Purchases and Sales Made in Q4 2023 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
484K+ 104.91% |
$1.45M - $1.74M
|
946K
$4.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
195KNew |
$584K - $699K
|
195K
$828K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
78.4K+ 41.42% |
$235K - $281K
|
268K
$1.14M
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
38.2KNew |
$115K - $137K
|
38.2K
$162K
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
33.9K+ 278.97% |
$102K - $122K
|
46K
$195K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
25.8K+ 140.3% |
$77.4K - $92.7K
|
44.2K
$188K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
12.5KNew |
$37.6K - $45K
|
12.5K
$53.3K
|
|
|
Feb 09, 2024
Q4 2023
|
L.M. Kohn & Company
|
BUY
|
- |
11.8KNew |
$35.4K - $42.4K
|
11.8K
$50.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.4K+ 2.16% |
$34.1K - $40.8K
|
539K
$2.29M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
10.5KNew |
$31.6K - $37.8K
|
10.5K
$44.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
10KNew |
$30.1K - $36K
|
10K
$42.6K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
5.48K+ 2.26% |
$16.4K - $19.7K
|
248K
$1.05M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.9KNew |
$8.7K - $10.4K
|
2.9K
$12.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.2K+ 218.14% |
$6.6K - $7.9K
|
3.21K
$13.6K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.3K+ 54.95% |
$3.9K - $4.67K
|
3.67K
$15.6K
|
|
|
Jan 18, 2024
Q4 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
639+ 1.26% |
$1.92K - $2.29K
|
51.4K
$219K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1K- 4.96% |
$3K - $3.59K
|
19.2K
$81.4K
|
|
|
Jan 10, 2024
Q4 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.9K- 1.67% |
$5.7K - $6.82K
|
112K
$477K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-2.24K- 8.23% |
$6.72K - $8.04K
|
25K
$106K
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-4.76K- 9.64% |
$14.3K - $17.1K
|
44.7K
$190K
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-7.25K- 37.73% |
$21.8K - $26K
|
12K
$50.9K
|
|
|
Feb 13, 2024
Q4 2023
|
Csenge Advisory Group
|
SELL
|
- |
-8.27K- 18.42% |
$24.8K - $29.7K
|
36.6K
$156K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14K- 8.65% |
$42.1K - $50.4K
|
148K
$630K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-14.2K- 22.87% |
$42.7K - $51.1K
|
48K
$204K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-28.5K- 5.02% |
$85.4K - $102K
|
539K
$2.29M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-32.6K- 18.65% |
$97.8K - $117K
|
142K
$605K
|
|
|
Feb 06, 2024
Q4 2023
|
Sym Financial Corp
|
SELL
|
- |
-36.5K- 43.15% |
$109K - $131K
|
48.1K
$204K
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-39.1K- 6.36% |
$117K - $140K
|
576K
$2.45M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-50K- 38.73% |
$150K - $179K
|
79K
$336K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-156K- 56.28% |
$467K - $559K
|
121K
$514K
|