Purchases and Sales Made in Q3 2021 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q3 2021. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.72MNew |
$24.1M - $25.3M
|
4.72M
$18.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
321K+ 573.52% |
$1.64M - $1.72M
|
377K
$1.49M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
115K+ 116.95% |
$588K - $616K
|
214K
$842K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
85.4K+ 30.38% |
$437K - $457K
|
367K
$1.44M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
67.6K+ 4.72% |
$345K - $362K
|
1.5M
$5.9M
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
57.2K+ 3.45% |
$292K - $306K
|
1.72M
$6.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
34.9K+ 1.93% |
$179K - $187K
|
1.84M
$7.25M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
34.9K+ 39.94% |
$178K - $187K
|
122K
$482K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
33.4KNew |
$171K - $179K
|
33.4K
$132K
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
33K+ 19.83% |
$169K - $177K
|
200K
$786K
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
20K+ 45.28% |
$102K - $107K
|
64.2K
$253K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
20K+ 133.33% |
$102K - $107K
|
35K
$138K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
18.8KNew |
$96.1K - $101K
|
18.8K
$74.1K
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
17.8K+ 27.86% |
$90.7K - $95K
|
81.5K
$321K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
17.3K+ 9.93% |
$88.3K - $92.5K
|
191K
$754K
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
15.7KNew |
$80.4K - $84.2K
|
15.7K
$62K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
14.2K+ 8.48% |
$72.7K - $76.1K
|
182K
$717K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
12KNew |
$61.3K - $64.2K
|
12K
$47.3K
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
11.3K+ 2.55% |
$57.8K - $60.5K
|
456K
$1.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.58K+ 16.75% |
$38.7K - $40.5K
|
52.8K
$208K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
7.2KNew |
$36.8K - $38.5K
|
7.2K
$28.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5K+ 1.01% |
$25.6K - $26.8K
|
499K
$1.97M
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
5KNew |
$25.6K - $26.8K
|
5K
$19.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
4.7K+ 15.96% |
$24K - $25.2K
|
34.2K
$135K
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
3.9K+ 12.5% |
$19.9K - $20.9K
|
35.1K
$138K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.53K+ 2.04% |
$18K - $18.9K
|
176K
$695K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.52K+ 1.01% |
$7.78K - $8.15K
|
152K
$599K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.08K+ 10.21% |
$5.53K - $5.79K
|
11.7K
$46K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
464+ 3.56% |
$2.37K - $2.48K
|
13.5K
$53.1K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
400+ 2.56% |
$2.04K - $2.14K
|
16K
$63.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
309+ 1.41% |
$1.58K - $1.65K
|
22.3K
$87.8K
|
|
|
Oct 20, 2021
Q3 2021
|
Venture Visionary Partners LLC
|
BUY
|
- |
150+ 0.44% |
$767 - $803
|
34.3K
$135K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
28+ 0.41% |
$143 - $150
|
6.88K
$27.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
9+ 0.03% |
$46 - $48.2
|
32.1K
$127K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5+ 0.13% |
$25.6 - $26.8
|
3.88K
$15.3K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3+ 0.02% |
$15.3 - $16
|
19.5K
$76.8K
|
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
1+ 0.35% |
$5.11 - $5.35
|
288
$1.13K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-46- 0.01% |
$235 - $246
|
316K
$1.24M
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-63- 0.17% |
$322 - $337
|
37.8K
$149K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-192- 0.23% |
$981 - $1.03K
|
83.4K
$329K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-201- 1.09% |
$1.03K - $1.08K
|
18.3K
$72.2K
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-300- 0.28% |
$1.53K - $1.61K
|
108K
$427K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-487- 0.78% |
$2.49K - $2.61K
|
61.7K
$243K
|
|
|
Oct 14, 2021
Q3 2021
|
Procyon Advisors, LLC
|
SELL
|
- |
-981- 4.9% |
$5.01K - $5.25K
|
19.1K
$75.1K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1KClosed |
$5.11K - $5.35K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Center For Financial Planning, Inc.
Southfied, MI |
SELL
|
- |
-1.5KClosed |
$7.67K - $8.02K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.94K- 1.7% |
$9.9K - $10.4K
|
112K
$441K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.66K- 3.81% |
$13.6K - $14.2K
|
67.2K
$265K
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-4K- 1.08% |
$20.4K - $21.4K
|
367K
$1.45M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.84K- 2.16% |
$29.9K - $31.3K
|
264K
$1.04M
|