Purchases and Sales Made in Q3 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 17, 2019
Q3 2019
|
Envestnet Asset Management Inc
|
BUY
|
- |
552K+ 25.53% |
$26.9M - $27.1M
|
2.71M
$129M
|
|
Nov 12, 2019
Q3 2019
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
268K+ 22.66% |
$13.1M - $13.1M
|
1.45M
$68.8M
|
|
Nov 06, 2019
Q3 2019
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
159K+ 1830.84% |
$7.74M - $7.79M
|
167K
$7.95M
|
|
Nov 14, 2019
Q3 2019
|
Ubs Group Ag
|
BUY
|
- |
115K+ 7.1% |
$5.61M - $5.64M
|
1.74M
$82.4M
|
|
Nov 12, 2019
Q3 2019
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
112K+ 302121.62% |
$5.45M - $5.48M
|
112K
$5.31M
|
|
Nov 08, 2019
Q3 2019
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
93.3K+ 35.87% |
$4.55M - $4.57M
|
353K
$16.8M
|
|
Nov 07, 2019
Q3 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
85.6K+ 3.32% |
$4.17M - $4.2M
|
2.66M
$126M
|
|
Oct 25, 2019
Q3 2019
|
Meritage Portfolio Management
|
BUY
|
- |
70.2KNew |
$3.43M - $3.45M
|
70.2K
$3.33M
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
67.6K+ 30.11% |
$3.29M - $3.31M
|
292K
$13.9M
|
|
Oct 30, 2019
Q3 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
67.3K+ 6.03% |
$3.28M - $3.3M
|
1.18M
$56.2M
|
|
Nov 01, 2019
Q3 2019
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
57.4K+ 254.76% |
$2.8M - $2.81M
|
79.9K
$3.79M
|
|
Nov 12, 2019
Q3 2019
|
Gen Trust, LLC
|
BUY
|
- |
51.9K+ 20.38% |
$2.53M - $2.55M
|
307K
$14.6M
|
|
Nov 01, 2019
Q3 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
37.5KNew |
$1.83M - $1.84M
|
37.5K
$1.78M
|
|
Nov 08, 2019
Q3 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
34.4K+ 35.97% |
$1.68M - $1.69M
|
130K
$6.17M
|
|
Nov 14, 2019
Q3 2019
|
Fifth Third Bancorp
|
BUY
|
- |
31KNew |
$1.51M - $1.52M
|
31K
$1.47M
|
|
Nov 13, 2019
Q3 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
30.4K+ 16.03% |
$1.48M - $1.49M
|
220K
$10.4M
|
|
Oct 18, 2019
Q3 2019
|
Lake Street Financial LLC
|
BUY
|
- |
24.1KNew |
$1.17M - $1.18M
|
24.1K
$1.14M
|
|
Nov 06, 2019
Q3 2019
|
Tiedemann Advisors, LLC
|
BUY
|
- |
22.1K+ 150.05% |
$1.08M - $1.08M
|
36.8K
$1.74M
|
|
Nov 12, 2019
Q3 2019
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
19.1K+ 1916.95% |
$932K - $938K
|
20.1K
$955K
|
|
Nov 14, 2019
Q3 2019
|
Holt Capital Advisors, L.L.C. Dba Holt Capital Partners, L.P.
