Purchases and Sales Made in Q1 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-35K- 8.23% |
$404K - $568K
|
390K
$7.49M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-36.8K- 35.23% |
$425K - $597K
|
67.6K
$1.3M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-36.8K- 35.23% |
$425K - $597K
|
67.6K
$1.3M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-40.5K- 8.23% |
$468K - $657K
|
451K
$8.67M
|
|
|
May 03, 2023
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-49.5K- 50.14% |
$572K - $803K
|
49.2K
$945K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-56.6K- 41.23% |
$655K - $920K
|
80.7K
$1.55M
|
|
|
May 12, 2023
Q1 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-57.6K- 51.59% |
$666K - $935K
|
54K
$1.04M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-60.9K- 10.8% |
$704K - $989K
|
503K
$9.66M
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-61.5K- 2.52% |
$711K - $998K
|
2.38M
$45.7M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-65.4K- 46.53% |
$756K - $1.06M
|
75.2K
$1.44M
|
|
|
May 15, 2023
Q1 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-80.7K- 96.93% |
$933K - $1.31M
|
2.55K
$49K
|
|
|
Apr 17, 2023
Q1 2023
|
Security National Bank
|
SELL
|
- |
-96.3K- 28.87% |
$1.11M - $1.56M
|
237K
$4.56M
|
|
|
May 11, 2023
Q1 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-181K- 45.17% |
$2.09M - $2.93M
|
219K
$4.21M
|
|
|
May 15, 2023
Q1 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-189K- 99.95% |
$2.18M - $3.07M
|
100
$1.92K
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-222K- 21.11% |
$2.56M - $3.6M
|
828K
$15.9M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-236K- 27.96% |
$2.73M - $3.83M
|
608K
$11.7M
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-327K- 77.03% |
$3.78M - $5.31M
|
97.4K
$1.87M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-986K- 87.38% |
$11.4M - $16M
|
142K
$2.73M
|