Purchases and Sales Made in Q3 2022 in Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG) during Q3 2022. The information is specifically focused on institutions that hold shares of Guggenheim Active Allocation Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
397KNew |
$5.09M - $6.31M
|
397K
$6.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
177K+ 60.32% |
$2.27M - $2.81M
|
470K
$7.38M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
128K+ 21.04% |
$1.64M - $2.03M
|
735K
$11.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
71.9KNew |
$922K - $1.14M
|
71.9K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
47.3K+ 72.99% |
$606K - $752K
|
112K
$1.76M
|
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
46.2KNew |
$593K - $735K
|
46.2K
$726K
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
45.7KNew |
$586K - $727K
|
45.7K
$717K
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
38.1K+ 42.33% |
$489K - $606K
|
128K
$2.01M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
18.7K+ 142.55% |
$240K - $298K
|
31.8K
$500K
|
|
|
Nov 14, 2022
Q3 2022
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
11.1KNew |
$142K - $176K
|
11.1K
$174K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.1KNew |
$130K - $161K
|
10.1K
$159K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.1KNew |
$130K - $161K
|
10.1K
$159K
|
|
|
Oct 17, 2022
Q3 2022
|
Prosperity Consulting Group, LLC
|
BUY
|
- |
10KNew |
$128K - $159K
|
10K
$157K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.5KNew |
$96.2K - $119K
|
7.5K
$118K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.42KNew |
$56.7K - $70.3K
|
4.42K
$69.4K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.97K+ 197.2% |
$25.3K - $31.4K
|
2.97K
$46.7K
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
BUY
|
- |
1.46K+ 8.84% |
$18.8K - $23.3K
|
18K
$283K
|
|
|
Oct 24, 2022
Q3 2022
|
Trust CO Of Vermont
|
BUY
|
- |
1.25KNew |
$16K - $19.9K
|
1.25K
$19.6K
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
248+ 2.48% |
$3.18K - $3.95K
|
10.2K
$161K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
57+ 0.5% |
$731 - $907
|
11.5K
$180K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-132- 17.32% |
$1.69K - $2.1K
|
630
$9.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.39K- 8.22% |
$17.8K - $22.1K
|
15.5K
$244K
|
|
|
Nov 14, 2022
Q3 2022
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-8.53K- 3.63% |
$109K - $136K
|
226K
$3.55M
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-8.63K- 20.0% |
$111K - $137K
|
34.5K
$543K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-16K- 80.97% |
$205K - $254K
|
3.75K
$58.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-74.3K- 2.96% |
$953K - $1.18M
|
2.44M
$38.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-160K- 20.75% |
$2.06M - $2.55M
|
613K
$9.63M
|