Fort Worth, TX |
BUY
|
- |
18.3K+ 18.31% |
$894K - $900K
|
118K
$5.62M
|
|
Nov 12, 2019
Q3 2019
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
17.8K+ 1.15% |
$866K - $871K
|
1.56M
$73.8M
|
|
Oct 16, 2019
Q3 2019
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
17.2K+ 23.99% |
$838K - $843K
|
88.8K
$4.22M
|
|
Nov 26, 2019
Q3 2019
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
16.9K+ 5.65% |
$823K - $828K
|
316K
$15M
|
|
Nov 08, 2019
Q3 2019
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
16.2K+ 9.33% |
$789K - $794K
|
190K
$9M
|
|
Nov 13, 2019
Q3 2019
|
Adviser Investments LLC
|
BUY
|
- |
15.5K+ 3.89% |
$757K - $762K
|
415K
$19.7M
|
|
Nov 06, 2019
Q3 2019
|
Allen Investment Management LLC
|
BUY
|
- |
15.3K+ 19.8% |
$747K - $752K
|
92.7K
$4.4M
|
|
Nov 14, 2019
Q3 2019
|
Brinker Capital Investments, LLC
|
BUY
|
- |
15.2K+ 17.89% |
$740K - $744K
|
100K
$4.75M
|
|
Nov 13, 2019
Q3 2019
|
Private Advisor Group, LLC
|
BUY
|
- |
14.7K+ 34.26% |
$719K - $723K
|
57.8K
$2.74M
|
|
Nov 14, 2019
Q3 2019
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
14.4KNew |
$703K - $707K
|
14.4K
$684K
|
|
Oct 22, 2019
Q3 2019
|
Omega Financial Group, LLC
|
BUY
|
- |
14.3K+ 58.0% |
$698K - $702K
|
39K
$1.85M
|
|
Nov 13, 2019
Q3 2019
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
13.6KNew |
$662K - $666K
|
13.6K
$644K
|
|
Oct 07, 2019
Q3 2019
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
13.6K+ 15.02% |
$661K - $665K
|
104K
$4.93M
|
|
Nov 14, 2019
Q3 2019
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
13.4K+ 29.22% |
$655K - $659K
|
59.4K
$2.82M
|
|
Oct 30, 2019
Q3 2019
|
James Investment Research Inc
|
BUY
|
- |
12.8K+ 10.57% |
$625K - $629K
|
134K
$6.36M
|
|
Nov 14, 2019
Q3 2019
|
Glenview Trust CO
Louisville, KY |
BUY
|
- |
11.8KNew |
$576K - $580K
|
11.8K
$561K
|
|
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
BUY
|
- |
11.7K+ 487.0% |
$568K - $572K
|
14K
$667K
|
|
Nov 14, 2019
Q3 2019
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.3KNew |
$551K - $554K
|
11.3K
$536K
|
|
Nov 05, 2019
Q3 2019
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
11.2K+ 117.31% |
$548K - $552K
|
20.8K
$989K
|
|
Nov 01, 2019
Q3 2019
|
Parallel Advisors, LLC
|
BUY
|
- |
10.2KNew |
$499K - $503K
|
10.2K
$486K
|
|
Sep 14, 2021
Q3 2019
|
Cwm, LLC
|
BUY
|
- |
9.83KNew |
$479K - $482K
|
9.83K
$466K
|
|
Nov 12, 2019
Q3 2019
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
9.54K+ 8.5% |
$465K - $468K
|
122K
$5.78M
|
|
Nov 12, 2019
Q3 2019
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.82K+ 10.31% |
$430K - $433K
|
94.4K
$4.48M
|
|
Nov 08, 2019
Q3 2019
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
7.36K+ 148.86% |
$359K - $361K
|
12.3K
$584K
|
|
Nov 12, 2019
Q3 2019
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
7.32K+ 6.59% |
$357K - $359K
|
118K
$5.62M
|
|
Nov 21, 2019
Q3 2019
|
Cypress Capital, LLC
|
BUY
|
- |
6.95KNew |
$339K - $341K
|
6.95K
$330K
|
|
Nov 13, 2019
Q3 2019
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
6.91K+ 129.48% |
$337K - $339K
|
12.2K
$581K
|
|
Nov 14, 2019
Q3 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
6.37K+ 1.24% |
$311K - $313K
|
520K
$24.7M
|
|
Nov 01, 2019
Q3 2019
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
6.04K+ 19.38% |
$295K - $296K
|
37.2K
$1.77M
|
|
Nov 07, 2019
Q3 2019
|
Trinity Point Wealth, LLC
|
BUY
|
- |
5.66KNew |
$276K - $277K
|
5.66K
$268K
|
|
Oct 22, 2019
Q3 2019
|
Old National Bancorp
|
BUY
|
- |
5.6K+ 19.57% |
$273K - $275K
|
34.2K
$1.62M
|