Purchases and Sales Made in Q2 2024 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q2 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2024
Q2 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
471K+ 73.8% |
$1.66M - $1.84M
|
1.11M
$4.75M
|
|
|
Aug 14, 2024
Q2 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
162K+ 326.24% |
$569K - $634K
|
211K
$906K
|
|
|
Jul 26, 2024
Q2 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
95.6KNew |
$336K - $375K
|
95.6K
$410K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
79.2KNew |
$279K - $311K
|
79.2K
$340K
|
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
73.1K+ 7.03% |
$257K - $287K
|
1.11M
$4.77M
|
|
|
Aug 14, 2024
Q2 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
60K+ 60.0% |
$211K - $235K
|
160K
$686K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
14.7K+ 9.28% |
$51.8K - $57.7K
|
173K
$744K
|
|
|
Aug 02, 2024
Q2 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
13.3KNew |
$46.8K - $52.2K
|
13.3K
$57.1K
|
|
|
Aug 02, 2024
Q2 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
11.6KNew |
$40.7K - $45.3K
|
11.6K
$49.6K
|
|
|
Aug 14, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.38K+ 1.68% |
$33K - $36.8K
|
567K
$2.43M
|
|
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.38K+ 1.68% |
$33K - $36.8K
|
567K
$2.43M
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.27K+ 35.27% |
$32.6K - $36.3K
|
35.5K
$152K
|
|
|
Aug 05, 2024
Q2 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.57K+ 28.26% |
$9.04K - $10.1K
|
11.7K
$50K
|
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 9.5% |
$3.52K - $3.92K
|
11.5K
$49.4K
|
|
|
Jul 17, 2024
Q2 2024
|
Good Life Advisors, LLC
|
BUY
|
- |
725+ 1.39% |
$2.55K - $2.84K
|
52.8K
$226K
|
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- -0.0% |
$3.52 - $3.92
|
49.2K
$211K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-467- 7.26% |
$1.64K - $1.83K
|
5.97K
$25.6K
|
|
|
Jul 10, 2024
Q2 2024
|
Csenge Advisory Group
|
SELL
|
- |
-1.16K- 3.64% |
$4.07K - $4.53K
|
30.6K
$131K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.31K- 2.86% |
$11.7K - $13K
|
112K
$482K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-28.6K- 35.22% |
$101K - $112K
|
52.7K
$226K
|
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-166K- 49.28% |
$585K - $651K
|
171K
$733K
|
|
|
Jul 31, 2024
Q2 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-348K- 61.47% |
$1.23M - $1.36M
|
218K
$936K
|