Purchases and Sales Made in Q3 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.77M+ 18.45% |
$62.9M - $69.1M
|
24.2M
$432M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.68M+ 191.75% |
$28.1M - $30.9M
|
2.56M
$45.7M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.35MNew |
$22.5M - $24.7M
|
1.35M
$24M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.04MNew |
$17.3M - $19M
|
1.04M
$18.5M
|
|
|
Jan 26, 2023
Q3 2022
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
836K+ 66.47% |
$13.9M - $15.3M
|
2.09M
$37.3M
|
|
|
Mar 23, 2023
Q3 2022
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
835KNew |
$13.9M - $15.3M
|
835K
$14.9M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
770K+ 130.59% |
$12.8M - $14.1M
|
1.36M
$24.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
759KNew |
$12.6M - $13.9M
|
759K
$13.5M
|
|
|
Oct 17, 2022
Q3 2022
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
716K+ 14.72% |
$11.9M - $13.1M
|
5.58M
$99.3M
|
|
|
Oct 27, 2022
Q3 2022
|
Red Cedar Investment Management, LLC
|
BUY
|
- |
650KNew |
$10.8M - $11.9M
|
650K
$11.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
490K+ 99.84% |
$8.17M - $8.98M
|
981K
$17.5M
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
462K+ 2997.65% |
$7.7M - $8.47M
|
478K
$8.51M
|
|
|
Oct 24, 2024
Q3 2022
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
432K+ 189.09% |
$7.2M - $7.91M
|
660K
$11.8M
|
|
|
Oct 24, 2022
Q3 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
419K+ 17.76% |
$6.99M - $7.68M
|
2.78M
$49.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
327K+ 127.95% |
$5.45M - $5.99M
|
582K
$10.4M
|
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
299KNew |
$4.98M - $5.48M
|
299K
$5.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
293K+ 3.62% |
$4.88M - $5.37M
|
8.39M
$149M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
268K+ 11.4% |
$4.47M - $4.91M
|
2.62M
$46.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
266K+ 19.6% |
$4.43M - $4.87M
|
1.62M
$28.9M
|
|
|
Oct 21, 2022
Q3 2022
|
Transform Wealth, LLC
|
BUY
|
- |
257K+ 73.17% |
$4.29M - $4.71M
|
609K
$10.8M
|
|
|
Nov 09, 2022
Q3 2022
|
Choice Wealth Advisors, LLC
Waterville, ME |
BUY
|
- |
252KNew |
$4.2M - $4.62M
|
252K
$4.49M
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
234K+ 541.11% |
$3.9M - $4.29M
|
277K
$4.94M
|
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
225K+ 290.28% |
$3.75M - $4.12M
|
303K
$5.39M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
215KNew |
$3.58M - $3.94M
|
215K
$3.83M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
212K+ 320.14% |
$3.54M - $3.89M
|
279K
$4.96M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
188K+ 274.02% |
$3.13M - $3.45M
|
257K
$4.57M
|
|
|
Nov 03, 2022
Q3 2022
|
Andesa Financial Management Inc.
|
BUY
|
- |
172KNew |
$2.87M - $3.16M
|
172K
$3.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
BUY
|
- |
158KNew |
$2.64M - $2.9M
|
158K
$2.82M
|
|
|
Nov 09, 2022
Q3 2022
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
156K+ 14.71% |
$2.61M - $2.87M
|
1.22M
$21.7M
|
|
|
Nov 02, 2022
Q3 2022
|
Flaharty Asset Management, LLC
|
BUY
|
- |
129K+ 7.18% |
$2.14M - $2.36M
|
1.92M
$34.2M
|
|
|
Jan 25, 2023
Q3 2022
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
127KNew |
$2.11M - $2.32M
|
127K
$2.25M
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
121K+ 50.94% |
$2.01M - $2.21M
|
357K
$6.36M
|
|
|
Nov 03, 2022
Q3 2022
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
116K+ 17.37% |
$1.92M - $2.12M
|
781K
$13.9M
|
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
106KNew |
$1.77M - $1.95M
|
106K
$1.89M
|
|
|
Nov 03, 2022
Q3 2022
|
Baron Financial Group, LLC
Fair Lawn, NJ |
BUY
|
- |
93.9KNew |
$1.56M - $1.72M
|
93.9K
$1.67M
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
90.8K+ 9.36% |
$1.51M - $1.66M
|
1.06M
$18.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
78.9K+ 0.89% |
$1.32M - $1.45M
|
8.97M
$160M
|
|
|
Nov 10, 2022
Q3 2022
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
70KNew |
$1.17M - $1.28M
|
70K
$1.25M
|
|
|
Nov 10, 2022
Q3 2022
|
Biltmore Family Office, LLC
|
BUY
|
- |
69.4K+ 71.55% |
$1.16M - $1.27M
|
166K
$2.96M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
68.2K+ 12.61% |
$1.14M - $1.25M
|
609K
$10.8M
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
61.4K+ 32.36% |
$1.02M - $1.12M
|
251K
$4.47M
|
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
BUY
|
- |
56.3K+ 13.28% |
$939K - $1.03M
|
481K
$8.56M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
55.2K+ 30.92% |
$920K - $1.01M
|
234K
$4.16M
|
|
|
Nov 02, 2022
Q3 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
54.8K+ 6.57% |
$913K - $1M
|
889K
$15.8M
|
|
|
Nov 09, 2022
Q3 2022
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
53.6KNew |
$893K - $982K
|
53.6K
$954K
|
|
|
Nov 09, 2022
Q3 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
53.2KNew |
$887K - $975K
|
53.2K
$948K
|
|
|
Mar 28, 2023
Q3 2022
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
49.7KNew |
$828K - $911K
|
49.7K
$885K
|
|
|
Oct 21, 2022
Q3 2022
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
48.8K+ 9.28% |
$814K - $895K
|
575K
$10.2M
|
|
|
Oct 17, 2022
Q3 2022
|
American Financial Advisors, LLC
|
BUY
|
- |
46KNew |
$766K - $842K
|
46K
$818K
|
|
|
Nov 10, 2022
Q3 2022
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
42.9K+ 87.81% |
$714K - $785K
|
91.7K
$1.63M
|