Purchases and Sales Made in Q1 2023 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q1 2023. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 06, 2023
Q1 2023
|
Green Alpha Advisors, LLC
|
BUY
|
- |
39.8K+ 20.61% |
$427K - $512K
|
233K
$2.05M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
21.1K+ 162.28% |
$227K - $272K
|
34.1K
$300K
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
17.1K+ 40.37% |
$184K - $220K
|
59.5K
$523K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
16.6KNew |
$179K - $214K
|
16.6K
$146K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
14.2K+ 5.19% |
$152K - $183K
|
287K
$2.52M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.2K+ 57.75% |
$142K - $170K
|
36.1K
$318K
|
|
|
May 15, 2023
Q1 2023
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
11.9KNew |
$128K - $154K
|
11.9K
$105K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.89K+ 23.49% |
$63.2K - $75.8K
|
31K
$272K
|
|
|
May 12, 2023
Q1 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
5.25KNew |
$56.3K - $67.6K
|
5.25K
$46.1K
|
|
|
May 15, 2023
Q1 2023
|
ETF Store, Inc.
|
BUY
|
- |
4.51K+ 14.07% |
$48.4K - $58.1K
|
36.6K
$321K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
3.85K+ 13.36% |
$41.4K - $49.6K
|
32.7K
$287K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
3.56K+ 36.96% |
$38.3K - $45.9K
|
13.2K
$116K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$21.5K - $25.8K
|
2K
$17.6K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.63K+ 5.7% |
$17.5K - $21K
|
30.2K
$265K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.36K+ 6.4% |
$14.6K - $17.5K
|
22.6K
$198K
|
|
|
May 03, 2023
Q1 2023
|
Nia Impact Advisors, LLC
|
BUY
|
- |
1.27K+ 8.46% |
$13.6K - $16.3K
|
16.2K
$143K
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
773+ 3.37% |
$8.3K - $9.96K
|
23.7K
$208K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
560+ 4.66% |
$6.01K - $7.21K
|
12.6K
$110K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
501+ 36.65% |
$5.38K - $6.45K
|
1.87K
$16.4K
|
|
|
May 15, 2023
Q1 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
119+ 0.37% |
$1.28K - $1.53K
|
32.1K
$282K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
66+ 0.14% |
$709 - $850
|
46.2K
$406K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
43+ 0.76% |
$462 - $554
|
5.67K
$49.8K
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
6+ 2.48% |
$64.4 - $77.3
|
248
$2.18K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-6- 0.05% |
$64.4 - $77.3
|
12K
$105K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-150- 65.22% |
$1.61K - $1.93K
|
80
$703
|
|
|
May 15, 2023
Q1 2023
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-200- 50.0% |
$2.15K - $2.58K
|
200
$1.76K
|
|
|
Apr 11, 2023
Q1 2023
|
First Affirmative Financial Network
|
SELL
|
- |
-234- 1.45% |
$2.51K - $3.01K
|
15.9K
$140K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-234- 2.11% |
$2.51K - $3.01K
|
10.8K
$95.2K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-383- 3.57% |
$4.11K - $4.93K
|
10.3K
$90.9K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-400- 47.06% |
$4.3K - $5.15K
|
450
$3.96K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.01K- 6.2% |
$10.9K - $13.1K
|
15.4K
$135K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.76K- 97.5% |
$18.8K - $22.6K
|
45
$396
|
|
|
May 12, 2023
Q1 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-1.76K- 55.87% |
$18.8K - $22.6K
|
1.39K
$12.2K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.39K- 30.29% |
$25.7K - $30.8K
|
5.5K
$48.3K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.43K- 6.83% |
$26K - $31.2K
|
33.1K
$291K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.11K- 16.8% |
$33.4K - $40.1K
|
15.4K
$135K
|
|
|
May 12, 2023
Q1 2023
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-4.3K- 75.48% |
$46.2K - $55.4K
|
1.4K
$12.3K
|
|
|
May 08, 2023
Q1 2023
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-7.05K- 32.02% |
$75.8K - $90.9K
|
15K
$132K
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-10.7K- 7.33% |
$114K - $137K
|
135K
$1.18M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.4K- 29.24% |
$134K - $160K
|
30.1K
$265K
|
|
|
May 15, 2023
Q1 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-19.2K- 11.63% |
$207K - $248K
|
146K
$1.28M
|
|
|
May 11, 2023
Q1 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-36.7K- 65.83% |
$395K - $473K
|
19.1K
$168K
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-97.9K- 55.66% |
$1.05M - $1.26M
|
78K
$686K
|
|
|
May 15, 2023
Q1 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-114K- 86.18% |
$1.23M - $1.47M
|
18.3K
$161K
|