Purchases and Sales Made in Q3 2021 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q3 2021. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
37.3K+ 19.13% |
$603K - $666K
|
232K
$2.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
36.7KNew |
$594K - $656K
|
36.7K
$323K
|
|
|
Nov 15, 2021
Q3 2021
|
Shelton Capital Management
Denver, CO |
BUY
|
- |
25K+ 8.33% |
$405K - $446K
|
325K
$2.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
20.1K+ 60.31% |
$325K - $359K
|
53.4K
$470K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
18.7KNew |
$302K - $333K
|
18.7K
$164K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
11.6K+ 15.67% |
$188K - $208K
|
85.9K
$755K
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
7.99K+ 4.73% |
$129K - $143K
|
177K
$1.55M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
7.63K+ 6.53% |
$123K - $136K
|
124K
$1.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
6.25K+ 22.32% |
$101K - $112K
|
34.3K
$301K
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
6.23KNew |
$101K - $111K
|
6.23K
$54.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.04K+ 25.03% |
$65.3K - $72.1K
|
20.2K
$177K
|
|
|
Nov 09, 2021
Q3 2021
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
3.65K+ 13.79% |
$59K - $65.1K
|
30.1K
$264K
|
|
|
Oct 12, 2021
Q3 2021
|
Green Alpha Advisors, LLC
|
BUY
|
- |
3.47K+ 3.18% |
$56.1K - $61.9K
|
112K
$988K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.58K+ 12.72% |
$41.8K - $46.1K
|
22.9K
$201K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.02K+ 5.1% |
$32.6K - $36K
|
41.5K
$365K
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.62K+ 6.43% |
$26.2K - $28.9K
|
26.8K
$236K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1K+ 19.18% |
$16.2K - $17.9K
|
6.21K
$54.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
893+ 5.58% |
$14.4K - $15.9K
|
16.9K
$148K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
590+ 307.29% |
$9.55K - $10.5K
|
782
$6.87K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
407+ 2.89% |
$6.59K - $7.26K
|
14.5K
$128K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
369New |
$5.97K - $6.59K
|
369
$3.24K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
349+ 5.57% |
$5.65K - $6.23K
|
6.61K
$58.1K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
117+ 1.42% |
$1.89K - $2.09K
|
8.38K
$73.7K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
76+ 2.37% |
$1.23K - $1.36K
|
3.28K
$28.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
52+ 3.56% |
$841 - $928
|
1.51K
$13.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
26+ 6.24% |
$421 - $464
|
443
$3.89K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
13+ 0.09% |
$210 - $232
|
14.4K
$127K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3New |
$48.5 - $53.6
|
3
$26.4
|
|
|
Nov 09, 2021
Q3 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
2+ 2.5% |
$32.4 - $35.7
|
82
$721
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-600Closed |
$9.71K - $10.7K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-1K- 68.82% |
$16.2K - $17.9K
|
453
$3.98K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$19.4K - $21.4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.58K- 4.82% |
$25.6K - $28.2K
|
31.2K
$274K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.1K- 49.76% |
$34K - $37.5K
|
2.12K
$18.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-2.34KClosed |
$37.8K - $41.8K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.79K- 23.28% |
$77.5K - $85.5K
|
15.8K
$139K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.23KClosed |
$84.6K - $93.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-7.81K- 31.59% |
$126K - $139K
|
16.9K
$149K
|
|
|
Nov 16, 2021
Q3 2021
|
Nia Impact Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$173K - $191K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-12.6KClosed |
$204K - $225K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-13.6K- 9.59% |
$221K - $243K
|
128K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-19.2K- 53.82% |
$310K - $343K
|
16.5K
$145K
|
|
|
Nov 04, 2021
Q3 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-22.1K- 28.33% |
$358K - $394K
|
55.9K
$491K
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-40K- 20.39% |
$647K - $714K
|
156K
$1.37M
|
|
|
Nov 10, 2021
Q3 2021
|
Tredje Ap Fonden
|
SELL
|
- |
-70K- 53.85% |
$1.13M - $1.25M
|
60K
$527K
|