Institutional Ownership First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB). We have compiled data on the 43 institutions that hold shares in the stock, with a total of 5.4 Million shares, which have been reported (via 13F filing form) to have a value of $20.9 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Sit Investment Associates Inc
Minneapolis, MN |
May 13, 2025 Q1 2025 |
1,145,200
shares
|
$4.43 Million
0.12% of portfolio
|
Q1 2025
Added 13.28%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
May 07, 2025 Q1 2025 |
1,039,701
shares
|
$4.02 Million
0.0% of portfolio
|
Q1 2025
Reduced 2.58%
|
|
|
Saba Capital Management, L.P.
New York, NY |
Feb 14, 2025 Q4 2024 |
699,009
shares
|
$2.71 Million
0.08% of portfolio
|
Q4 2024
Reduced 6.54%
|
|
|
Morgan Stanley
New York, NY |
May 14, 2025 Q4 2024 |
617,053
shares
|
$2.39 Million
0.0% of portfolio
|
Q3 2024
Added 0.53%
|
|
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
Feb 14, 2025 Q4 2024 |
262,275
shares
|
$1.02 Million
0.07% of portfolio
|
Q4 2024
Reduced 33.34%
|
|
|
Almitas Capital LLC
Santa Monica, CA |
Feb 14, 2025 Q4 2024 |
213,162
shares
|
$824,936
0.45% of portfolio
|
Q4 2024
Added 18.76%
|
|
|
Commonwealth Equity Services, LLC
|
May 09, 2025 Q1 2025 |
173,046
shares
|
$669,688
0.0% of portfolio
|
Q1 2025
Reduced 3.46%
|
|
|
Absolute Investment Advisers LLC
|
Apr 29, 2025 Q1 2025 |
147,697
shares
|
$571,587
0.09% of portfolio
|
Q1 2025
Added 181.26%
|
|
|
Atomi Financial Group, Inc.
Irvine, CA |
May 14, 2025 Q1 2025 |
132,443
shares
|
$512,554
0.03% of portfolio
|
Q1 2025
Added 15.28%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
102,533
shares
|
$396,802
0.0% of portfolio
|
Q3 2024
Reduced 8.77%
|
|
|
Cf Capital LLC
Cohasset, MA |
May 14, 2025 Q1 2025 |
96,932
shares
|
$375,126
0.39% of portfolio
|
Q1 2025
Reduced 46.0%
|
|
|
Wells Fargo & Company
San Francisco, CA |
May 13, 2025 Q1 2025 |
79,986
shares
|
$309,545
0.0% of portfolio
|
Q1 2025
Reduced 1.46%
|
|
|
Nbc Securities, Inc.
Birmingham, AL |
Apr 09, 2025 Q1 2025 |
72,081
shares
|
$278,953
0.03% of portfolio
|
Q1 2025
Added 1201250.0%
|
|
|
Sym Financial Corp
|
May 06, 2025 Q1 2025 |
59,171
shares
|
$228,991
0.03% of portfolio
|
Q1 2025
Reduced 4.94%
|
|
|
Css LLC
Chicago, IL |
Feb 14, 2025 Q4 2024 |
58,141
shares
|
$225,005
0.02% of portfolio
|
Q4 2024
Added 357.91%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
May 13, 2025 Q1 2025 |
57,855
shares
|
$223,898
0.0% of portfolio
|
Q1 2025
Reduced 20.59%
|
|
|
Good Life Advisors, LLC
|
Apr 17, 2025 Q1 2025 |
51,538
shares
|
$199,452
0.02% of portfolio
|
Q1 2025
Added 20.89%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
May 12, 2025 Q1 2025 |
47,443
shares
|
$183,604
0.0% of portfolio
|
Q1 2025
Added 21.29%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
May 14, 2025 Q1 2025 |
31,094
shares
|
$120,333
0.0% of portfolio
|
Q1 2025
Added 52.82%
|
|
|
Nwf Advisory Services Inc.
Los Angeles, CA |
May 14, 2025 Q4 2024 |
31,050
shares
|
$120,163
0.02% of portfolio
|
Q4 2024
New holding
|
|
|
Csenge Advisory Group
|
May 05, 2025 Q1 2025 |
23,980
shares
|
$92,802
0.01% of portfolio
|
Q1 2025
Added 5.9%
|
|
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
Feb 14, 2025 Q4 2024 |
23,500
shares
|
$90,945
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Cwm, LLC
|
May 01, 2025 Q1 2025 |
21,765
shares
|
$84,230
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Quarry LP
New York, NY |
Feb 14, 2025 Q4 2024 |
20,407
shares
|
$78,975
0.01% of portfolio
|
Q4 2024
New holding
|
|
|
Cambridge Investment Research Advisors, Inc.
|
Apr 22, 2025 Q1 2025 |
19,957
shares
|
$77,233
0.0% of portfolio
|
Q4 2024
New holding
|