M
|
77.5K
$3.56M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-29.9K- 9.27% |
$1.35M - $1.38M
|
293K
$13.4M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-50.3K- 38.41% |
$2.28M - $2.33M
|
80.7K
$3.71M
|
|
|
Feb 13, 2024
Q4 2023
|
Csenge Advisory Group
|
SELL
|
- |
-54.5K- 69.62% |
$2.47M - $2.52M
|
23.8K
$1.09M
|
|
|
Feb 14, 2024
Q4 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-57.3K- 68.31% |
$2.6M - $2.65M
|
26.6K
$1.22M
|
|
|
Feb 02, 2024
Q4 2023
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-65.3K- 79.37% |
$2.96M - $3.02M
|
17K
$780K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-69.3K- 22.38% |
$3.14M - $3.21M
|
241K
$11.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-73.7K- 16.21% |
$3.34M - $3.41M
|
381K
$17.5M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-99.3K- 17.07% |
$4.5M - $4.59M
|
482K
$22.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Asset Allocation & Management Company, LLC
|
SELL
|
- |
-125K- 88.06% |
$5.69M - $5.8M
|
17K
$781K
|
|
|
Feb 09, 2024
Q4 2023
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-141K- 88.4% |
$6.38M - $6.52M
|
18.5K
$849K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-157K- 81.73% |
$7.12M - $7.27M
|
35.1K
$1.61M
|
|
|
Feb 23, 2024
Q4 2023
|
Beacon Financial Group
|
SELL
|
- |
-182K- 87.97% |
$8.25M - $8.41M
|
24.9K
$1.14M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-208K- 22.63% |
$9.41M - $9.61M
|
710K
$32.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-253K- 17.34% |
$11.5M - $11.7M
|
1.21M
$55.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-413K- 16.31% |
$18.7M - $19.1M
|
2.12M
$97.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-416K- 10.49% |
$18.9M - $19.3M
|
3.55M
$163M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-443K- 97.83% |
$20.1M - $20.5M
|
9.82K
$451K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.11M- 23.75% |
$50.2M - $51.2M
|
3.55M
$163M
|