Purchases and Sales Made in Q4 2023 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q4 2023. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
139K+ 126.59% |
$1.51M - $1.87M
|
248K
$2.28M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
72.4KNew |
$787K - $974K
|
72.4K
$664K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
61.9KNew |
$672K - $832K
|
61.9K
$568K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
30.3K+ 57.3% |
$329K - $407K
|
83.2K
$763K
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
28.9KNew |
$314K - $389K
|
28.9K
$265K
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
28.5KNew |
$309K - $383K
|
28.5K
$261K
|
|
|
Feb 07, 2024
Q4 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
16.9KNew |
$184K - $227K
|
16.9K
$155K
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
11.7KNew |
$127K - $157K
|
11.7K
$107K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.4KNew |
$124K - $153K
|
11.4K
$105K
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
10.2KNew |
$111K - $137K
|
10.2K
$93.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
10KNew |
$109K - $134K
|
10K
$91.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
6.73KNew |
$73.1K - $90.4K
|
6.73K
$61.7K
|
|
|
Feb 07, 2024
Q4 2023
|
ETF Store, Inc.
|
BUY
|
- |
4.66K+ 10.84% |
$50.6K - $62.6K
|
47.6K
$437K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
4.28KNew |
$46.5K - $57.5K
|
4.28K
$39.2K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
3.92KNew |
$42.6K - $52.7K
|
3.92K
$35.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.66K+ 86.91% |
$28.8K - $35.7K
|
5.71K
$52.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
2.65K+ 2.36% |
$28.7K - $35.6K
|
115K
$1.05M
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
2.63K+ 15.68% |
$28.5K - $35.3K
|
19.4K
$178K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.55K+ 11.54% |
$16.8K - $20.8K
|
14.9K
$137K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
1.04K+ 4.7% |
$11.3K - $14K
|
23.3K
$213K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
887+ 2.47% |
$9.63K - $11.9K
|
36.8K
$338K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
696+ 4.23% |
$7.56K - $9.35K
|
17.2K
$157K
|
|
|
Feb 02, 2024
Q4 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
623+ 4.63% |
$6.77K - $8.37K
|
14.1K
$129K
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
587+ 83.86% |
$6.37K - $7.89K
|
1.29K
$11.8K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
294New |
$3.19K - $3.95K
|
294
$2.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
240+ 3.04% |
$2.61K - $3.23K
|
8.14K
$74.7K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
120New |
$1.3K - $1.61K
|
120
$1.1K
|
|
|
Mar 01, 2024
Q4 2023
|
Pineridge Advisors LLC
St. Charles, MO |
BUY
|
- |
79New |
$858 - $1.06K
|
79
$724
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
61New |
$662 - $820
|
61
$559
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
9New |
$97.7 - $121
|
9
$82.5
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
7+ 2.67% |
$76 - $94.1
|
269
$2.47K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3New |
$32.6 - $40.3
|
3
$27.5
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-10- 16.67% |
$109 - $134
|
50
$459
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-793- 35.64% |
$8.61K - $10.7K
|
1.43K
$13.1K
|
|
|
Jul 31, 2024
Q4 2023
|
Sage Capital Management, LLC
Stockton, NJ |
SELL
|
- |
-1K- 4.0% |
$10.9K - $13.4K
|
24K
$220K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-1.29K- 90.78% |
$14K - $17.3K
|
131
$1.2K
|
|
|
Jan 22, 2024
Q4 2023
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-1.92K- 11.46% |
$20.8K - $25.8K
|
14.8K
$136K
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.74K- 12.0% |
$40.6K - $50.3K
|
27.4K
$251K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.15K- 6.49% |
$45K - $55.7K
|
59.7K
$547K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.23K- 8.23% |
$56.8K - $70.3K
|
58.3K
$535K
|
|
|
Feb 14, 2024
Q4 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-5.47K- 4.5% |
$59.4K - $73.5K
|
116K
$1.07M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.94K- 22.38% |
$75.4K - $93.3K
|
24.1K
$221K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.55K- 26.95% |
$82K - $102K
|
20.5K
$188K
|
|
|
Jan 18, 2024
Q4 2023
|
Parisi Gray Wealth Management
|
SELL
|
- |
-12K- 54.55% |
$130K - $161K
|
10K
$91.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-12.4K- 24.18% |
$135K - $167K
|
38.9K
$357K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-17.1K- 29.49% |
$185K - $229K
|
40.8K
$374K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-25.5K- 60.51% |
$277K - $343K
|
16.6K
$153K
|
|
|
Jan 04, 2024
Q4 2023
|
Green Alpha Advisors, LLC
|
SELL
|
- |
-56.3K- 22.05% |
$611K - $756K
|
199K
$1.82M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-86.4K- 40.3% |
$938K - $1.16M
|
128K
$1.17M
|